DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Atlas Capital Advisors Inc.
Latest filing Mar 31, 2026
First filing on the tape Feb 22, 2012 · 47 filings
SEC status approved since May 3, 2006
RAUM
$1.1B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
92%
$1.1B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$144M
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Feb 22, 2012$175M then
HNW client RAUM$1.0B as of Mar 31, 2026
Mar 5, 2018$403M then
State-registered IARs (5.B.3)8 as of Mar 31, 2026
Feb 22, 20120 then
Employees (5.A)10 as of Mar 31, 2026
Feb 20, 20138 then
Private funds: no history
RAUM +9.0% over the last fiscal year+14% a year over threeIARs 7 to 8
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $144MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 17derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.2MderivedHNW RAUM over HNW clients
- Average account
- $2.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 8.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -13%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $11.4M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.0B91%
- Charitable organizations$93.9M8.2%
- Individuals$10.6M0.9%
- Corporations and businesses$3.1M0.3%
- Pooled investment vehicles$290,3470.0%
- Individual clients
- 44reported
- HNW clients
- 93reported
- Pension plan clients
- 0reported
- Charitable clients
- 13reported
- Accounts
- 409reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11.4M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gino Garcia | San Francisco, Ca | Nov 27, 2024 | 11 y | 0 |
| Jonathan Evan TunneyChartered Financial Analyst | San Francisco, Ca | Sep 5, 2025 | 23 y | 2 |
| Daniel Krebs | San Francisco, Ca | Sep 9, 2025 | 12 y | 0 |
| Leslie Ann Krampert | San Francisco, Ca | Oct 1, 2025 | 22 y | 0 |
| Albert Joseph GutierrezChartered Financial Analyst | San Francisco, Ca | Oct 21, 2025 | 39 y | 2 |
| John Solari Baker | San Francisco, Ca | Dec 2, 2025 | 19 y | 3 |
| Kenneth John FrierChartered Financial Analyst | San Francisco, Ca | Dec 10, 2025 | 11 y | 1 |
| Russell Reed Silvestri | San Francisco, Ca | Dec 24, 2025 | 41 y | 2 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months
Left, latest
- Marc Allen Roth to Elmwood Wealth ManagementDec 2, 2025 · RIA to RIA
- Taylor Reed to Oppenheimer & Co. Inc.Dec 31, 2018 · RIA to affiliated broker-dealer or bank
- Allan Scott Lefevre to Dba, Lefevre Capital ManagementDec 31, 2015 · Other
- Stephen Ernest Mantzouris to Liberty Wealth Management, LLCApr 26, 2010 · Other
- John Solari Baker to Violich Capital ManagementNov 19, 2009 · Other
Joined, latest
- Russell Reed Silvestri from Skiritai Capital LLCDec 24, 2025 · Other
- John Solari Baker from Delta Investment Management, LLCDec 2, 2025 · RIA to RIA
- Marc Allen Roth from Jmr Capital Management IncAug 30, 2019 · Other
- Stephen Ernest Mantzouris from Waddell & ReedNov 23, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Evan Jonathan Tunney · Managing Shareholder, Pm & Ctocontrolsince 01/2006 · owns 50% to 75%
- Jonathan Michael Bodnyk · Partnersince 12/2017 · owns less than 5%
- John Kenneth Frier · Partner - Chief Investment Officersince 05/2021 · owns less than 5%
- Joseph Albert Gutierrez · Shareholder, Pm & Cco Investment Officersince 01/2011 · owns 10% to 25%
- Ann Leslie Krampert · Shareholder - Client Servicesince 11/2024 · owns less than 5%
- Daniel Krebs · Partnersince 10/2019 · owns less than 5%
