DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A•• G••••• I•••••••••

Asset manager (funds and pooled vehicles)Stamford, ConnecticutCRD 127290SEC 801-62188websiteIAPD
Legal name A•• I••••••••• M••••••••• L••
Latest filing Jun 25, 2026
First filing on the tape Mar 30, 2012 · 28 filings
SEC status approved since Jul 1, 2003
RAUM
$10B
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
47
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
111
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$10B as of Jun 25, 2026
Mar 30, 2012$3.9B then
HNW client RAUM$0 as of Jun 25, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 25, 2026
Mar 28, 20130 then
Employees (5.A)47 as of Jun 25, 2026
Mar 28, 201325 then
Private funds111 as of Jun 25, 2026
Mar 30, 20126 then
RAUM +29% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$499MderivedRAUM over accounts (5.F.2.f)
Discretionary
86%derivedof RAUM
Institutional
4.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+29%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
Custody
$8.2B, 16 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$9.3B91%
  • State and municipal entities$492M4.8%
  • Investment companies$387M3.8%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
21reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$8.2B for 16 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=0.93 institutional_share=0.05 related_bd=false related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      77 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•• D••••• E••••• F••• L•• • A••• S••••• 3•Other Private Fund$703M8Mar 30, 2022
      A•• O••••••• S••• G••••• S••••••••• P••••••••Hedge Fund$686M79Mar 30, 2012
      T•••• L• F••• L•Hedge Fund$471M1Mar 28, 2013
      A•• A•••• L•••Hedge Fund$461M28Mar 30, 2012
      A•• L•••••• P•••••••••Hedge Fund$297M212Mar 30, 2012
      A•• D••••• E••••• F••• L•• • M••• S••••• 1•Other Private Fund$291M7Mar 30, 2022
      A•• D••••• E••••• F••• L•• • A••• S••••• 6•Other Private Fund$273M5Mar 30, 2022
      A•• E••••••• M•••••• S•••••••• P••••••••• L•Other Private Fund$208M70Mar 28, 2018
      A•• O••••••••• L••• • E••••••• M•••••• P••••••••Hedge Fund$198M14Mar 28, 2013
      A•• D••••• E••••• F••• L•• • I•••• S••••• 1•Other Private Fund$195M4Mar 30, 2022
      A•• O••••••••• L••• • G••••• S•••••••• P••••••••Hedge Fund$194M3Mar 31, 2023
      A•• D••••• E••••• F••• L•• • A••• S••••• 8•Other Private Fund$183M5Mar 30, 2022
      A•• D••••• E••••• F••• L•• • G••••• S••••• 1•Other Private Fund$162M4Mar 31, 2023
      A•• O••••••••• L••• • S••• P••••••••Hedge Fund$160M1Mar 30, 2022
      A•• O••••••••• L••• • D••••••••• G••••• P••••••••Hedge Fund$155M3Mar 30, 2022
      A•• D••••• E••••• F••• L•• • A••• S••••• 1•Other Private Fund$142M3Mar 30, 2022
      A•• D••••• E••••• F••• L•• • A••• S••••• 1•Other Private Fund$135M5Mar 28, 2018
      A•• D••••• E••••• F••• L•• • A••• S••••• 7•Other Private Fund$77.7M3Mar 30, 2022
      A•• D••••• E••••• F••• L•• • A••••• S••••• 1•Other Private Fund$76.4M3Mar 30, 2022
      A•• D••••• E••••• F••• L•• • A••• S••••• 5•Other Private Fund$68.9M4Mar 30, 2022
      A•• D••••• E••••• F••• L•• • L•••• S••••• 1•Other Private Fund$68.7M3Mar 30, 2022
