DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• A•••• M••••••••• L•••
Latest filing Aug 4, 2026
First filing on the tape Mar 30, 2012 · 35 filings
SEC status approved since Jun 20, 2003
RAUM
$6.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
10 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
13
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$6.2B as of Aug 4, 2026
Mar 30, 2012$2.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 4, 2026
Mar 30, 20120 then
Employees (5.A)23 as of Aug 4, 2026
Apr 1, 201321 then
Private funds13 as of Aug 4, 2026
Mar 30, 20124 then
RAUM -29% over the last fiscal year-5.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $231MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••• N•••••• R••••••••• L••• | Hedge Fund | $2.7B | 112 | Mar 30, 2012 |
| W••••••• Q•••• P••••••• I••• • G••••••• F••• | Hedge Fund | $2.7B | 1 | Mar 31, 2023 |
| W••••••• Q•••• P••••••• I••• • M••••• F••• | Hedge Fund | $1.5B | 1 | Mar 29, 2024 |
| P••••••• P•••••••• • F•••••••• M•••••• L••• | Hedge Fund | $689M | 29 | Mar 30, 2012 |
| P••••••• S•• O•• C••••••••• L•• | Hedge Fund | $565M | 22 | Mar 1, 2019 |
| P••••••• V••••••• A••••••••• I••••••••• L•• | Hedge Fund | $485M | 21 | Mar 30, 2021 |
| P••••••• A•••••• C••••• P••••••• F•••• L••• | Hedge Fund | $482M | 54 | May 30, 2018 |
| P••••••• P•••••• E••••• T•••••• L•••••• P••••••••• | Hedge Fund | $235M | 4 | Nov 30, 2020 |
| P••••••• O••••••••• L• | Hedge Fund | $83.2M | 58 | Mar 30, 2012 |
| P••••••• M•••••• P•••• C•••••••• M••••• F•••• L••• | Hedge Fund | $63.4M | 1 | Mar 1, 2019 |
| P• F••• L••• D•••• P••••••• F••• | Hedge Fund | $18,000 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• T••••••• P•••• · Chief Compliance Officer/Vice President Of Financecontrolsince 01/2008 · owns less than 5%
- K••••••• J••••• M• · Managing Partner/Chief Investment Officer/L•••••• Partnercontrolsince 12/2005 · owns 25% to 50%
- K••••••• S••••• L•• · Managing Partner/L•••••• Partnercontrolsince 03/2006 · owns 10% to 25%
- L••• J•••• J••••• · Chief Financial Officercontrolsince 06/2003 · owns less than 5%
- S••••••• D••••••• A•••••• · Managing Partner/Chief Executive Officer/L•••••• Partnercontrolsince 12/2003 · owns less than 5%
- G••••••• R•••••• B• •• O•••• · Trusteecontrolsince 09/1991 · owns F of R••••• B• G•••••• L••••• T••••
- K••••••• J••••• M• · Managing Membercontrolsince 12/2005 · owns 25% to 50% of P••••••• A•••• M••••••••• L••
- K••••••• S••••• L•• · Managing Membercontrolsince 03/2006 · owns F of P••••••• A•••• M••••••••• L••
- S••••••• D••••••• A•••••• · Managing Membercontrolsince 12/2003 · owns F of P••••••• A•••• M••••••••• L••
- M••••••• M•••••• N• · Managing Director, Research And Risk Management/L•••••• Partnersince 05/2004 · owns 5% to 10%
Entity owners
- P••••••• A•••• M••••••••• L•• · General Partnerdirect · owns less than 5%
- N•••••••• G••••• I••••••••• L•••••• · Shareholderindirect · owns 75% or more of N•• S•••••••• H••••••• I• I•••
- N•• S•••••••• H••••••• G• L•• · General Partnerindirect · owns F of N•• S•••••••• H••••••• •• L•
- N•• S•••••••• H••••••• I• I••• · Shareholderindirect · owns 75% or more of N•• S•••••••• H••••••• I•• I•••
- N•• S•••••••• H••••••• I•• I••• · Managing Memberindirect · owns 75% or more of N•• S•••••••• H••••••• G• L••
- N•• S•••••••• H••••••• I•• I••• · L•••••• Partnerindirect · owns 75% or more of N•• S•••••••• H••••••• •• L•
- R••••• B• G•••••• L••••• T•••• · Memberindirect · owns 25% to 50% of R••••• I••••••••• L••
- R••••• I••••••••• L•• · Memberindirect · owns 50% to 75% of R•• P•••• L••
