DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Davenport Watts & Drake Investment Advisors, LLC
Latest filing Apr 16, 2026
First filing on the tape Feb 2, 2012 · 11 filings
SEC status approved since Apr 7, 2022
RAUM
$157M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$156M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$52.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$157M as of Apr 16, 2026
Feb 2, 2012$31.8M then
HNW client RAUM$118M as of Apr 16, 2026
Feb 6, 2023$70.6M then
State-registered IARs (5.B.3)3 as of Apr 16, 2026
Feb 2, 20120 then
Employees (5.A)3 as of Apr 16, 2026
Feb 6, 20233 then
Private funds: no history
RAUM +13% over the last fiscal year+15% a year over threeIARs 2 to 3offices 0 to 1
Practice profile
derived from the filing of Apr 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $52.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $442,470derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$118M75%
- Individuals$38.3M24%
- Corporations and businesses$663,9980.4%
- Individual clients
- 182reported
- HNW clients
- 26reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 355reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Tom Sayre Davenport | Ridgeland, Ms | Dec 6, 2010 | 23 y | 1 |
| Henry M DrakePersonal Financial Specialist | Port Gibson, Ms | Dec 6, 2010 | 45 y | 1 |
| Ellen Mccool Hazlewood | Ridgeland, Ms | Mar 24, 2026 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Sayre Tom Davenport · Chief Compliance Officer; Chief Executive Officercontrolsince 12/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ridgeland, Ms · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Apr 16, 2026commissions (Item 5.E.5): yes on the filing of 2026-03-09, no on the filing of 2026-04-16peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Commission compensation · true to falseMar 9, 2026 to Apr 16, 2026
- State-registered IARs · 2 to 3Mar 9, 2026 to Apr 16, 2026
- Other offices · 0 to 1Mar 9, 2026 to Apr 16, 2026
- Accounts · 352 to 355Mar 10, 2025 to Mar 9, 2026
- Corporate clients · 5 to 6Mar 10, 2025 to Mar 9, 2026
- HNW clients · 19 to 26Mar 10, 2025 to Mar 9, 2026
- Individual clients · 188 to 182Mar 10, 2025 to Mar 9, 2026
- Discretionary RAUM · $139M to $157MMar 10, 2025 to Mar 9, 2026
- HNW RAUM · $96.3M to $118MMar 10, 2025 to Mar 9, 2026
- Individual RAUM · $41.6M to $38.3MMar 10, 2025 to Mar 9, 2026
- RAUM · $139M to $157MMar 10, 2025 to Mar 9, 2026
- Accounts · 339 to 352Mar 1, 2024 to Mar 10, 2025
- HNW clients · 16 to 19Mar 1, 2024 to Mar 10, 2025
- Individual clients · 189 to 188Mar 1, 2024 to Mar 10, 2025
- Pension plan clients · 1.0 to unsetMar 1, 2024 to Mar 10, 2025
- Financial planning clients · 0 to 0Mar 1, 2024 to Mar 10, 2025
- Discretionary RAUM · $122M to $139MMar 1, 2024 to Mar 10, 2025
- HNW RAUM · $84.3M to $96.3MMar 1, 2024 to Mar 10, 2025
- Individual RAUM · $36.1M to $41.6MMar 1, 2024 to Mar 10, 2025
- Pension RAUM · 507097.0 to unsetMar 1, 2024 to Mar 10, 2025
- RAUM · $122M to $139MMar 1, 2024 to Mar 10, 2025
- Accounts · 332 to 339Feb 6, 2023 to Mar 1, 2024
- Corporate clients · 3 to 5Feb 6, 2023 to Mar 1, 2024
- HNW clients · 13 to 16Feb 6, 2023 to Mar 1, 2024
- Individual clients · 186 to 189Feb 6, 2023 to Mar 1, 2024
- Discretionary RAUM · $104M to $122MFeb 6, 2023 to Mar 1, 2024
- HNW RAUM · $70.6M to $84.3MFeb 6, 2023 to Mar 1, 2024
- Individual RAUM · $31.8M to $36.1MFeb 6, 2023 to Mar 1, 2024
- Pension RAUM · $434,457 to $507,097Feb 6, 2023 to Mar 1, 2024
- RAUM · $104M to $122MFeb 6, 2023 to Mar 1, 2024
- HNW clients · 19 to 13Mar 7, 2022 to Feb 6, 2023
- Individual clients · 178 to 186Mar 7, 2022 to Feb 6, 2023
- Discretionary RAUM · $120M to $104MMar 7, 2022 to Feb 6, 2023
- HNW RAUM · $84.6M to $70.6MMar 7, 2022 to Feb 6, 2023
- Individual RAUM · $33.6M to $31.8MMar 7, 2022 to Feb 6, 2023
- Pension RAUM · $505,455 to $434,457Mar 7, 2022 to Feb 6, 2023
- RAUM · $120M to $104MMar 7, 2022 to Feb 6, 2023
- Accounts · 111 to 332Jun 4, 2012 to Mar 7, 2022
- Advisory employees · unset to 3.0Jun 4, 2012 to Mar 7, 2022
- Corporate clients · unset to 3.0Jun 4, 2012 to Mar 7, 2022
Signals
2 dated events
- Davenport Watts & Drake Investment Advisors, Llc filed its initial SEC registration (Form ADV)Mar 7, 2022 · First SEC registration · fact
- M Henry Drake (Chief Compliance Officer) no longer on Schedule A of Davenport Watts & Drake Investment Advisors, Llc (listed 2012-06-04, absent 2022-03-07)Mar 7, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- linda@davenportwattsdrake.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- shelia@davenportwattsdrake.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- sonny@davenportwattsdrake.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- suzie@davenportwattsdrake.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 601-853-8087reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 601-898-8069reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- DAVENPORTWATTSDRAKE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 601-898-8069reportedpublic record, Form ADV, Apr 16, 2026
- Contact form
- DAVENPORTWATTSDRAKE.COM/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- DAVENPORTWATTSDRAKE.COM/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026