DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aljen Asset Management LLC
Latest filing Apr 2, 2026
First filing on the tape Feb 22, 2012 · 21 filings
SEC status approved since Aug 7, 2024
RAUM
$230M
reported, Item 5.F
Discretionary
59%
of RAUM
Private clients
71%
$164M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$115M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$230M as of Apr 2, 2026
Feb 22, 2012$52.0M then
HNW client RAUM$111M as of Apr 2, 2026
Mar 29, 2019$10.1M then
State-registered IARs (5.B.3)2 as of Apr 2, 2026
Feb 22, 20120 then
Employees (5.A)5 as of Apr 2, 2026
Mar 29, 20192 then
Private funds: no history
RAUM +12% over the last fiscal yearIARs 1 to 2
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 199derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $217,401derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 59%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
- Custody
- $7.3M, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$111M49%
- Pension and profit-sharing plans$64.0M28%
- Individuals$52.5M23%
- Corporations and businesses$789,0810.3%
- Individual clients
- 304reported
- HNW clients
- 93reported
- Pension plan clients
- 50reported
- Charitable clients
- n/areported
- Accounts
- 1,059reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.3M for 20 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.71 fund_share=0.0 institutional_share=0.28 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Elliott Stephen CollinsCertified Financial Planner | Cedar Knolls, Nj | Aug 30, 2019 | 41 y | 0 |
| Alana Michele CollinsCertified Financial Planner | West Palm Beach, Fl | Feb 19, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Robert N Hardwick to Rlp Wealth Advisors, LLCOct 3, 2019 · RIA to RIA
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Stephen Elliott Collins · President/Director/Shareholder/Chief Compliance Officercontrolsince 10/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cedar Knolls, Nj · principal | 2 | 1 | 0 | ||
| West Palm Beach, Fl | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- West Palm Beach, FL1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 994 to 1,059Nov 4, 2025 to Mar 18, 2026
- Advisory employees · 1 to 2Nov 4, 2025 to Mar 18, 2026
- Corporate clients · 12 to 7Nov 4, 2025 to Mar 18, 2026
- HNW clients · 99 to 93Nov 4, 2025 to Mar 18, 2026
- Individual clients · 264 to 304Nov 4, 2025 to Mar 18, 2026
- Pension plan clients · 28 to 50Nov 4, 2025 to Mar 18, 2026
- Assets in custody · $24.1M to $7.3MNov 4, 2025 to Mar 18, 2026
- Financial planning clients · 26-50 to 101-250Nov 4, 2025 to Mar 18, 2026
- State-registered IARs · 1 to 2Nov 4, 2025 to Mar 18, 2026
- Discretionary RAUM · $116M to $136MNov 4, 2025 to Mar 18, 2026
- HNW RAUM · $102M to $111MNov 4, 2025 to Mar 18, 2026
- Individual RAUM · $39.5M to $52.5MNov 4, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $89.5M to $94.7MNov 4, 2025 to Mar 18, 2026
- Pension RAUM · $49.0M to $64.0MNov 4, 2025 to Mar 18, 2026
- RAUM · $205M to $230MNov 4, 2025 to Mar 18, 2026
- Accounts · 583 to 994Dec 12, 2024 to Mar 26, 2025
- Corporate clients · 8 to 12Dec 12, 2024 to Mar 26, 2025
- HNW clients · 71 to 99Dec 12, 2024 to Mar 26, 2025
- Individual clients · 291 to 264Dec 12, 2024 to Mar 26, 2025
- Pension plan clients · unset to 28.0Dec 12, 2024 to Mar 26, 2025
- Assets in custody · $9.1M to $24.1MDec 12, 2024 to Mar 26, 2025
- Financial planning clients · 26-50 to 26-50Dec 12, 2024 to Mar 26, 2025
- Discretionary RAUM · $97.7M to $116MDec 12, 2024 to Mar 26, 2025
- HNW RAUM · $74.9M to $102MDec 12, 2024 to Mar 26, 2025
- Individual RAUM · $47.3M to $39.5MDec 12, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $28.8M to $89.5MDec 12, 2024 to Mar 26, 2025
- Pension RAUM · $578,430 to $49.0MDec 12, 2024 to Mar 26, 2025
- RAUM · $127M to $205MDec 12, 2024 to Mar 26, 2025
- Accounts · 560 to 583Nov 27, 2019 to Jul 3, 2024
- BD registered reps · 1 to 0Nov 27, 2019 to Jul 3, 2024
- Corporate clients · unset to 8.0Nov 27, 2019 to Jul 3, 2024
- HNW clients · 34 to 71Nov 27, 2019 to Jul 3, 2024
- Individual clients · 245 to 291Nov 27, 2019 to Jul 3, 2024
- Pension plan clients · 16.0 to unsetNov 27, 2019 to Jul 3, 2024
- Assets in custody · $4.5M to $9.1MNov 27, 2019 to Jul 3, 2024
- Employees · 1 to 5Nov 27, 2019 to Jul 3, 2024
- Discretionary RAUM · $52.6M to $97.7MNov 27, 2019 to Jul 3, 2024
- HNW RAUM · $36.8M to $74.9MNov 27, 2019 to Jul 3, 2024
- Individual RAUM · $31.1M to $47.3MNov 27, 2019 to Jul 3, 2024
- Non-discretionary RAUM · $23.2M to $28.8MNov 27, 2019 to Jul 3, 2024
Signals
1 dated events
- Aljen Asset Management Llc filed its initial SEC registration (Form ADV)Mar 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 973-316-1212reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 973-316-0020reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- ALJENAM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 973-316-1212reportedpublic record, Form ADV, Apr 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $115Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026