- Allen Marc Roth · Partnersince 04/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 8 | 5 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 481 to 409Nov 19, 2025 to Mar 31, 2026
- Advisory employees · 5 to 4Nov 19, 2025 to Mar 31, 2026
- Charity clients · 6 to 13Nov 19, 2025 to Mar 31, 2026
- Corporate clients · 7 to 5Nov 19, 2025 to Mar 31, 2026
- HNW clients · 110 to 93Nov 19, 2025 to Mar 31, 2026
- Individual clients · 48 to 44Nov 19, 2025 to Mar 31, 2026
- State-registered IARs · 7 to 8Nov 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $945M to $1.1BNov 19, 2025 to Mar 31, 2026
- HNW RAUM · $973M to $1.0BNov 19, 2025 to Mar 31, 2026
- Individual RAUM · $13.4M to $10.6MNov 19, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $110M to $91.3MNov 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $249,581 to $290,347Nov 19, 2025 to Mar 31, 2026
- RAUM · $1.1B to $1.1BNov 19, 2025 to Mar 31, 2026
- Assets in custody · $25.7M to $11.4MApr 24, 2025 to Nov 19, 2025
- Accounts · 472 to 481Nov 20, 2024 to Apr 24, 2025
- Advisory employees · 7 to 5Nov 20, 2024 to Apr 24, 2025
- Charity clients · 8 to 6Nov 20, 2024 to Apr 24, 2025
- Corporate clients · 2 to 7Nov 20, 2024 to Apr 24, 2025
- HNW clients · 123 to 110Nov 20, 2024 to Apr 24, 2025
- Individual clients · 47 to 48Nov 20, 2024 to Apr 24, 2025
- Pension plan clients · 1 to 0Nov 20, 2024 to Apr 24, 2025
- Pooled vehicle clients · 0 to 2Nov 20, 2024 to Apr 24, 2025
- Employees · 9 to 10Nov 20, 2024 to Apr 24, 2025
- Financial planning clients · 51-100 to 51-100Nov 20, 2024 to Apr 24, 2025
- State-registered IARs · 9 to 7Nov 20, 2024 to Apr 24, 2025
- Discretionary RAUM · $822M to $945MNov 20, 2024 to Apr 24, 2025
- HNW RAUM · $842M to $973MNov 20, 2024 to Apr 24, 2025
- Individual RAUM · $8.4M to $13.4MNov 20, 2024 to Apr 24, 2025
- Non-discretionary RAUM · $87.1M to $110MNov 20, 2024 to Apr 24, 2025
- Pension RAUM · $4.1M to $0Nov 20, 2024 to Apr 24, 2025
- Pooled vehicle RAUM · $0 to $249,581Nov 20, 2024 to Apr 24, 2025
- RAUM · $909M to $1.1BNov 20, 2024 to Apr 24, 2025
- Assets in custody · $13.0M to $25.7MOct 17, 2024 to Nov 20, 2024
- Accounts · 413 to 472Mar 7, 2024 to Mar 28, 2024
- Advisory employees · 6 to 7Mar 7, 2024 to Mar 28, 2024
- Corporate clients · 0 to 2Mar 7, 2024 to Mar 28, 2024
- HNW clients · 118 to 123Mar 7, 2024 to Mar 28, 2024
- Individual clients · 26 to 47Mar 7, 2024 to Mar 28, 2024
- Pension plan clients · 2 to 1Mar 7, 2024 to Mar 28, 2024
- Assets in custody · $13.2M to $13.0MMar 7, 2024 to Mar 28, 2024
Signals
4 dated events
- Marc Allen Roth left Atlas Capital Advisors Inc. for Elmwood Wealth Management (registered 2026-01-28)Dec 2, 2025 · Advisor changed firm · fact
- Atlas Capital Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 31, 2022 · Succession (Item 4) · fact
- Atlas Capital Advisors Inc. reported RAUM $938.2M, up 31% from $714.0M (2021-11-08 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Atlas Capital Advisors Inc. reported RAUM $707.0M, up 61% from $438.1M (2019-03-22 to 2020-02-10)Feb 10, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 415-354-2400reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/atlas-capital-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ATLASCA.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 415-354-2400reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- atlasca.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $144Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026