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Former SEC-registered adviser

E•••••••• M•••• M•••••••• I•••

Former SEC-registered adviserCRD 128362SEC 801-67730IAPD
Latest filing May 24, 2012
First filing on the tape Nov 23, 2011 · 5 filings
RAUM
$61.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$15.3M
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$61.1M as of May 24, 2012
Nov 23, 2011$61.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 24, 2012
Nov 23, 20110 then
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 24, 2012; every figure names its basis
RAUM per advisor
$15.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$117,864derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
518reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••• H••••••Marietta, GaOct 1, 200338 y0
M••••••• D•••• H••••••Marietta, GaNov 7, 200340 y0
B••••••• A• E•••••Social Circle, GaOct 25, 201016 y0
D•••• H•••••• E•••Social Circle, GaApr 28, 201710 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H••••••• J••• · Presidentcontrol
        since 11/1989 · owns 75% or more
      • H••••••• M•••••••• D•••• · Chief Compliance Officercontrol
        since 11/1989 · owns less than 5%
      Related persons
      Schedule D 7.A
      • J••• H••••••• C••• P•••
        insurancey
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Marietta, Ga200
      Social Circle, Ga200
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Financial planning clients · unset to 0
        Mar 12, 2012 to May 14, 2012
      • Accounts · 491 to 518
        Nov 23, 2011 to Mar 12, 2012
      • Insurance-licensed employees · unset to 0.0
        Nov 23, 2011 to Mar 12, 2012
      • Discretionary RAUM · $61.9M to $61.1M
        Nov 23, 2011 to Mar 12, 2012
      • RAUM · $61.9M to $61.1M
        Nov 23, 2011 to Mar 12, 2012
      • Related insurance company · false to true
        Nov 23, 2011 to Mar 12, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      E••••••••M••••MANAGERS.COMreportedpublic record, Form ADV, Sep 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $15.3Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026