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SEC-registered adviser

M•• I••••••••• L••

Independent wealth managerMedford, New JerseyCRD 125122SEC 801-132877websiteIAPD
Latest filing Apr 21, 2026
First filing on the tape Apr 29, 2025 · 4 filings
SEC status approved since May 29, 2025
RAUM
$146M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$146M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$29.3M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$146M as of Apr 21, 2026
Apr 29, 2025$121M then
HNW client RAUM$22.1M as of Apr 21, 2026
Apr 29, 2025$35.0M then
State-registered IARs (5.B.3)5 as of Apr 21, 2026
Apr 29, 20255 then
Employees (5.A)5 as of Apr 21, 2026
Apr 29, 20256 then
Private funds: no history
RAUM +21% over the last fiscal yearIARs 5 to 5
Practice profile
derived from the filing of Apr 21, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$29.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
69derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$425,096derivedHNW RAUM over HNW clients
Average account
$284,419derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+21%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+4.2%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$124M85%
  • High-net-worth individuals$22.1M15%
Individual clients
292reported
HNW clients
52reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
515reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
W•••••• J••••• K••••••M••••••, Nj Feb 2, 200532 y1
B•••• P•••••• H•••••Certified Financial Planner, Chartered Financial ConsultantM••••••, NjJun 22, 200724 y1
B•••••• H••••• D•••M••••••, NjDec 3, 201033 y1
A••••• C•••••• K••••••Ocean View, De Nov 17, 202214 y0
K•••• K••••• K••••••Ocean View, De Sep 12, 202416 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • K••••••• W••••••• J••••• · Managing Member , President And Chief Compliance Officercontrol
      since 03/2021 · owns 50% to 75%
    • K••••••• A•••••• C•••••• · Owner/Investment Adviser Representative
      since 11/2023 · owns 10% to 25%
    • K••••••• K•••••••• K•••• · Admin/Owner
      since 01/2003 · owns 10% to 25%
    • K••••••• K••••• K••••• · Owner/Investment Adviser Representative
      since 11/2023 · owns 10% to 25%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    M••••••, Nj · principal500
    Ocean View, De300
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Discretionary RAUM · $145M to $146M
      Feb 9, 2026 to Apr 21, 2026
    • HNW RAUM · $22.0M to $22.1M
      Feb 9, 2026 to Apr 21, 2026
    • Individual RAUM · $123M to $124M
      Feb 9, 2026 to Apr 21, 2026
    • RAUM · $145M to $146M
      Feb 9, 2026 to Apr 21, 2026
    • Accounts · 480 to 515
      Nov 11, 2025 to Feb 9, 2026
    • HNW clients · 50 to 52
      Nov 11, 2025 to Feb 9, 2026
    • Individual clients · 280 to 292
      Nov 11, 2025 to Feb 9, 2026
    • Employees · 6 to 5
      Nov 11, 2025 to Feb 9, 2026
    • Discretionary RAUM · $118M to $145M
      Nov 11, 2025 to Feb 9, 2026
    • HNW RAUM · $35.0M to $22.0M
      Nov 11, 2025 to Feb 9, 2026
    • Individual RAUM · $86.0M to $123M
      Nov 11, 2025 to Feb 9, 2026
    • Non-discretionary RAUM · $3.0M to $0
      Nov 11, 2025 to Feb 9, 2026
    • RAUM · $121M to $145M
      Nov 11, 2025 to Feb 9, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@mfginvestments.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    kathleen.muller@mfginvestments.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    609-451-1700reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    609-714-0546reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    MFGINVESTMENTS.COMreportedpublic record, Form ADV, Sep 21, 2026
    Principal office phone
    609-714-0546reportedpublic record, Form ADV, Apr 21, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $29.3Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026