- N•• S•••••••• H••••••• •• L• · L•••••• Partnerdirect · owns 10% to 25%
- R•• P•••• L•• · L•••••• Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- P••••••• A••••••••• G•• L••pooled vehicle sponsorn
Advisers that list P••••••• A•••• M••••••••• L••• as a related person
- 298680 n
Offices
Schedule D 1.F, the 25 largest
- Nantucket, MA3 employees
- Aspen, CO2 employees
- Vero Beach, FL2 employees
- Saint Louis, MO
What changed
consecutive filings, newest first
- Discretionary RAUM · $8.9B to $6.2BMar 31, 2026 to Jul 30, 2026
- Pooled vehicle RAUM · $8.9B to $6.2BMar 31, 2026 to Jul 30, 2026
- RAUM · $8.9B to $6.2BMar 31, 2026 to Jul 30, 2026
- Pooled vehicle clients · 25 to 27Nov 26, 2025 to Mar 31, 2026
- Employees · 22 to 23Nov 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $8.2B to $8.9BNov 26, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $8.2B to $8.9BNov 26, 2025 to Mar 31, 2026
- RAUM · $8.2B to $8.9BNov 26, 2025 to Mar 31, 2026
- Accounts · 25 to 27Mar 28, 2025 to Nov 26, 2025
- Advisory employees · 11 to 10Mar 28, 2025 to Nov 26, 2025
- Employees · 23 to 22Mar 28, 2025 to Nov 26, 2025
- Financial planning clients · 0 to 0Mar 28, 2025 to Nov 26, 2025
- Private funds · 12 to 13Mar 28, 2025 to Nov 26, 2025
- Discretionary RAUM · $8.8B to $8.2BMar 28, 2025 to Nov 26, 2025
- Pooled vehicle RAUM · $8.8B to $8.2BMar 28, 2025 to Nov 26, 2025
- RAUM · $8.8B to $8.2BMar 28, 2025 to Nov 26, 2025
- Accounts · 24 to 25Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 8 to 11Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 24 to 25Mar 29, 2024 to Mar 28, 2025
- Employees · 21 to 23Mar 29, 2024 to Mar 28, 2025
- Private funds · 11 to 12Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $8.0B to $8.8BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $8.0B to $8.8BMar 29, 2024 to Mar 28, 2025
- RAUM · $8.0B to $8.8BMar 29, 2024 to Mar 28, 2025
- Employees · 20 to 21Mar 31, 2023 to Mar 29, 2024
- Private funds · 10 to 11Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $7.4B to $8.0BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $7.4B to $8.0BMar 31, 2023 to Mar 29, 2024
- RAUM · $7.4B to $8.0BMar 31, 2023 to Mar 29, 2024
- Private funds · 9 to 10Jul 5, 2022 to Mar 31, 2023
- Discretionary RAUM · $5.8B to $7.4BJul 5, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $5.8B to $7.4BJul 5, 2022 to Mar 31, 2023
- RAUM · $5.8B to $7.4BJul 5, 2022 to Mar 31, 2023
- Employees · 19 to 20Mar 31, 2022 to Jul 5, 2022
- Other offices · 3 to 4Mar 31, 2022 to Jul 5, 2022
- Discretionary RAUM · $5.8B to $5.8BJan 20, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $5.8B to $5.8BJan 20, 2022 to Mar 31, 2022
- RAUM · $5.8B to $5.8BJan 20, 2022 to Mar 31, 2022
- Accounts · 23 to 24Nov 2, 2021 to Jan 20, 2022
- Advisory activities · 3 to 2Nov 2, 2021 to Jan 20, 2022
Signals
3 dated events
- P••••••• A•••• M••••••••• L••• reported RAUM $6.2B, down 30% from $8.9B (2026-03-31 to 2026-07-30)Jul 30, 2026 · RAUM change · derived
- P••••••• A•••• M••••••••• L••• reported RAUM $7.4B, up 28% from $5.8B (2022-07-05 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- P••••••• A•••• M••••••••• L••• reported RAUM $5.8B, up 55% from $3.7B (2021-11-02 to 2022-01-20)Jan 20, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- P••••••• A•••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- P•••••••-LP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-750-1778reportedpublic record, Form ADV, Aug 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026