DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••••• I••••••••• A•••••••• L••
Latest filing Apr 8, 2026
First filing on the tape Mar 28, 2012 · 25 filings
SEC status approved since Jul 10, 2006
RAUM
$472M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$405M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$78.7M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$472M as of Apr 8, 2026
Mar 28, 2012$55.3M then
HNW client RAUM$346M as of Apr 8, 2026
Mar 20, 2018$100M then
State-registered IARs (5.B.3)6 as of Apr 8, 2026
Mar 28, 20120 then
Employees (5.A)9 as of Apr 8, 2026
Apr 1, 20131 then
Private funds: no history
RAUM +18% over the last fiscal year+24% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Apr 8, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $78.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $497,990derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.6%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $1.9M, 42 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$346M73%
- Pension and profit-sharing plans$64.6M14%
- Individuals$58.2M12%
- Corporations and businesses$2.3M0.5%
- Charitable organizations$547,6160.1%
- Individual clients
- 192reported
- HNW clients
- 98reported
- Pension plan clients
- 82reported
- Charitable clients
- 1reported
- Accounts
- 948reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.9M for 42 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.86 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• S••••••Certified Financial Planner | New York, Ny | Sep 2, 2021 | 39 y | 1 |
| G••••• A•••• | New York, Ny | Sep 3, 2021 | 41 y | 0 |
| L••• H•••••• | New York, Ny | Apr 18, 2023 | 10 y | 0 |
| E••• D••• | New York, Ny | May 9, 2024 | 14 y | 3 |
| F•••• H••••Chartered Financial Analyst | New York, Ny | May 31, 2024 | 20 y | 2 |
| J••• T••••• P•••••• | New York, Ny | Jun 19, 2024 | 44 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• T••••• P•••••• from W•••• C•••••• P••••••• L••Jun 19, 2024 · RIA to RIA
- F•••• H•••• from B• R•••• W••••• A•••••••• I•••May 31, 2024 · Other
- E••• D••• from W•••• C•••••• P••••••• L••May 9, 2024 · RIA to RIA
- M••• S•••••• from G•••••• F•••••••• A••••••• S•••••••• L•••Sep 2, 2021 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W•••• C•••••• P••••••• L••Jun 21, 2024 · New York, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• G••••• · Chief Compliance Officercontrolsince 12/2015 · owns 75% or more
- D•••• E••• · Chief Investment Officersince 06/2024 · owns less than 5%
- K••••• S••• · Membersince 01/2019 · owns 5% to 10%
- L•••••••• Y••••• · Membersince 01/2019 · owns 5% to 10%
- S••••••• M••• · Membersince 03/2016 · owns 5% to 10%
Related persons
Schedule D 7.A
- W••••••••• T•• A••••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 869 to 948Feb 18, 2025 to Mar 31, 2026
- BD registered reps · 1 to 0Feb 18, 2025 to Mar 31, 2026
- Business name · W••••••••• I••••••••• A••••••• L•• to W••••••••• I••••••••• A•••••••• L••Feb 18, 2025 to Mar 31, 2026
- Charity clients · 3 to 1Feb 18, 2025 to Mar 31, 2026
- Corporate clients · 4 to 6Feb 18, 2025 to Mar 31, 2026
- HNW clients · 75 to 98Feb 18, 2025 to Mar 31, 2026
- Individual clients · 197 to 192Feb 18, 2025 to Mar 31, 2026
- Pension plan clients · 84 to 82Feb 18, 2025 to Mar 31, 2026
- Assets in custody · unset to 1907818.0Feb 18, 2025 to Mar 31, 2026
- Custody of client assets · false to trueFeb 18, 2025 to Mar 31, 2026
- Employees · 8 to 9Feb 18, 2025 to Mar 31, 2026
- Financial planning clients · 0 to Feb 18, 2025 to Mar 31, 2026
- Legal name · W••••••••• I••••••••• A••••••• L•• to W••••••••• I••••••••• A•••••••• L••Feb 18, 2025 to Mar 31, 2026
- Discretionary RAUM · $401M to $472MFeb 18, 2025 to Mar 31, 2026
- HNW RAUM · $272M to $346MFeb 18, 2025 to Mar 31, 2026
- Individual RAUM · $66.6M to $58.2MFeb 18, 2025 to Mar 31, 2026
- Pension RAUM · $61.5M to $64.6MFeb 18, 2025 to Mar 31, 2026
- RAUM · $401M to $472MFeb 18, 2025 to Mar 31, 2026
- Related adviser · true to falseFeb 18, 2025 to Mar 31, 2026
- Succession · true to falseFeb 18, 2025 to Mar 31, 2026
- Accounts · 834 to 869Jul 10, 2024 to Feb 18, 2025
- Advisory employees · 4 to 6Jul 10, 2024 to Feb 18, 2025
- HNW clients · 62 to 75Jul 10, 2024 to Feb 18, 2025
- Individual clients · 191 to 197Jul 10, 2024 to Feb 18, 2025
- Employees · 6 to 8Jul 10, 2024 to Feb 18, 2025
- Financial planning clients · 0 to 0Jul 10, 2024 to Feb 18, 2025
- State-registered IARs · 4 to 6Jul 10, 2024 to Feb 18, 2025
- Discretionary RAUM · $379M to $401MJul 10, 2024 to Feb 18, 2025
- HNW RAUM · $241M to $272MJul 10, 2024 to Feb 18, 2025
- Individual RAUM · $64.7M to $66.6MJul 10, 2024 to Feb 18, 2025
- Pension RAUM · $71.5M to $61.5MJul 10, 2024 to Feb 18, 2025
- RAUM · $379M to $401MJul 10, 2024 to Feb 18, 2025
- Succession · false to trueJul 10, 2024 to Feb 18, 2025
- Accounts · 698 to 834Feb 21, 2024 to Jul 10, 2024
- Advisory employees · 3 to 4Feb 21, 2024 to Jul 10, 2024
- Corporate clients · 2 to 4Feb 21, 2024 to Jul 10, 2024
- HNW clients · 54 to 62Feb 21, 2024 to Jul 10, 2024
- Individual clients · 170 to 191Feb 21, 2024 to Jul 10, 2024
- Pension plan clients · 79 to 84Feb 21, 2024 to Jul 10, 2024
- Employees · 4 to 6Feb 21, 2024 to Jul 10, 2024
Signals
2 dated events
- W••••••••• I••••••••• A••••••• L•• reported succeeding to the business of W••••••••• I••••••••• A••••••• L•• (Form ADV Item 4)Feb 18, 2025 · Succession (Item 4) · fact
- 2 advisors left W•••• C•••••• P••••••• L•• (New York, NY) for W••••••••• I••••••••• A•••••••• L•• on the same dayJun 21, 2024 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 212-687-3600reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/wealthedge-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-687-3600reportedpublic record, Form ADV, Apr 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $78.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026