DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W• • S• M••••••••• S•••••••• I•••
Latest filing Mar 26, 2026
First filing on the tape Mar 30, 2012 · 17 filings
SEC status approved since May 21, 2008
RAUM
$166M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$165M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$55.3M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$166M as of Mar 26, 2026
Mar 30, 2012$41.0M then
HNW client RAUM$93.8M as of Mar 26, 2026
Mar 30, 2018$28.1M then
State-registered IARs (5.B.3)4 as of Mar 26, 2026
Mar 30, 20120 then
Employees (5.A)4 as of Mar 26, 2026
Feb 27, 20133 then
Private funds: no history
RAUM +24% over the last fiscal year+18% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $55.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 162derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $340,862derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$93.8M57%
- Individuals$71.5M43%
- Corporations and businesses$700,0000.4%
- Individual clients
- 436reported
- HNW clients
- 51reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 487reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• D•••••• W••• | Rochester, Ny | Jul 1, 2013 | 31 y | 0 |
| N••••• R••••• W••• | Richmond, Va | Mar 24, 2016 | 12 y | 0 |
| S•••••••• P••••••••Certified Financial Planner, Chartered Financial Consultant | Rochester, Ny | Jul 20, 2021 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••• B••••• D•••••• · Presidentcontrolsince 10/2000 · owns 50% to 75%
- W•••• N•••••• R••••• · Vice President/Chief Compliance Officercontrolsince 08/2015 · owns 50% to 75%
Related persons
Schedule D 7.A
- B•••• W•••insurancen
- L••••••• B•••••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rochester, Ny · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 427 to 487Mar 30, 2025 to Mar 26, 2026
- HNW clients · 47 to 51Mar 30, 2025 to Mar 26, 2026
- Individual clients · 379 to 436Mar 30, 2025 to Mar 26, 2026
- Discretionary RAUM · $134M to $166MMar 30, 2025 to Mar 26, 2026
- HNW RAUM · $76.6M to $93.8MMar 30, 2025 to Mar 26, 2026
- Individual RAUM · $57.3M to $71.5MMar 30, 2025 to Mar 26, 2026
- RAUM · $134M to $166MMar 30, 2025 to Mar 26, 2026
- Accounts · 367 to 427Mar 29, 2024 to Mar 30, 2025
- HNW clients · 33 to 47Mar 29, 2024 to Mar 30, 2025
- Individual clients · 332 to 379Mar 29, 2024 to Mar 30, 2025
- Financial planning clients · 251-500 to 251-500Mar 29, 2024 to Mar 30, 2025
- Discretionary RAUM · $113M to $134MMar 29, 2024 to Mar 30, 2025
- HNW RAUM · $56.8M to $76.6MMar 29, 2024 to Mar 30, 2025
- Individual RAUM · $55.5M to $57.3MMar 29, 2024 to Mar 30, 2025
- RAUM · $113M to $134MMar 29, 2024 to Mar 30, 2025
- Accounts · 368 to 367Mar 30, 2023 to Mar 29, 2024
- HNW clients · 27 to 33Mar 30, 2023 to Mar 29, 2024
- Individual clients · 338 to 332Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $101M to $113MMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $49.0M to $56.8MMar 30, 2023 to Mar 29, 2024
- Individual RAUM · $51.5M to $55.5MMar 30, 2023 to Mar 29, 2024
- Pension RAUM · 500000.0 to unsetMar 30, 2023 to Mar 29, 2024
- RAUM · $101M to $113MMar 30, 2023 to Mar 29, 2024
- Accounts · 328 to 368Mar 31, 2022 to Mar 30, 2023
- HNW clients · 31 to 27Mar 31, 2022 to Mar 30, 2023
- Individual clients · 294 to 338Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $85.9M to $101MMar 31, 2022 to Mar 30, 2023
- HNW RAUM · $41.5M to $49.0MMar 31, 2022 to Mar 30, 2023
- Individual RAUM · $43.5M to $51.5MMar 31, 2022 to Mar 30, 2023
- Pension RAUM · $600,000 to $500,000Mar 31, 2022 to Mar 30, 2023
- RAUM · $85.9M to $101MMar 31, 2022 to Mar 30, 2023
- Accounts · 245 to 328Mar 30, 2021 to Mar 31, 2022
- Corporate clients · 1.0 to unsetMar 30, 2021 to Mar 31, 2022
- HNW clients · 25 to 31Mar 30, 2021 to Mar 31, 2022
- Individual clients · 218 to 294Mar 30, 2021 to Mar 31, 2022
- Pension plan clients · 1.0 to unsetMar 30, 2021 to Mar 31, 2022
- Financial planning clients · 101-250 to 251-500Mar 30, 2021 to Mar 31, 2022
- State-registered IARs · 3 to 4Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $71.9M to $85.9MMar 30, 2021 to Mar 31, 2022
- HNW RAUM · $34.2M to $41.5MMar 30, 2021 to Mar 31, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@w••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- n•••@w••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 585-502-8290reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/w-s-management-servicesreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 585-720-9971reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $55.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026