DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Westover Capital Advisors, LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 23, 2012 · 32 filings
SEC status approved since Jun 3, 2005
RAUM
$653M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$562M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$109M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$653M as of Mar 30, 2026
Mar 23, 2012$132M then
HNW client RAUM$528M as of Mar 30, 2026
Mar 26, 2018$154M then
State-registered IARs (5.B.3)6 as of Mar 30, 2026
Mar 19, 20132 then
Employees (5.A)11 as of Mar 30, 2026
Mar 19, 20132 then
Private funds: no history
RAUM +15% over the last fiscal year+22% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $109MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $822,302derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Custody
- $653M, 267 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$528M81%
- Charitable organizations$82.7M13%
- Individuals$33.9M5.2%
- Pension and profit-sharing plans$8.5M1.3%
- Individual clients
- 113reported
- HNW clients
- 125reported
- Pension plan clients
- 12reported
- Charitable clients
- 17reported
- Accounts
- 794reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $653M for 267 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.86 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Harold Murray Sawyer, Jr. | Wilmington, De | Jan 1, 2000 | 26 y | 0 |
| Harold Murray SawyerChartered Financial Analyst | Wilmington, De | Jul 18, 2008 | 18 y | 0 |
| Matthew Cole Beardwood | Wilmington, De | Jan 11, 2017 | 28 y | 3 |
| Dennis Scott Perdue | Wilmington, De | Jan 31, 2022 | 27 y | 0 |
| Stephen Justin CrifasiCertified Financial Planner | Wilmington, De | Oct 10, 2022 | 17 y | 0 |
| Caitlyn Marie TierneyCertified Financial Planner | Wilmington, De | Sep 3, 2025 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Caitlyn Marie Tierney from Avantax Advisory ServicesSep 3, 2025 · Affiliated broker-dealer or bank to independent RIA
- Matthew Cole Beardwood from Valley Forge Asset Management, LLCJan 11, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Cole Matthew Beardwood · Director Of Wealth Management And Chief Compliance Officercontrolsince 02/2019 · owns 25% to 50%
- Murray Harold Sawyer · Vice President & Chief Investment Officercontrolsince 07/2008 · owns 25% to 50%
- Murray Harold Jr. Sawyer · Chief Executive Officercontrolsince 01/2000 · owns 10% to 25%
Related persons
Schedule D 7.A
- Westover Capital Tax Services, LLCinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wilmington, De · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 671 to 794Mar 26, 2025 to Mar 30, 2026
- Advisory employees · 5 to 6Mar 26, 2025 to Mar 30, 2026
- Charity clients · 12 to 17Mar 26, 2025 to Mar 30, 2026
- HNW clients · 115 to 125Mar 26, 2025 to Mar 30, 2026
- Individual clients · 105 to 113Mar 26, 2025 to Mar 30, 2026
- Assets in custody · $569M to $653MMar 26, 2025 to Mar 30, 2026
- Employees · 9 to 11Mar 26, 2025 to Mar 30, 2026
- State-registered IARs · 5 to 6Mar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $569M to $653MMar 26, 2025 to Mar 30, 2026
- HNW RAUM · $456M to $528MMar 26, 2025 to Mar 30, 2026
- Individual RAUM · $33.3M to $33.9MMar 26, 2025 to Mar 30, 2026
- Pension RAUM · $7.7M to $8.5MMar 26, 2025 to Mar 30, 2026
- RAUM · $569M to $653MMar 26, 2025 to Mar 30, 2026
- Accounts · 597 to 671Mar 21, 2024 to Mar 26, 2025
- Charity clients · 9 to 12Mar 21, 2024 to Mar 26, 2025
- HNW clients · 111 to 115Mar 21, 2024 to Mar 26, 2025
- Individual clients · 101 to 105Mar 21, 2024 to Mar 26, 2025
- Pension plan clients · 8 to 12Mar 21, 2024 to Mar 26, 2025
- Assets in custody · $401M to $569MMar 21, 2024 to Mar 26, 2025
- Employees · 8 to 9Mar 21, 2024 to Mar 26, 2025
- Financial planning clients · 1-10 to 0Mar 21, 2024 to Mar 26, 2025
- Discretionary RAUM · $401M to $569MMar 21, 2024 to Mar 26, 2025
- HNW RAUM · $320M to $456MMar 21, 2024 to Mar 26, 2025
- Individual RAUM · $28.4M to $33.3MMar 21, 2024 to Mar 26, 2025
- Pension RAUM · $4.8M to $7.7MMar 21, 2024 to Mar 26, 2025
- RAUM · $401M to $569MMar 21, 2024 to Mar 26, 2025
- Accounts · 559 to 597Mar 20, 2023 to Mar 21, 2024
- Charity clients · 5 to 9Mar 20, 2023 to Mar 21, 2024
- HNW clients · 125 to 111Mar 20, 2023 to Mar 21, 2024
- Individual clients · 78 to 101Mar 20, 2023 to Mar 21, 2024
- Pension plan clients · 9 to 8Mar 20, 2023 to Mar 21, 2024
- Assets in custody · $356M to $401MMar 20, 2023 to Mar 21, 2024
- Financial planning clients · 0 to 1-10Mar 20, 2023 to Mar 21, 2024
- Discretionary RAUM · $356M to $401MMar 20, 2023 to Mar 21, 2024
- HNW RAUM · $291M to $320MMar 20, 2023 to Mar 21, 2024
- Individual RAUM · $16.7M to $28.4MMar 20, 2023 to Mar 21, 2024
- Pension RAUM · $4.2M to $4.8MMar 20, 2023 to Mar 21, 2024
- RAUM · $356M to $401MMar 20, 2023 to Mar 21, 2024
- Accounts · 561 to 559Mar 25, 2022 to Mar 20, 2023
- Advisory employees · 3 to 5Mar 25, 2022 to Mar 20, 2023
Signals
2 dated events
- Westover Capital Advisors, Llc reported RAUM $568.6M, up 42% from $401.2M (2024-03-21 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Cole Matthew Beardwood (Director Of Wealth Management And Chief Compliance Officer) appeared on Schedule A of Westover Capital Advisors, LlcMar 27, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 302-427-9600reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/WESTOVER-CAPITAL-ADVISORSLLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WESTOVERCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 302-427-9600reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- westovercapital.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- westovercapital.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $109Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026