DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• S••••• A•••••••• L••
Latest filing Jul 30, 2026
First filing on the tape Mar 19, 2012 · 31 filings
SEC status approved since Sep 22, 2003
RAUM
$21B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$18B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
63
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$21B as of Jul 30, 2026
Mar 19, 2012$3.6B then
HNW client RAUM$18B as of Jul 30, 2026
Mar 28, 2018$7.0B then
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Mar 19, 20120 then
Employees (5.A)63 as of Jul 30, 2026
Mar 18, 201328 then
Private funds: no history
RAUM +17% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $35.8MderivedHNW RAUM over HNW clients
- Average account
- $3.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $7.6B, 512 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$18B87%
- Charitable organizations$2.7B13%
- Individual clients
- n/areported
- HNW clients
- 504reported
- Pension plan clients
- n/areported
- Charitable clients
- 34reported
- Accounts
- 5,397reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.6B for 512 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• J••••••• M•••••• · Managing Directorcontrolsince 12/2023 · owns less than 5%
- B••••••••• J•••••••• L••• · Partnercontrolsince 01/2014 · owns less than 5%
- C••••• J••••••• W•••• · Managing Membercontrolsince 09/2003 · owns 5% to 10%
- E••••••• A•••• T••••• · Partnercontrolsince 11/2019 · owns less than 5%
- G•••••• A••••••••• G••••••• · Managing Directorcontrolsince 12/2023 · owns less than 5%
- K••••••• J•••••• C••••••••• · Partnercontrolsince 10/2024 · owns less than 5%
- M•••••••• J••••• E••••• · Partnercontrolsince 01/2017 · owns 5% to 10%
- M•••••• R•••• E••••• · Managing Directorcontrolsince 04/2023 · owns less than 5%
- P•••••• H••••••• L•••• · Partnercontrolsince 01/2020 · owns less than 5%
- R•••• A••••• E••••• · Managing Directorcontrolsince 12/2023 · owns less than 5%
- U••••••• W••••• A••• · Partnercontrolsince 01/2020 · owns less than 5%
- V••••••••• M•••••• · Partnercontrolsince 02/2004 · owns less than 5%
- W••••••• C••••••••• J••• · Partner & Ceocontrolsince 03/2007 · owns 5% to 10%
- T•••• H•••• · Chief Compliance Officersince 03/2026 · owns less than 5%
Entity owners
- A••••••••• M••••••• G••••• I••• · Series A Member And Managerindirect · owns 50% to 75% of A•• W• L• H•••••••• L•• · public reporting company
- A••••••••• M••••••• G••••• I••• · Sole Shareholderindirect · owns 50% to 75% of A•• W• G• H••••••• C•••• · public reporting company
- A•• W••••• P•••••••• L• · Memberindirect · owns 50% to 75% of A••••••••• M••••••• G••••• I•••
- A•• W• G• H••••••• C•••• · General Partnerindirect · owns F of A•• W••••• P•••••••• L•
- A•• W• L• H•••••••• L•• · Limited Partnerindirect · owns 50% to 75% of A•• W••••• P•••••••• L•
- W••••• A••••••••• L•• · Manager Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list B•••• S••••• A•••••••• L•• as a related person
- 283365 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 30, 2026K••••••• J•••••• C••••••••• (PARTNER) appeared on Schedule A between the filings of 2024-03-28 and 2026-07-30peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 30, 2026P•••••• H••••••• L•••• (PARTNER) left Schedule A between the filings of 2024-03-28 and 2026-07-30peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Jul 30, 2026V••••••••• M•••••• (PARTNER) left Schedule A between the filings of 2024-03-28 and 2026-07-30peers: independent wealth managers, $20B and over (84)
