DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•••••••• F••••• W••••• C••••••••• L•••••
Latest filing Mar 27, 2026
First filing on the tape Mar 27, 2012 · 27 filings
SEC status approved since May 2, 2008
RAUM
$1.7B
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
95%
$1.6B individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$415M
derived; firm RAUM over IAPD count
Employees
14
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.7B as of Mar 27, 2026
Mar 27, 2012$476M then
HNW client RAUM$1.3B as of Mar 27, 2026
Mar 23, 2018$328M then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Mar 27, 20120 then
Employees (5.A)14 as of Mar 27, 2026
Apr 1, 20139 then
Private funds: no history
RAUM +27% over the last fiscal year+17% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $415MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.9MderivedHNW RAUM over HNW clients
- Average account
- $461,017derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 4.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $1.0B, 125 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B80%
- Individuals$250M15%
- Pension and profit-sharing plans$78.6M4.7%
- Individual clients
- 150reported
- HNW clients
- 150reported
- Pension plan clients
- 12reported
- Charitable clients
- n/areported
- Accounts
- 3,600reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.0B for 125 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• T•••••• D••••Certified Financial Planner | Fairfield, Nj | Dec 1, 2006 | 41 y | 1 |
| T•••••• P•••• B••••••••Chartered Financial Consultant | Fairfield, Nj | Nov 13, 2009 | 37 y | 1 |
| M•••••• T•••••• D•••• | Fairfield, Nj | Nov 14, 2018 | 12 y | 0 |
| L••••• H•••• D•••• | Fairfield, Nj | Nov 28, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T•••••• P•••• B•••••••• from N••••••••• M••••• W••••• M••••••••• C••••••Nov 13, 2009 · Other
- M•••••• T•••••• D•••• from N••••••••• M••••• W••••• M••••••••• C••••••Dec 1, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• M••••••• T•••••• · Managing Membercontrolsince 04/1998 · owns 75% or more
- D••••• M••••••• T•••••• · Trustee Of M•••••• T. Trustcontrolsince 10/2021 · owns less than 5%
- S••••• J•••••• L••••••• · Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- D••••• C••••••••• T• · Trustee Of M•••••• T. Trustsince 10/2021 · owns less than 5%
Entity owners
- M•••••• T• D••••• I•• 2••• F••••• · Memberdirect · owns 75% or more
- M•••••• T• D••••• I•• 2••• F••••• T•••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fairfield, Nj · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3,500 to 3,600Mar 17, 2025 to Mar 27, 2026
- Pension plan clients · 15 to 12Mar 17, 2025 to Mar 27, 2026
- Assets in custody · $935M to $1.0BMar 17, 2025 to Mar 27, 2026
- Employees · 13 to 14Mar 17, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.1B to $1.3BMar 17, 2025 to Mar 27, 2026
- HNW RAUM · $1.0B to $1.3BMar 17, 2025 to Mar 27, 2026
- Individual RAUM · $230M to $250MMar 17, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $169M to $403MMar 17, 2025 to Mar 27, 2026
- Pension RAUM · $67.0M to $78.6MMar 17, 2025 to Mar 27, 2026
- RAUM · $1.3B to $1.7BMar 17, 2025 to Mar 27, 2026
- Accounts · 3,250 to 3,500Nov 15, 2024 to Mar 17, 2025
- Assets in custody · $850M to $935MNov 15, 2024 to Mar 17, 2025
- Financial planning clients · 101-250 to 101-250Nov 15, 2024 to Mar 17, 2025
- Discretionary RAUM · $1.0B to $1.1BNov 15, 2024 to Mar 17, 2025
- HNW RAUM · $907M to $1.0BNov 15, 2024 to Mar 17, 2025
- Individual RAUM · $216M to $230MNov 15, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $149M to $169MNov 15, 2024 to Mar 17, 2025
- Pension RAUM · $58.5M to $67.0MNov 15, 2024 to Mar 17, 2025
- RAUM · $1.2B to $1.3BNov 15, 2024 to Mar 17, 2025
- Accounts · 3,000 to 3,250Mar 20, 2023 to Mar 21, 2024
- Advisory employees · 5 to 6Mar 20, 2023 to Mar 21, 2024
- Assets in custody · $800M to $850MMar 20, 2023 to Mar 21, 2024
- Discretionary RAUM · $919M to $1.0BMar 20, 2023 to Mar 21, 2024
- HNW RAUM · $786M to $907MMar 20, 2023 to Mar 21, 2024
- Individual RAUM · $196M to $216MMar 20, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $127M to $149MMar 20, 2023 to Mar 21, 2024
- Pension RAUM · $63.3M to $58.5MMar 20, 2023 to Mar 21, 2024
- RAUM · $1.0B to $1.2BMar 20, 2023 to Mar 21, 2024
- Accounts · 3,475 to 3,000Nov 3, 2022 to Mar 20, 2023
- Individual clients · 165 to 150Nov 3, 2022 to Mar 20, 2023
- Pension plan clients · 16 to 15Nov 3, 2022 to Mar 20, 2023
- Assets in custody · $50.0M to $800MNov 3, 2022 to Mar 20, 2023
- Employees · 12 to 13Nov 3, 2022 to Mar 20, 2023
- Discretionary RAUM · $1.2B to $919MNov 3, 2022 to Mar 20, 2023
- HNW RAUM · $1.0B to $786MNov 3, 2022 to Mar 20, 2023
- Individual RAUM · $210M to $196MNov 3, 2022 to Mar 20, 2023
- Non-discretionary RAUM · $135M to $127MNov 3, 2022 to Mar 20, 2023
- Pension RAUM · $82.0M to $63.3MNov 3, 2022 to Mar 20, 2023
- RAUM · $1.3B to $1.0BNov 3, 2022 to Mar 20, 2023
- Accounts · 2,990 to 3,475Mar 29, 2021 to Mar 30, 2022
Signals
4 dated events
- S•••••••• F••••• W••••• C••••••••• L••••• reported RAUM $1.7B, up 27% from $1.3B (2025-03-17 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- S•••••••• F••••• W••••• C••••••••• L••••• reported RAUM $1.3B, up 43% from $940.0M (2021-03-29 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Edward Mark Bracci (Chief Compliance Officer) no longer on Schedule A of S•••••••• F••••• W••••• C••••••••• L••••• (listed 2020-06-26, absent 2021-01-29)Jan 29, 2021 · Control person left · inference
- S•••••••• F••••• W••••• C••••••••• L••••• reported RAUM $826.9M, up 27% from $651.9M (2019-12-06 to 2020-03-02)Mar 2, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- S•••••••• F••••• W••••• C••••••••• L••••• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- info@strategicfamilywealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 973-575-3444reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 973-575-5590reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- S••••••••FAMILYWEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 973-575-3444reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- strategicfamilywealth.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $415Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026