DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
V••••• W••••• A•••••••• L••
Latest filing Jan 15, 2026
First filing on the tape Feb 29, 2012 · 22 filings
SEC status approved since May 1, 2003
RAUM
$279M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$279M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$139M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$279M as of Jan 15, 2026
Feb 29, 2012$122M then
HNW client RAUM$268M as of Jan 15, 2026
Mar 8, 2018$165M then
State-registered IARs (5.B.3)0 as of Jan 15, 2026
Feb 29, 20120 then
Employees (5.A)2 as of Jan 15, 2026
Jan 28, 20132 then
Private funds1 as of Mar 8, 2018
Jan 28, 20131 then
RAUM +14% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 26derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.7MderivedHNW RAUM over HNW clients
- Average account
- $5.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$268M96%
- Individuals$10.9M3.9%
- Individual clients
- 12reported
- HNW clients
- 40reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 52reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• E••• O•••••Certified Financial Planner, Chartered Financial Analyst | Sausalito, Ca | Jan 14, 2004 | 32 y | 0 |
| R••• P•••••• B•••••• | Sausalito, Ca | Feb 10, 2022 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••••• A••••••••• P•••••••• L•••no longer reported | Other Private Fund | $333,543 | 15 | Jan 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- O•••••• R•••••• E••• · Principal, Chief Compliance Officercontrolsince 01/2003 · owns 75% or more
- B••••••• R•••• P•••••• · Principalsince 06/2008 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sausalito, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Jan 15, 2026RAUM per account of $5,356,387 against a peer median of $439,994 (5433 comparable advisers, 100.0th percentile, 3.3 robust deviations)peers: independent wealth managers, $100M to $500M (5,433) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 55 to 52Mar 24, 2025 to Jan 15, 2026
- HNW clients · 45 to 40Mar 24, 2025 to Jan 15, 2026
- Individual clients · 10 to 12Mar 24, 2025 to Jan 15, 2026
- Discretionary RAUM · $237M to $278MMar 24, 2025 to Jan 15, 2026
- HNW RAUM · $239M to $268MMar 24, 2025 to Jan 15, 2026
- Individual RAUM · $6.0M to $10.9MMar 24, 2025 to Jan 15, 2026
- Non-discretionary RAUM · $7.3M to $930,879Mar 24, 2025 to Jan 15, 2026
- RAUM · $245M to $279MMar 24, 2025 to Jan 15, 2026
- Accounts · 54 to 55Feb 29, 2024 to Mar 24, 2025
- HNW clients · 41 to 45Feb 29, 2024 to Mar 24, 2025
- Financial planning clients · 26-50 to 26-50Feb 29, 2024 to Mar 24, 2025
- Discretionary RAUM · $214M to $237MFeb 29, 2024 to Mar 24, 2025
- HNW RAUM · $212M to $239MFeb 29, 2024 to Mar 24, 2025
- Individual RAUM · $5.7M to $6.0MFeb 29, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $3.5M to $7.3MFeb 29, 2024 to Mar 24, 2025
- RAUM · $218M to $245MFeb 29, 2024 to Mar 24, 2025
- Accounts · 61 to 54Mar 9, 2023 to Feb 29, 2024
- HNW clients · 51 to 41Mar 9, 2023 to Feb 29, 2024
- Discretionary RAUM · $189M to $214MMar 9, 2023 to Feb 29, 2024
- HNW RAUM · $184M to $212MMar 9, 2023 to Feb 29, 2024
- Individual RAUM · $5.1M to $5.7MMar 9, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $0 to $3.5MMar 9, 2023 to Feb 29, 2024
- RAUM · $189M to $218MMar 9, 2023 to Feb 29, 2024
- Accounts · 144 to 61Apr 14, 2022 to Mar 9, 2023
- HNW clients · 32 to 51Apr 14, 2022 to Mar 9, 2023
- Individual clients · 6 to 10Apr 14, 2022 to Mar 9, 2023
- State-registered IARs · 2 to 0Apr 14, 2022 to Mar 9, 2023
- Discretionary RAUM · $202M to $189MApr 14, 2022 to Mar 9, 2023
- HNW RAUM · $199M to $184MApr 14, 2022 to Mar 9, 2023
- Individual RAUM · $2.5M to $5.1MApr 14, 2022 to Mar 9, 2023
- RAUM · $202M to $189MApr 14, 2022 to Mar 9, 2023
- Employees · 3 to 2Mar 2, 2022 to Apr 14, 2022
- State-registered IARs · 3 to 2Mar 2, 2022 to Apr 14, 2022
- Advisory employees · 1 to 2Feb 23, 2022 to Mar 2, 2022
- Employees · 2 to 3Feb 23, 2022 to Mar 2, 2022
- State-registered IARs · 2 to 3Feb 23, 2022 to Mar 2, 2022
- Accounts · 51 to 144Mar 30, 2021 to Feb 23, 2022
- HNW clients · 39 to 32Mar 30, 2021 to Feb 23, 2022
- Individual clients · 11 to 6Mar 30, 2021 to Feb 23, 2022
- Pension plan clients · 1 to 0Mar 30, 2021 to Feb 23, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- evan@veritywealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-561-3340reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- veritywealth.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 415-561-3340reportedpublic record, Form ADV, Jan 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $139Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026