      A•• D••••• E••••• F••• L•• • A••• S••••• 9•Other Private Fund$64.6M4Mar 30, 2022
      A•• D••••• E••••• F••• L•• • B••••• S••••• 2•Other Private Fund$59.2M3Mar 29, 2024
      A•• D••••• E••••• F••• L•• • U• S••••• 3•Other Private Fund$57.8M4Mar 31, 2023
      A•• D••••• E••••• F••• L•• • I•••• S••••• 2•Other Private Fund$54.8M3Mar 29, 2024
      A•• D••••• E••••• F••• L•• • B••••• S••••• 1•Other Private Fund$53.1M5Mar 30, 2022
      A•• D••••• E••••• F••• L•• • A••• S••••• 2•Other Private Fund$51.2M2Mar 30, 2022
      A•• D••••• E••••• F••• L•• • E••• S••••• 1•Other Private Fund$49.2M3Mar 30, 2022
      A•• D••••• E••••• F••• L•• • U• S••••• 2•Other Private Fund$48.0M2Mar 31, 2023
      A•• 3•••••• L•no longer reportedHedge Fund$46.0M91Mar 30, 2012
      A•• D••••• E••••• F••• L•• • L•••• S••••• 2•Other Private Fund$45.3M3Mar 30, 2022
      A•• I••••••••• F••• L•• • C•••••••• G••••• F•••Hedge Fund$44.8M13Mar 30, 2022
      A•• D••••• E••••• F••• L•• • E••••• S••••• 1•Other Private Fund$41.4M1Mar 29, 2024
      A•• E••••• F••• L•no longer reportedHedge Fund$40.7M6Mar 30, 2012
      A•• D••••• E••••• F••• L•• • J•••• S••••• 1•Other Private Fund$38.4M2Mar 30, 2022
      A•• D••••• E••••• F••• L•• • U• S••••• 4•Other Private Fund$37.9M1Mar 29, 2024
      A•• J•••• S•••••••• P••••••••• L•••Other Private Fund$37.6M2Mar 30, 2022
      A•• E••••••• M•••••• L•Hedge Fund$30.0M8Mar 28, 2013
      A•• D••••• E••••• F••• L•• • U• S••••• 1•Other Private Fund$26.3M5Mar 30, 2022
      A•• D••••• E••••• F••• L•• • A••• S••••• 1•Other Private Fund$13.9M3Mar 29, 2024
      All funds of A•• G••••• I•••••••••
      Owners and control persons
      Schedule A and B, latest filing
      • F•••• D••••• J•••• · Chief Compliance Officer & Chief Financial Officercontrol
        since 07/2004 · owns less than 5%
      • R••••••• L•••••••• K••••• · P•••••••• Managercontrol
        since 07/2002 · owns less than 5%
      • V••••• G••••••••• R•••••• D• · P•••••••• Managercontrol
        since 07/2002 · owns less than 5%
      • H•••••• M•••••• · P•••••••• Manager
        since 04/2022 · owns less than 5%
      Entity owners
      • A•• G••••• I••••••••• L• · Owner
        direct · owns 75% or more
      • A•• I••••••••• M••••••••• G• L•• · General Partner
        indirect · owns F of A•• G••••• I••••••••• L•
      • A•• I••••••••• M••••••••• H••••••• L• · L•••••• Partner
        indirect · owns 75% or more of A•• G••••• I••••••••• L•
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • many p•••••• funds relative to firm sizeStatic outlier · filing Jun 25, 2026
        private funds per $1B of RAUM of 10.6 against a peer median of 2.0 (467 comparable advisers, 98.0th percentile, 5.0 robust deviations)
        peers: asset managers, $5B to $20B (467) · 98% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 18 to 21
        Jun 30, 2025 to Mar 30, 2026
      • BD registered reps · 0 to 2
        Jun 30, 2025 to Mar 30, 2026
      • Pooled vehicle clients · 15 to 16
        Jun 30, 2025 to Mar 30, 2026
      • Assets in custody · $6.8B to $8.2B
        Jun 30, 2025 to Mar 30, 2026
      • Employees · 45 to 47
        Jun 30, 2025 to Mar 30, 2026
      • Private funds · 95 to 111
        Jun 30, 2025 to Mar 30, 2026