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 535.0 to 5,397.0 (+909.0%) between the annual amendments of 2025-04-18 and 2026-03-31; the peer median change was +7.0% (76 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $20B and over (76) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 535 to 5,397Oct 10, 2025 to Mar 31, 2026
- Advisory employees · 16 to 15Oct 10, 2025 to Mar 31, 2026
- HNW clients · 501 to 504Oct 10, 2025 to Mar 31, 2026
- Assets in custody · $5.3B to $7.6BOct 10, 2025 to Mar 31, 2026
- Employees · 62 to 63Oct 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $18B to $21BOct 10, 2025 to Mar 31, 2026
- HNW RAUM · $17B to $18BOct 10, 2025 to Mar 31, 2026
- RAUM · $18B to $21BOct 10, 2025 to Mar 31, 2026
- Accounts · 4,628 to 535Mar 28, 2024 to Apr 18, 2025
- Advisory employees · 12 to 16Mar 28, 2024 to Apr 18, 2025
- Charity clients · 25 to 34Mar 28, 2024 to Apr 18, 2025
- HNW clients · 479 to 501Mar 28, 2024 to Apr 18, 2025
- Assets in custody · $4.5B to $5.3BMar 28, 2024 to Apr 18, 2025
- Employees · 60 to 62Mar 28, 2024 to Apr 18, 2025
- Financial planning clients · 251-500 to 251-500Mar 28, 2024 to Apr 18, 2025
- Discretionary RAUM · $15B to $18BMar 28, 2024 to Apr 18, 2025
- HNW RAUM · $14B to $17BMar 28, 2024 to Apr 18, 2025
- RAUM · $15B to $18BMar 28, 2024 to Apr 18, 2025
- Accounts · 4,100 to 4,628Mar 29, 2023 to Mar 28, 2024
- Charity clients · 21 to 25Mar 29, 2023 to Mar 28, 2024
- HNW clients · 444 to 479Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $4.0B to $4.5BMar 29, 2023 to Mar 28, 2024
- Employees · 56 to 60Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $13B to $15BMar 29, 2023 to Mar 28, 2024
- HNW RAUM · $12B to $14BMar 29, 2023 to Mar 28, 2024
- RAUM · $13B to $15BMar 29, 2023 to Mar 28, 2024
- Accounts · 4,001 to 4,100May 24, 2022 to Mar 29, 2023
- Charity clients · 18 to 21May 24, 2022 to Mar 29, 2023
- HNW clients · 415 to 444May 24, 2022 to Mar 29, 2023
- Assets in custody · $4.2B to $4.0BMay 24, 2022 to Mar 29, 2023
- Employees · 49 to 56May 24, 2022 to Mar 29, 2023
- Discretionary RAUM · $14B to $13BMay 24, 2022 to Mar 29, 2023
- HNW RAUM · $14B to $12BMay 24, 2022 to Mar 29, 2023
- RAUM · $14B to $13BMay 24, 2022 to Mar 29, 2023
- Employees · 48 to 49Jul 28, 2021 to Mar 30, 2022
- Discretionary RAUM · $12B to $14BJul 28, 2021 to Mar 30, 2022
- HNW RAUM · $11B to $14BJul 28, 2021 to Mar 30, 2022
- RAUM · $12B to $14BJul 28, 2021 to Mar 30, 2022
- Accounts · 4,418 to 4,001Jul 28, 2021 to Mar 30, 2022
- Charity clients · 15 to 18Jul 28, 2021 to Mar 30, 2022
Signals
6 dated events
- Edward Ryan Murray (Managing Director) appeared on Schedule A of B•••• S••••• A•••••••• L••Mar 28, 2024 · Control person joined · fact
- Endozo Annie Roth (Managing Director) appeared on Schedule A of B•••• S••••• A•••••••• L••Mar 28, 2024 · Control person joined · fact
- G••••••• A•••••••• G••••• (Managing Director) appeared on Schedule A of B•••• S••••• A•••••••• L••Mar 28, 2024 · Control person joined · fact
- M•••••• J•••••• B•••••• (Managing Director) appeared on Schedule A of B•••• S••••• A•••••••• L••Mar 28, 2024 · Control person joined · fact
- Trevor Adam Elegant (Managing Director) appeared on Schedule A of B•••• S••••• A•••••••• L••Mar 30, 2020 · Control person joined · fact
- B•••• S••••• A•••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Sep 4, 2015 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@bakerstreetadvisors.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 415-344-6180reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/B••••-S•••••-ADVISORSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-344-6180reportedpublic record, Form ADV, Jul 30, 2026
- Contact form
- bakerstreetadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026