DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

V••••••

Former SEC-registered adviserCentennial, ColoradoCRD 128442SEC 801-108810IAPD
Legal name V••••••• L••
Latest filing Mar 31, 2022
First filing on the tape Mar 29, 2012 · 18 filings
RAUM
$61.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
$61.1M gross assets
History
18 filings and snapshots on the tape
RAUM$61.1M as of Mar 30, 2022
Mar 29, 2012$92.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 30, 2022
Mar 26, 20130 then
Employees (5.A)5 as of Mar 30, 2022
Mar 26, 20136 then
Private funds6 as of Mar 30, 2022
Mar 28, 201714 then
RAUM +42% over the last fiscal year-62% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 31, 2022; every figure names its basis
RAUM per advisor
$20.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$10.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+42%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$61.1M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      23 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P•••••••• 5•no longer reportedReal Estate Fund$722M2Dec 6, 2016
      P•••••••• 6•no longer reportedReal Estate Fund$196M2Mar 29, 2019
      B• F••••••• M•• L••no longer reportedReal Estate Fund$126M2Mar 29, 2019
      P•••••••• 3•no longer reportedOther Private Fund$114M2Dec 6, 2016
      B••• C•••• M•• L•••no longer reportedReal Estate Fund$47.8M2Dec 6, 2016
      M•••••• C••••••••• P•••••••• L•••no longer reportedReal Estate Fund$45.2M2Dec 6, 2016
      P•••••••• 4•no longer reportedReal Estate Fund$31.5M2Dec 6, 2016
      D•••• M•••••• P••••••• L•••no longer reportedReal Estate Fund$27.7M2Dec 6, 2016
      P•••••••• 1•no longer reportedOther Private Fund$27.3M2Dec 6, 2016
      P•••••••• 2•no longer reportedOther Private Fund$26.7M2Dec 6, 2016
      L••••••• T•••••• P•••••••• L•••no longer reportedReal Estate Fund$23.4M2Dec 6, 2016
      C••••••• O••• P•••••••• L•••no longer reportedReal Estate Fund$22.5M2Mar 29, 2019
      P••••• R•••• M••••• P••••••••• L•••Real Estate Fund$17.7M2Mar 25, 2020
      V••••• M••••• P••••••••• L•••Real Estate Fund$17.6M2Mar 29, 2019
      V••••• R•••••• P•••••••Real Estate Fund$16.4M6Mar 30, 2018
      D•• M•• P••••••• L•••no longer reportedReal Estate Fund$15.1M2Dec 6, 2016
      P••• S••••••••• A•••• I•••••••• ••••• L•no longer reportedSecuritized Asset Fund$13.5M30May 2, 2013
      M••••••••• P•••••••• L••no longer reportedReal Estate Fund$12.8M2Dec 6, 2016
      T••••••• P•••••••• L•••no longer reportedReal Estate Fund$10.7M2Dec 6, 2016
      V•••••• A••••••••• I••••• F•••• L••Real Estate Fund$8.1M2Dec 6, 2016
      L••••• D••••••••• P•••••••Real Estate Fund$1.2M2Mar 30, 2018
      V•••••• P••••••• 2•••••• L•••no longer reportedSecuritized Asset Fund$429,3002May 2, 2013
      V•••••• P••••••• 2•••••• L•••Securitized Asset Fund$171,6461May 2, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • D••••••••• C•••• G•••••• · Managing Partnercontrol
        since 12/2018 · owns less than 5%
      • D••••••••• G••••••• J• · Chief Compliance Officercontrol
        since 12/2018 · owns less than 5%
      • D••••••••• C•••• G•••••• · Managing Membercontrol
        since 07/2011 · owns 75% or more of Vcm, LLC
      Entity owners
      • V•• L•• · Owner/Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • V•••••• I••••••••• M••••••••• L••
        pooled vehicle sponsory
      • V••••• P••••••• H•••••••• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Employees · 7 to 5
        Nov 17, 2021 to Mar 30, 2022
      • State-registered IARs · 2 to 3
        Nov 17, 2021 to Mar 30, 2022
      • Discretionary RAUM · $43.1M to $61.1M
