DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
Z•••• C•••••• M••••••••• L••
Latest filing Mar 28, 2024
First filing on the tape Apr 9, 2012 · 22 filings
RAUM
$3.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$3.2M as of Mar 28, 2024
Apr 9, 2012$438M then
HNW client RAUM$0 as of Mar 28, 2024
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 28, 2024
Mar 14, 20130 then
Employees (5.A)9 as of Mar 28, 2024
Mar 14, 201312 then
Private funds1 as of Mar 30, 2020
Apr 9, 20122 then
RAUM -92% over the last fiscal year-67% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -92%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Z•••• G••••• E••••• F•••• L•••no longer reported | Hedge Fund | $19.1M | 7 | Mar 30, 2012 |
| Z•••• G••••• E••••• A•••••••• F•••• L•••no longer reported | Hedge Fund | $6.6M | 4 | Dec 23, 2015 |
Owners and control persons
Schedule A and B, latest filing
- H•••••••• J•••• J• · President; Managing Member; Class Bcontrolsince 10/2011 · owns less than 5%
- I•••••••• R••••• G•••• · Managing Member; Class Acontrolsince 09/2001 · owns 75% or more
- L•••• K••••• J• · Chief Compliance Officer; General Counselsince 07/2015 · owns less than 5%
Related persons
Schedule D 7.A
- G•• G••••• A••••••• P•••••••• E•••••• S•••investment advisern
- K•••• J• L•••investment companyn
- Z•••• A•••••••• L••investment advisern
Advisers that list Z•••• C•••••• M••••••••• L•• as a related person
- 126286 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 2Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 7 to 6Mar 31, 2023 to Mar 28, 2024
- Advisory activities · 3 to 2Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 0 to 1Mar 31, 2023 to Mar 28, 2024
- Employees · 10 to 9Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $38.1M to $3.2MMar 31, 2023 to Mar 28, 2024
- RAUM · $38.1M to $3.2MMar 31, 2023 to Mar 28, 2024
- Accounts · 5 to 3Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 1 to 0Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $83.9M to $38.1MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.7M to $0Mar 31, 2022 to Mar 31, 2023
- RAUM · $83.9M to $38.1MMar 31, 2022 to Mar 31, 2023
- Accounts · 4 to 5Mar 31, 2021 to Mar 31, 2022
- Advisory activities · 4 to 3Mar 31, 2021 to Mar 31, 2022
- Pension plan clients · unset to 0.0Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 0 to 1Mar 31, 2021 to Mar 31, 2022
- Employees · 11 to 10Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $90.9M to $83.9MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $0 to $4.7MMar 31, 2021 to Mar 31, 2022
- RAUM · $90.9M to $83.9MMar 31, 2021 to Mar 31, 2022
- Accounts · 6 to 4Aug 14, 2020 to Mar 31, 2021
- Advisory employees · 8 to 7Aug 14, 2020 to Mar 31, 2021
- Advisory activities · 5 to 4Aug 14, 2020 to Mar 31, 2021
- Pooled vehicle clients · 3 to 0Aug 14, 2020 to Mar 31, 2021
- Assets in custody · 19066951.0 to unsetAug 14, 2020 to Mar 31, 2021
- Custody of client assets · true to falseAug 14, 2020 to Mar 31, 2021
- Employees · 13 to 11Aug 14, 2020 to Mar 31, 2021
- Private funds · 1 to unsetAug 14, 2020 to Mar 31, 2021
- Discretionary RAUM · $253M to $90.9MAug 14, 2020 to Mar 31, 2021
- Pension RAUM · $103M to $0Aug 14, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $50.1M to $0Aug 14, 2020 to Mar 31, 2021
- RAUM · $253M to $90.9MAug 14, 2020 to Mar 31, 2021
- HNW RAUM · $9.8M to $0May 26, 2020 to Aug 14, 2020
- Accounts · 8 to 6May 21, 2019 to Mar 30, 2020
- Advisory activities · 4 to 5May 21, 2019 to Mar 30, 2020
- Pooled vehicle clients · 4 to 3May 21, 2019 to Mar 30, 2020
- Assets in custody · $243M to $19.1MMay 21, 2019 to Mar 30, 2020
- Financial planning clients · 0 to unsetMay 21, 2019 to Mar 30, 2020
- Private funds · 2 to 1May 21, 2019 to Mar 30, 2020
- Discretionary RAUM · $369M to $253MMay 21, 2019 to Mar 30, 2020
Signals
4 dated events
- Z•••• C•••••• M••••••••• L•• reported RAUM $90.9M, down 64% from $252.6M (2020-08-14 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Z•••• C•••••• M••••••••• L•• reported RAUM $252.6M, down 32% from $369.4M (2019-05-21 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Z•••• C•••••• M••••••••• L•• reported RAUM $369.4M, down 32% from $547.0M (2018-07-24 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Z•••• C•••••• M••••••••• L•• reported RAUM $547.0M, down 34% from $823.2M (2017-05-08 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- Z••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026