      • Discretionary RAUM · $7.1B to $9.0B
        Jun 30, 2025 to Mar 30, 2026
      • Non-discretionary RAUM · $1.1B to $1.5B
        Jun 30, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $7.6B to $9.3B
        Jun 30, 2025 to Mar 30, 2026
      • RAUM · $8.2B to $10B
        Jun 30, 2025 to Mar 30, 2026
      • Related adviser · false to true
        Jun 30, 2025 to Mar 30, 2026
      • Related bank · false to true
        Jun 30, 2025 to Mar 30, 2026
      • Financial planning clients · 0 to 0
        Mar 30, 2025 to Jun 30, 2025
      • Advisory employees · 14 to 16
        Oct 12, 2024 to Mar 30, 2025
      • Pooled vehicle clients · 14 to 15
        Oct 12, 2024 to Mar 30, 2025
      • Assets in custody · $6.3B to $6.8B
        Oct 12, 2024 to Mar 30, 2025
      • Employees · 38 to 45
        Oct 12, 2024 to Mar 30, 2025
      • Private funds · 74 to 95
        Oct 12, 2024 to Mar 30, 2025
      • Discretionary RAUM · $6.5B to $7.1B
        Oct 12, 2024 to Mar 30, 2025
      • Non-discretionary RAUM · $1.0B to $1.1B
        Oct 12, 2024 to Mar 30, 2025
      • Pooled vehicle RAUM · $7.0B to $7.6B
        Oct 12, 2024 to Mar 30, 2025
      • RAUM · $7.5B to $8.2B
        Oct 12, 2024 to Mar 30, 2025
      • Related adviser · true to false
        Oct 12, 2024 to Mar 30, 2025
      • Related broker-dealer · true to false
        Oct 12, 2024 to Mar 30, 2025
      • HQ city · GREENWICH to STAMFORD
        Aug 1, 2024 to Oct 12, 2024
      • Accounts · 17 to 18
        Jun 30, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 13 to 14
        Jun 30, 2023 to Mar 29, 2024
      • Assets in custody · $5.9B to $6.3B
        Jun 30, 2023 to Mar 29, 2024
      • Private funds · 62 to 74
        Jun 30, 2023 to Mar 29, 2024
      • Discretionary RAUM · $6.1B to $6.5B
        Jun 30, 2023 to Mar 29, 2024
      • Non-discretionary RAUM · $859M to $1.0B
        Jun 30, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $6.6B to $7.0B
        Jun 30, 2023 to Mar 29, 2024
      • RAUM · $7.0B to $7.5B
        Jun 30, 2023 to Mar 29, 2024
      • Assets in custody · $5.9B to $5.9B
        Mar 31, 2023 to Apr 27, 2023
      • Discretionary RAUM · $6.1B to $6.1B
        Mar 31, 2023 to Apr 27, 2023
      • Pooled vehicle RAUM · $6.5B to $6.6B
        Mar 31, 2023 to Apr 27, 2023
      • RAUM · $7.0B to $7.0B
        Mar 31, 2023 to Apr 27, 2023
      • Accounts · 20 to 17
        Jul 6, 2022 to Mar 31, 2023
      • Advisory employees · 15 to 14
        Jul 6, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 14 to 13
        Jul 6, 2022 to Mar 31, 2023
      Signals
      2 dated events
      • A•• G••••• I••••••••• reported RAUM $10.5B, up 29% from $8.2B (2025-06-30 to 2026-03-30)
        Mar 30, 2026 · RAUM change · derived
      • Gaston Alain De Coster (Portfolio Manager) no longer on Schedule A of A•• G••••• I••••••••• (listed 2021-03-30, absent 2022-03-30)
        Mar 30, 2022 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/abs-global-investmentsreportedpublic record, Form ADV, Sep 18, 2026
      Website
      ABSINV.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      203-618-3700reportedpublic record, Form ADV, Jun 25, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026