DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Franklin Park
Asset manager (funds and pooled vehicles)Bala Cynwyd, PennsylvaniaCRD 126508SEC 801-62046websiteIAPD
Legal name Franklin Park Associates, LLC
Latest filing Mar 20, 2026
First filing on the tape Mar 26, 2012 · 34 filings
SEC status approved since May 9, 2003
RAUM
$10B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
29 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
49
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$10B as of Mar 20, 2026
Mar 26, 2012$11B then
HNW client RAUM$0 as of Mar 20, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 26, 20120 then
Employees (5.A)29 as of Mar 20, 2026
Feb 22, 201323 then
Private funds49 as of Mar 20, 2026
Mar 26, 20127 then
RAUM +11% over the last fiscal year-23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $196MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $444M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.1B80%
- State and municipal entities$1.1B11%
- Charitable organizations$544M5.3%
- Pension and profit-sharing plans$444M4.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 1reported
- Charitable clients
- 1reported
- Accounts
- 52reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $444M for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.8 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
46 reported on Schedule D 7.B.(1)
All funds of Franklin Park
Owners and control persons
Schedule A and B, latest filing
- Theodore Bradley Atkins · Managing Member/Chief Executive Officercontrolsince 04/2003 · owns 25% to 50%
- D Michael Bacine · Managing Member/Managing Directorcontrolsince 04/2003 · owns 10% to 25%
- A. Laure Brasch · Managing Director, Chief Compliance Officercontrolsince 12/2008 · owns less than 5%
- J Karl Hartmann · Managing Member/Chief Operating Officercontrolsince 04/2003 · owns 10% to 25%
- Bernard James Mcgovern · Managing Member/Managing Directorcontrolsince 04/2003 · owns 10% to 25%
- Ann Loftus Kristine O'Connor · Chief Financial Officercontrolsince 01/2008 · owns less than 5%
- Ritujoy Chowdhury · Member/Managing Directorsince 03/2005 · owns 5% to 10%
Related persons
Schedule D 7.A
- Austin/Fp Gp, LLCpooled vehicle sponsory
- Cpers/Fp Gp, LLCpooled vehicle sponsory
- Fp Atrs Gp, LLCpooled vehicle sponsory
- Fp Co-Invest Gp, LLCpooled vehicle sponsory
- Fp International Gp Xi, LLCpooled vehicle sponsory
- Fp Otrs I, LLCpooled vehicle sponsory
- Fp Vc Opp Gp, LLCpooled vehicle sponsory
- Fp Xiii Gp, LLCpooled vehicle sponsory
- Fp Xiv Gp, LLCpooled vehicle sponsory
- Fp Xv Gp, LLCpooled vehicle sponsory
- Fppd Gp II, LLCpooled vehicle sponsory
- Fppd Gp, LLCpooled vehicle sponsory
- Fppe Gp, LLCpooled vehicle sponsory
- Franklin Park Cf Gp, LLCpooled vehicle sponsory
- Franklin Park Cf II Gp, LLCpooled vehicle sponsory
- Franklin Park Co-Invest Gp V, LLCpooled vehicle sponsory
- Franklin Park Co-Invest Gp Vi, LLCpooled vehicle sponsory
- Franklin Park Series Gp, LLCpooled vehicle sponsory
- Macomb/Fp Gp, LLCpooled vehicle sponsory
- Ql Fund I Gp, LLCpooled vehicle sponsory
- Raspberry Street Gp, LLCpooled vehicle sponsory
- Raspberry Street II Gp, LLCpooled vehicle sponsory
- Sp/Fp Gp, LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Dublin, Ireland3 employees
What changed
consecutive filings, newest first
- Accounts · 49 to 52Jun 30, 2025 to Mar 20, 2026
- Pooled vehicle clients · 46 to 49Jun 30, 2025 to Mar 20, 2026
- Assets in custody · $445M to $444MJun 30, 2025 to Mar 20, 2026
- Private funds · 48 to 49Jun 30, 2025 to Mar 20, 2026
- Discretionary RAUM · $9.2B to $10BJun 30, 2025 to Mar 20, 2026
- Pension RAUM · $445M to $444MJun 30, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $7.3B to $8.1BJun 30, 2025 to Mar 20, 2026
- RAUM · $9.2B to $10BJun 30, 2025 to Mar 20, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 30, 2025
- Accounts · 47 to 49Sep 6, 2024 to Mar 31, 2025
- Pooled vehicle clients · 44 to 46Sep 6, 2024 to Mar 31, 2025
- Assets in custody · $426M to $445MSep 6, 2024 to Mar 31, 2025
- Private funds · 45 to 48Sep 6, 2024 to Mar 31, 2025
- Discretionary RAUM · $8.6B to $9.2BSep 6, 2024 to Mar 31, 2025
- Pension RAUM · $447M to $445MSep 6, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $6.9B to $7.3BSep 6, 2024 to Mar 31, 2025
- RAUM · $8.6B to $9.2BSep 6, 2024 to Mar 31, 2025
- Accounts · 56 to 47Jul 10, 2024 to Sep 6, 2024
- Charity clients · 3 to 1Jul 10, 2024 to Sep 6, 2024
- Pension plan clients · 2 to 1Jul 10, 2024 to Sep 6, 2024
- Discretionary RAUM · $8.5B to $8.6BJul 10, 2024 to Sep 6, 2024
- Non-discretionary RAUM · $11B to $0Jul 10, 2024 to Sep 6, 2024
- Pension RAUM · $522M to $447MJul 10, 2024 to Sep 6, 2024
- Pooled vehicle RAUM · $6.9B to $6.9BJul 10, 2024 to Sep 6, 2024
- RAUM · $20B to $8.6BJul 10, 2024 to Sep 6, 2024
- Accounts · 58 to 56Jul 17, 2023 to Mar 29, 2024
- Advisory employees · 28 to 29Jul 17, 2023 to Mar 29, 2024
- Charity clients · 6 to 3Jul 17, 2023 to Mar 29, 2024
- Pooled vehicle clients · 43 to 44Jul 17, 2023 to Mar 29, 2024
- Assets in custody · $409M to $426MJul 17, 2023 to Mar 29, 2024
- Employees · 28 to 29Jul 17, 2023 to Mar 29, 2024
- Private funds · 43 to 45Jul 17, 2023 to Mar 29, 2024
- Discretionary RAUM · $7.9B to $8.5BJul 17, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $14B to $11BJul 17, 2023 to Mar 29, 2024
- Pension RAUM · $506M to $522MJul 17, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $6.5B to $6.9BJul 17, 2023 to Mar 29, 2024
- RAUM · $22B to $20BJul 17, 2023 to Mar 29, 2024
- Accounts · 54 to 58Sep 16, 2022 to Mar 29, 2023
- Advisory employees · 26 to 28Sep 16, 2022 to Mar 29, 2023
- Pooled vehicle clients · 39 to 43Sep 16, 2022 to Mar 29, 2023
Signals
1 dated events
- Franklin Park reported RAUM $8.6B, down 56% from $19.7B (2024-07-10 to 2024-09-06)Sep 6, 2024 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Franklin Park · Independent Sponsorsshared crd · capital_provider
- Franklin Park · Private Equityshared crd · organization
- Franklin Park · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- FRANKLINPARKLLC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-822-0500reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026