DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Lansdowne Partners Limited

Former SEC-registered adviserLondon, CRD 128945SEC 801-62570IAPD
Latest filing Feb 21, 2014
First filing on the tape Mar 23, 2012 · 4 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
68
21 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 21, 2014
Mar 23, 20120 then
Employees (5.A)68 as of Feb 21, 2014
Mar 22, 201363 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Feb 21, 2014; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Andrew Steven Heinz · Director/Head Of European Strategycontrol
        since 03/1998 · owns less than 5%
      • Suzanna Nutton · Chief Operating Officercontrol
        since 09/2013 · owns less than 5%
      • Grant Stuart Roden · Director/Co-Head Of Developed Markets Strategycontrol
        since 06/2001 · owns less than 5%
      • Charles Wallace Alexander Snow · Chief Executive Officercontrol
        since 09/2013 · owns less than 5%
      • Andrew Steven Heinz · Shareholdercontrol
        since 04/2005 · owns 50% to 75% of Lansdowne Partners International Limited
      • Martin Paul Ruddock · Shareholdercontrol
        since 05/1998 · owns 50% to 75% of Lansdowne Partners International Limited
      • James Hugh Orange · Chief Compliance Officer
        since 11/2013 · owns less than 5%
      • Wah Yok Tai · Chief Financial Officer
        since 09/2007 · owns less than 5%
      Entity owners
      • Lansdowne Partners International Limited · Parent Company
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Advisers that list Lansdowne Partners Limited as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 19 to 21
        Oct 10, 2013 to Feb 21, 2014
      • Employees · 65 to 68
        Oct 10, 2013 to Feb 21, 2014
      • Advisory employees · 18 to 19
        Mar 22, 2013 to Oct 10, 2013
      • Employees · 63 to 65
        Mar 22, 2013 to Oct 10, 2013
      • Advisory employees · unset to 18.0
        Mar 23, 2012 to Mar 22, 2013
      • Employees · unset to 63.0
        Mar 23, 2012 to Mar 22, 2013
      • Related bank · false to true
        Mar 23, 2012 to Mar 22, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026