DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• C•••••• A•••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Mar 26, 2012 · 27 filings
SEC status approved since Mar 20, 2003
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$1.2B individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$641M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.3B as of Mar 30, 2026
Mar 26, 2012$286M then
HNW client RAUM$1.2B as of Mar 30, 2026
Mar 29, 2018$389M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 26, 20120 then
Employees (5.A)6 as of Mar 30, 2026
Mar 25, 20134 then
Private funds1 as of Mar 25, 2013
Mar 26, 20121 then
RAUM +27% over the last fiscal year+28% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- uhnw p•••••• wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $641MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 128derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $15.6MderivedHNW RAUM over HNW clients
- Average account
- $4.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.9%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B93%
- Individuals$35.9M2.8%
- Charitable organizations$35.3M2.8%
- Corporations and businesses$20.8M1.6%
- Pension and profit-sharing plans$721,6920.1%
- Individual clients
- 180reported
- HNW clients
- 76reported
- Pension plan clients
- 1reported
- Charitable clients
- 4reported
- Accounts
- 270reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| V•••••• S•••••• A•••••• | New York, Ny | Dec 22, 2008 | 57 y | 0 |
| M•••••• C•••• A•••••• | Darien, Ct | Jul 14, 2014 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••••• P•••••••• L•••no longer reported | Hedge Fund | $21.6M | 35 | Mar 26, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• M••••••• C•••• · President & Secretarycontrolsince 08/2018 · owns less than 5%
- A••••••• R•••••• L•••• · Managing Directorcontrolsince 10/2024 · owns less than 5%
- A••••••• V••••••• S•••••• · Managing Directorcontrolsince 03/2025 · owns less than 5%
- T••••••••• A••• M••••••• · Vice President Of Operationscontrolsince 08/2018 · owns less than 5%
- A••••••• A•••••• C•••• · Shareholdercontrolsince 01/1997 · owns 25% to 50% of P•••••• M••••••••• A•• C••••••••• G••••• I•••
- A••••••• S••••••• C••••••• · Shareholdercontrolsince 01/1997 · owns 25% to 50% of P•••••• M••••••••• A•• C••••••••• G••••• I•••
- S••••••• E••••• M•••• · Chief Compliance Officersince 06/2019 · owns less than 5%
Entity owners
- P•••••• M••••••••• A•• C••••••••• G••••• I••• · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- P•••••• C•••••• A•••• M••••••••• L••investment advisernRAUM $13.0M
- P•••••• C•••••• S••••••••• L••investment adviserpooled vehicle sponsoryRAUM $6.1M
- P•••••• M••••••••• S•••••••• I•••insurancen
Advisers that list P•••••• C•••••• A•••••••• I••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Palm Beach, FL2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 30, 2026A••••••• A•••••• C•••• (SHAREHOLDER) left Schedule A between the filings of 2019-07-10 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 30, 2026A••••••• S••••••• C••••••• (SHAREHOLDER) left Schedule A between the filings of 2019-07-10 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 30, 2026A••••••• V••••••• S•••••• (MANAGING DIRECTOR) appeared on Schedule A between the filings of 2019-07-10 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 256 to 270Mar 31, 2025 to Mar 30, 2026
- Charity clients · 3 to 4Mar 31, 2025 to Mar 30, 2026
- Corporate clients · 8 to 9Mar 31, 2025 to Mar 30, 2026
- HNW clients · 71 to 76Mar 31, 2025 to Mar 30, 2026
- Individual clients · 173 to 180Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.0B to $1.3BMar 31, 2025 to Mar 30, 2026
- HNW RAUM · $919M to $1.2BMar 31, 2025 to Mar 30, 2026
- Individual RAUM · $37.9M to $35.9MMar 31, 2025 to Mar 30, 2026
- Pension RAUM · $686,638 to $721,692Mar 31, 2025 to Mar 30, 2026
- RAUM · $1.0B to $1.3BMar 31, 2025 to Mar 30, 2026
- Accounts · 250 to 256Feb 13, 2025 to Mar 31, 2025
- HNW clients · 60 to 71Feb 13, 2025 to Mar 31, 2025
- Individual clients · 178 to 173Feb 13, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 13, 2025 to Mar 31, 2025
- Discretionary RAUM · $794M to $1.0BFeb 13, 2025 to Mar 31, 2025
- HNW RAUM · $704M to $919MFeb 13, 2025 to Mar 31, 2025
- Individual RAUM · $42.3M to $37.9MFeb 13, 2025 to Mar 31, 2025
- Pension RAUM · $610,931 to $686,638Feb 13, 2025 to Mar 31, 2025
- RAUM · $794M to $1.0BFeb 13, 2025 to Mar 31, 2025
- Accounts · 245 to 250Mar 31, 2023 to Mar 21, 2024
- Corporate clients · 7 to 8Mar 31, 2023 to Mar 21, 2024
- HNW clients · 61 to 60Mar 31, 2023 to Mar 21, 2024
- Individual clients · 173 to 178Mar 31, 2023 to Mar 21, 2024
- Discretionary RAUM · $614M to $794MMar 31, 2023 to Mar 21, 2024
- HNW RAUM · $538M to $704MMar 31, 2023 to Mar 21, 2024
- Individual RAUM · $41.6M to $42.3MMar 31, 2023 to Mar 21, 2024
- Pension RAUM · $622,529 to $610,931Mar 31, 2023 to Mar 21, 2024
- RAUM · $614M to $794MMar 31, 2023 to Mar 21, 2024
- Accounts · 226 to 245Apr 11, 2022 to Mar 31, 2023
- HNW clients · 66 to 61Apr 11, 2022 to Mar 31, 2023
- Individual clients · 152 to 173Apr 11, 2022 to Mar 31, 2023
- Discretionary RAUM · $719M to $614MApr 11, 2022 to Mar 31, 2023
- HNW RAUM · $639M to $538MApr 11, 2022 to Mar 31, 2023
- Individual RAUM · $37.7M to $41.6MApr 11, 2022 to Mar 31, 2023
- Pension RAUM · $684,683 to $622,529Apr 11, 2022 to Mar 31, 2023
- RAUM · $719M to $614MApr 11, 2022 to Mar 31, 2023
- Accounts · 206 to 226Mar 30, 2021 to Apr 11, 2022
- Corporate clients · 5 to 7Mar 30, 2021 to Apr 11, 2022
- HNW clients · 58 to 66Mar 30, 2021 to Apr 11, 2022
- Individual clients · 139 to 152Mar 30, 2021 to Apr 11, 2022
Signals
5 dated events
- P•••••• C•••••• A•••••••• I••• reported RAUM $1.3B, up 27% from $1.0B (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- P•••••• C•••••• A•••••••• I••• reported RAUM $1.0B, up 27% from $793.9M (2025-02-13 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Louis Robert Andrews (Managing Director) appeared on Schedule A of P•••••• C•••••• A•••••••• I•••Oct 31, 2024 · Control person joined · fact
- P•••••• C•••••• A•••••••• I••• reported RAUM $793.9M, up 29% from $614.4M (2023-03-31 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- P•••••• C•••••• A•••••••• I••• reported RAUM $719.3M, up 33% from $540.9M (2021-03-30 to 2022-04-11)Apr 11, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 347-960-4520reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/private-capital-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- P••••••CAPITALADV.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 347-960-4520reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $641Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026