        Nov 17, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $43.1M to $61.1M
        Nov 17, 2021 to Mar 30, 2022
      • RAUM · $43.1M to $61.1M
        Nov 17, 2021 to Mar 30, 2022
      • Accounts · 115 to 6
        Jul 22, 2020 to Mar 22, 2021
      • Pooled vehicle clients · 115 to 6
        Jul 22, 2020 to Mar 22, 2021
      • HQ city · DENVER to CENTENNIAL
        Jul 22, 2020 to Mar 22, 2021
      • State-registered IARs · 1 to 2
        Jul 22, 2020 to Mar 22, 2021
      • Discretionary RAUM · $29.1M to $43.1M
        Jul 22, 2020 to Mar 22, 2021
      • Pooled vehicle RAUM · $29.1M to $43.1M
        Jul 22, 2020 to Mar 22, 2021
      • RAUM · $29.1M to $43.1M
        Jul 22, 2020 to Mar 22, 2021
      • Private funds · 13 to 6
        Mar 25, 2020 to Jul 22, 2020
      • Discretionary RAUM · $1.3B to $29.1M
        Mar 25, 2020 to Jul 22, 2020
      • Pooled vehicle RAUM · $1.3B to $29.1M
        Mar 25, 2020 to Jul 22, 2020
      • RAUM · $1.3B to $29.1M
        Mar 25, 2020 to Jul 22, 2020
      • Accounts · 24 to 115
        Mar 29, 2019 to Mar 25, 2020
      • Pooled vehicle clients · 24 to 115
        Mar 29, 2019 to Mar 25, 2020
      • Discretionary RAUM · $1.1B to $1.3B
        Mar 29, 2019 to Mar 25, 2020
      • Pooled vehicle RAUM · $1.1B to $1.3B
        Mar 29, 2019 to Mar 25, 2020
      • RAUM · $1.1B to $1.3B
        Mar 29, 2019 to Mar 25, 2020
      • Accounts · 18 to 24
        Mar 30, 2018 to Mar 29, 2019
      • Pooled vehicle clients · 18 to 24
        Mar 30, 2018 to Mar 29, 2019
      • Employees · 6 to 7
        Mar 30, 2018 to Mar 29, 2019
      • Private funds · 11 to 13
        Mar 30, 2018 to Mar 29, 2019
      • Discretionary RAUM · $575M to $1.1B
        Mar 30, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $575M to $1.1B
        Mar 30, 2018 to Mar 29, 2019
      • RAUM · $575M to $1.1B
        Mar 30, 2018 to Mar 29, 2019
      • Accounts · 17 to 18
        Mar 28, 2017 to Mar 30, 2018
      • Pooled vehicle clients · unset to 18.0
        Mar 28, 2017 to Mar 30, 2018
      • Other offices · unset to 0.0
        Mar 28, 2017 to Mar 30, 2018
      • Private funds · 14 to 11
        Mar 28, 2017 to Mar 30, 2018
      • Discretionary RAUM · $642M to $575M
        Mar 28, 2017 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 574862802.0
        Mar 28, 2017 to Mar 30, 2018
      • RAUM · $642M to $575M
        Mar 28, 2017 to Mar 30, 2018
      • Accounts · 11 to 17
        Dec 6, 2016 to Mar 28, 2017
      • Private funds · 15 to 14
        Dec 6, 2016 to Mar 28, 2017
      • Discretionary RAUM · $123M to $642M
        Dec 6, 2016 to Mar 28, 2017
      • RAUM · $123M to $642M
        Dec 6, 2016 to Mar 28, 2017
      • Accounts · 3 to 11
        Jul 12, 2013 to Dec 6, 2016
      Signals
      5 dated events
      • Clarence Charles Hibben (Partner) no longer on Schedule A of Verdeam (listed 2020-07-22, absent 2021-03-22)
        Mar 22, 2021 · Control person left · inference
      • Verdeam reported RAUM $29.1M, down 98% from $1.3B (2020-03-25 to 2020-07-22)
        Jul 22, 2020 · RAUM change · derived
      • Verdeam reported RAUM $1.1B, up 96% from $574.9M (2018-03-30 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • J Gregory Derozario (Chief Compliance Officer) appeared on Schedule A of Verdeam
        Mar 29, 2019 · Control person joined · fact
      • Verdeam filed its initial SEC registration (Form ADV)
        Dec 6, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      V•••••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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