DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••• M••••••••• C•••••••••
Latest filing Mar 5, 2026
First filing on the tape Apr 3, 2012 · 13 filings
SEC status approved since May 16, 2018
RAUM
$294M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$294M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$147M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$294M as of Mar 5, 2026
Apr 3, 2012$46.2M then
HNW client RAUM$218M as of Mar 5, 2026
Mar 26, 2019$85.9M then
State-registered IARs (5.B.3)2 as of Mar 5, 2026
Apr 3, 20120 then
Employees (5.A)4 as of Mar 5, 2026
Mar 26, 20194 then
Private funds: no history
RAUM +20% over the last fiscal year+15% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $147MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 178derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $289,113derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
- Custody
- $1.6M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$218M74%
- Individuals$76.8M26%
- Individual clients
- 275reported
- HNW clients
- 80reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,018reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.6M for 2 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• W••••• B•••Certified Financial Planner | Atlanta, Ga | Feb 26, 2014 | 40 y | 0 |
| S••• G••••• T•••Certified Financial Planner | Atlanta, Ga | Feb 26, 2014 | 31 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••• S•••• G••••• · Owner/ Member/ Chief Compliance Officercontrolsince 01/1998 · owns 75% or more
Related persons
Schedule D 7.A
- S••• G• T•••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Columbus, GA1 employees
What changed
consecutive filings, newest first
- Accounts · 941 to 1,018Mar 10, 2025 to Mar 5, 2026
- HNW clients · 81 to 80Mar 10, 2025 to Mar 5, 2026
- Individual clients · 219 to 275Mar 10, 2025 to Mar 5, 2026
- Assets in custody · $1.6M to $1.6MMar 10, 2025 to Mar 5, 2026
- Discretionary RAUM · $246M to $294MMar 10, 2025 to Mar 5, 2026
- HNW RAUM · $175M to $218MMar 10, 2025 to Mar 5, 2026
- Individual RAUM · $70.3M to $76.8MMar 10, 2025 to Mar 5, 2026
- RAUM · $246M to $294MMar 10, 2025 to Mar 5, 2026
- Accounts · 936 to 941Mar 14, 2024 to Mar 10, 2025
- HNW clients · 59 to 81Mar 14, 2024 to Mar 10, 2025
- Individual clients · 255 to 219Mar 14, 2024 to Mar 10, 2025
- Assets in custody · $1.7M to $1.6MMar 14, 2024 to Mar 10, 2025
- Financial planning clients · 26-50 to 26-50Mar 14, 2024 to Mar 10, 2025
- Discretionary RAUM · $223M to $246MMar 14, 2024 to Mar 10, 2025
- HNW RAUM · $129M to $175MMar 14, 2024 to Mar 10, 2025
- Individual RAUM · $93.6M to $70.3MMar 14, 2024 to Mar 10, 2025
- RAUM · $223M to $246MMar 14, 2024 to Mar 10, 2025
- Accounts · 948 to 936Mar 7, 2023 to Mar 14, 2024
- HNW clients · 58 to 59Mar 7, 2023 to Mar 14, 2024
- Assets in custody · $1.5M to $1.7MMar 7, 2023 to Mar 14, 2024
- Discretionary RAUM · $192M to $223MMar 7, 2023 to Mar 14, 2024
- HNW RAUM · $111M to $129MMar 7, 2023 to Mar 14, 2024
- Individual RAUM · $80.9M to $93.6MMar 7, 2023 to Mar 14, 2024
- RAUM · $192M to $223MMar 7, 2023 to Mar 14, 2024
- Accounts · 925 to 948Mar 15, 2022 to Mar 7, 2023
- HNW clients · 55 to 58Mar 15, 2022 to Mar 7, 2023
- Individual clients · 258 to 255Mar 15, 2022 to Mar 7, 2023
- Assets in custody · $1.6M to $1.5MMar 15, 2022 to Mar 7, 2023
- Discretionary RAUM · $207M to $192MMar 15, 2022 to Mar 7, 2023
- HNW RAUM · $113M to $111MMar 15, 2022 to Mar 7, 2023
- Individual RAUM · $94.2M to $80.9MMar 15, 2022 to Mar 7, 2023
- RAUM · $207M to $192MMar 15, 2022 to Mar 7, 2023
- Accounts · 857 to 925Mar 25, 2021 to Mar 15, 2022
- HNW clients · 67 to 55Mar 25, 2021 to Mar 15, 2022
- Individual clients · 217 to 258Mar 25, 2021 to Mar 15, 2022
- Assets in custody · $2.0M to $1.6MMar 25, 2021 to Mar 15, 2022
- Discretionary RAUM · $187M to $207MMar 25, 2021 to Mar 15, 2022
- HNW RAUM · $120M to $113MMar 25, 2021 to Mar 15, 2022
- Individual RAUM · $66.7M to $94.2MMar 25, 2021 to Mar 15, 2022
- RAUM · $187M to $207MMar 25, 2021 to Mar 15, 2022
Signals
1 dated events
- E••••• M••••••••• C••••••••• filed its initial SEC registration (Form ADV)Apr 16, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-250-9798reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- S•••GT•••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 404-250-9798reportedpublic record, Form ADV, Mar 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $147Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026