DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Hbe Wealth Management, LLC

Independent wealth managerLincoln, NebraskaCRD 128315SEC 801-119569websiteIAPD
Latest filing Feb 26, 2026
First filing on the tape Sep 2, 2020 · 11 filings
SEC status approved since Oct 2, 2020
RAUM
$277M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
97%
$269M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$55.5M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$277M as of Feb 26, 2026
Mar 10, 2021$108M then
HNW client RAUM$218M as of Feb 26, 2026
Mar 10, 2021$65.8M then
State-registered IARs (5.B.3)5 as of Feb 26, 2026
Mar 10, 20213 then
Employees (5.A)5 as of Feb 26, 2026
Mar 10, 20214 then
Private funds: no history
RAUM +38% over the last fiscal year+29% a year over threeIARs 3 to 5
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$55.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
52derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$415,947derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+38%derivedbetween the last two annual amendments
Advisor growth, one year
+67%derivedItem 5.B.3 between annual amendments
Client growth, one year
+8.9%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$218M79%
  • Individuals$50.6M18%
  • Charitable organizations$7.9M2.8%
  • Corporations and businesses$922,1650.3%
Individual clients
185reported
HNW clients
73reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
667reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Scott Allen BeckerCertified Financial PlannerLincoln, NeMar 11, 201135 y0
Christopher Michael BedientCertified Financial Planner, Chartered Financial AnalystLincoln, NeMar 17, 201511 y0
Allison Nicole KreikemeierCertified Financial PlannerLincoln, NeFeb 14, 202312 y0
Sara Jane SweeneyCertified Financial PlannerLincoln, NeOct 26, 202310 y0
Kaiden Michael BedientLincoln, NeNov 24, 202514 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
none on the tape
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Allen Scott Becker · Managing Partnercontrol
      since 03/2014 · owns less than 5%
    • Michael Christopher Bedient · Chief Compliance Officercontrol
      since 05/2019 · owns 10% to 25%
    • Allen Scott Becker · Partnercontrol
      since 01/1999 · owns 25% to 50% of Hbe, Llp
    • L. Krystal Siebrandt · Partnercontrol
      since 01/2012 · owns 25% to 50% of Hbe, Llp
    • D. James Schulz · Partner
      since 01/2012 · owns 25% to 50% of Hbe, Llp
    Entity owners
    • Hbe, Llp · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    • Hbe, Llp
      insurancey
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Lincoln, Ne · principal510
    Offices
    Schedule D 1.F, the 25 largest
    • Omaha, NE2 employees
    ADV anomalies
    2 against comparable advisers; where to look, not conclusions
    • business activity changedChange between filings · filing Feb 26, 2026
      pension consulting (Item 5.G.6): yes on the filing of 2025-07-22, no on the filing of 2026-02-26
      peers: independent wealth managers, $100M to $500M (5,676)
    • RAUM up 25 %Change between filings · filing Feb 26, 2026
      RAUM (Item 5.F) moved from $201,222,368 to $277,436,368 (+38.0%) between the annual amendments of 2025-04-11 and 2026-02-26; the peer median change was +15.0% (4551 comparable advisers, 92.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (4,551) · 92% percentile
    What changed
    consecutive filings, newest first
    • Accounts · 584 to 667
      Jul 22, 2025 to Feb 26, 2026
    • Advisory employees · 4 to 5
      Jul 22, 2025 to Feb 26, 2026
    • Advisory activities · 3 to 2
      Jul 22, 2025 to Feb 26, 2026
    • HNW clients · 56 to 73
      Jul 22, 2025 to Feb 26, 2026
    • Individual clients · 181 to 185
      Jul 22, 2025 to Feb 26, 2026
    • Employees · 4 to 5
      Jul 22, 2025 to Feb 26, 2026
    • State-registered IARs · 4 to 5
      Jul 22, 2025 to Feb 26, 2026
    • Discretionary RAUM · $198M to $274M
      Jul 22, 2025 to Feb 26, 2026
    • HNW RAUM · $140M to $218M
      Jul 22, 2025 to Feb 26, 2026
    • Individual RAUM · $50.9M to $50.6M
      Jul 22, 2025 to Feb 26, 2026
    • Non-discretionary RAUM · $2.8M to $3.0M
      Jul 22, 2025 to Feb 26, 2026
    • RAUM · $201M to $277M
      Jul 22, 2025 to Feb 26, 2026
    • Advisory employees · 3 to 4
      Apr 11, 2025 to Jul 22, 2025
    • Financial planning clients · 0 to 0
      Apr 11, 2025 to Jul 22, 2025
    • State-registered IARs · 3 to 4
      Apr 11, 2025 to Jul 22, 2025
    • Accounts · 538 to 584
      Feb 14, 2024 to Jan 31, 2025
    • HNW clients · 40 to 56
      Feb 14, 2024 to Jan 31, 2025
    • Individual clients · 179 to 181
      Feb 14, 2024 to Jan 31, 2025
    • Discretionary RAUM · $161M to $198M
      Feb 14, 2024 to Jan 31, 2025
    • HNW RAUM · $105M to $140M
      Feb 14, 2024 to Jan 31, 2025
    • Individual RAUM · $50.5M to $50.9M
      Feb 14, 2024 to Jan 31, 2025
    • Non-discretionary RAUM · $2.7M to $2.8M
      Feb 14, 2024 to Jan 31, 2025
    • RAUM · $164M to $201M
      Feb 14, 2024 to Jan 31, 2025
    • Accounts · 467 to 538
      Mar 6, 2023 to Feb 14, 2024
    • Advisory employees · 2 to 3
      Mar 6, 2023 to Feb 14, 2024
    • HNW clients · 32 to 40
      Mar 6, 2023 to Feb 14, 2024
    • Individual clients · 155 to 179
      Mar 6, 2023 to Feb 14, 2024
    • Financial planning clients · unset to 0
      Mar 6, 2023 to Feb 14, 2024
    • State-registered IARs · 2 to 3
      Mar 6, 2023 to Feb 14, 2024
    • Discretionary RAUM · $126M to $161M
      Mar 6, 2023 to Feb 14, 2024
    • HNW RAUM · $78.3M to $105M
      Mar 6, 2023 to Feb 14, 2024
    • Individual RAUM · $43.6M to $50.5M
      Mar 6, 2023 to Feb 14, 2024
    • Non-discretionary RAUM · $2.4M to $2.7M
      Mar 6, 2023 to Feb 14, 2024
    • RAUM · $129M to $164M
      Mar 6, 2023 to Feb 14, 2024
    • Accounts · 414 to 467
      Mar 16, 2022 to Mar 6, 2023
    • HNW clients · 46 to 32
      Mar 16, 2022 to Mar 6, 2023
    • Individual clients · 121 to 155
      Mar 16, 2022 to Mar 6, 2023
    • Employees · 3 to 4
      Mar 16, 2022 to Mar 6, 2023
    • Discretionary RAUM · $119M to $126M
      Mar 16, 2022 to Mar 6, 2023
    • HNW RAUM · $82.5M to $78.3M
      Mar 16, 2022 to Mar 6, 2023
    Signals
    1 dated events
    • Hbe Wealth Management, Llc filed its initial SEC registration (Form ADV)
      Sep 2, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    402-423-4343reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    LINKEDIN.COM/COMPANY/HBECPAreportedpublic record, Form ADV, Sep 17, 2026
    Website
    HBEWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    402-423-4343reportedpublic record, Form ADV, Feb 26, 2026
    Team page
    hbewealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $55.5Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026