DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• G•••••• C••••••• L••
Latest filing Sep 9, 2026
First filing on the tape Nov 29, 2011 · 31 filings
SEC status approved since Apr 14, 2026
RAUM
$109M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
83%
$90.1M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$54.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$109M as of Mar 18, 2026
Feb 29, 2012$23.3M then
HNW client RAUM$89.1M as of Mar 18, 2026
Feb 2, 2018$35.2M then
State-registered IARs (5.B.3)3 as of Mar 18, 2026
Mar 29, 20172 then
Employees (5.A)3 as of Mar 18, 2026
Mar 29, 20174 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $54.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 17derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$89.1M82%
- Pooled investment vehicles$15.7M14%
- Pension and profit-sharing plans$2.9M2.7%
- Individuals$990,4470.9%
- Individual clients
- 6reported
- HNW clients
- 28reported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 89reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.83 fund_share=0.14 institutional_share=0.03 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• B•••• S•••••• | Charleston, Sc | Jun 4, 2007 | 43 y | 1 |
| J••• M••• S•••••• | Orlando, Fl | Oct 26, 2018 | 43 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• M••• S•••••• from C••• I••••••••• A••••••• S•••••••• L••Oct 26, 2018 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• S••••• B•••• · President & Chief Compliance Officercontrolsince 03/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charleston, Sc · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 18, 2026 to Sep 9, 2026
- Related adviser · false to unsetMar 18, 2026 to Sep 9, 2026
- Related bank · false to unsetMar 18, 2026 to Sep 9, 2026
- Related broker-dealer · false to unsetMar 18, 2026 to Sep 9, 2026
- Related insurance company · false to unsetMar 18, 2026 to Sep 9, 2026
- Succession · false to unsetMar 18, 2026 to Sep 9, 2026
- Accounts · 64 to 89Aug 28, 2020 to Mar 18, 2026
- Advisory employees · 4 to 3Aug 28, 2020 to Mar 18, 2026
- Advisory activities · 3 to 4Aug 28, 2020 to Mar 18, 2026
- Corporate clients · 3 to 2Aug 28, 2020 to Mar 18, 2026
- HNW clients · 16 to 28Aug 28, 2020 to Mar 18, 2026
- Individual clients · 10 to 6Aug 28, 2020 to Mar 18, 2026
- Pension plan clients · 1 to 2Aug 28, 2020 to Mar 18, 2026
- Pooled vehicle clients · unset to 2.0Aug 28, 2020 to Mar 18, 2026
- Employees · 4 to 3Aug 28, 2020 to Mar 18, 2026
- Financial planning clients · unset to Aug 28, 2020 to Mar 18, 2026
- State-registered IARs · 4 to 3Aug 28, 2020 to Mar 18, 2026
- Discretionary RAUM · $41.9M to $109MAug 28, 2020 to Mar 18, 2026
- HNW RAUM · $32.1M to $89.1MAug 28, 2020 to Mar 18, 2026
- Individual RAUM · $3.5M to $990,447Aug 28, 2020 to Mar 18, 2026
- Pension RAUM · $2.1M to $2.9MAug 28, 2020 to Mar 18, 2026
- Pooled vehicle RAUM · unset to 15726372.0Aug 28, 2020 to Mar 18, 2026
- RAUM · $41.9M to $109MAug 28, 2020 to Mar 18, 2026
- Assets in custody · 4968000.0 to unsetMar 4, 2020 to Apr 16, 2020
- Custody of client assets · true to falseMar 4, 2020 to Apr 16, 2020
- Accounts · 50 to 64Feb 21, 2020 to Mar 4, 2020
- Corporate clients · unset to 3.0Feb 21, 2020 to Mar 4, 2020
- Individual clients · 5 to 10Feb 21, 2020 to Mar 4, 2020
- Pension plan clients · unset to 1.0Feb 21, 2020 to Mar 4, 2020
- Discretionary RAUM · $41.6M to $41.9MFeb 21, 2020 to Mar 4, 2020
- HNW RAUM · $38.1M to $32.1MFeb 21, 2020 to Mar 4, 2020
- Individual RAUM · $1.7M to $3.5MFeb 21, 2020 to Mar 4, 2020
- Pension RAUM · $1.8M to $2.1MFeb 21, 2020 to Mar 4, 2020
- RAUM · $41.6M to $41.9MFeb 21, 2020 to Mar 4, 2020
- Advisory employees · 3 to 4Feb 11, 2020 to Feb 21, 2020
- Employees · 3 to 4Feb 11, 2020 to Feb 21, 2020
- State-registered IARs · 3 to 4Feb 11, 2020 to Feb 21, 2020
- HNW clients · 43 to 16Oct 16, 2018 to Mar 11, 2019
- Individual clients · unset to 5.0Oct 16, 2018 to Mar 11, 2019
- Discretionary RAUM · $41.8M to $41.6MOct 16, 2018 to Mar 11, 2019
Signals
2 dated events
- B••• G•••••• C••••••• L•• reported RAUM $41.8M, down 75% from $167.2M (2017-03-29 to 2018-02-02)Feb 2, 2018 · RAUM change · derived
- B••• G•••••• C••••••• L•• filed its initial SEC registration (Form ADV)Mar 22, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- dave@bluegranitecapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 843-722-7330reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/blue-granite-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 843-722-7330reportedpublic record, Form ADV, Sep 9, 2026
- Contact form
- bluegranitecapital.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026