DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••••••• M•••• M•••••••• L••
Latest filing Feb 2, 2026
First filing on the tape Feb 22, 2012 · 37 filings
SEC status approved since Jan 2, 2004
RAUM
$260M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$260M as of Feb 2, 2026
Feb 22, 2012$181M then
HNW client RAUM$0 as of Feb 18, 2020
Feb 15, 2018$0 then
State-registered IARs (5.B.3)0 as of Feb 2, 2026
Jan 23, 20130 then
Employees (5.A)5 as of Feb 2, 2026
Jan 23, 20137 then
Private funds3 as of Feb 2, 2026
Feb 22, 20123 then
RAUM +6.5% over the last fiscal year-2.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $86.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $260M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$260M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $260M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•••••••• F•••• L• | Hedge Fund | $265M | 106 | Feb 22, 2012 |
| N•••••••• I••••••••• F••• ••••••• S•• | Hedge Fund | $62.6M | 29 | Feb 22, 2012 |
| N•••••••• L••••••• L•• | Hedge Fund | $13.9M | 7 | Feb 22, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• W••••••• K•• M•••• · Managercontrolsince 12/1999 · owns less than 5%
- G••••••••• E••••••••• A•• · Chief Compliance Officercontrolsince 01/2003 · owns less than 5%
- M••••••• V•••••••• M•••• · Chief Financial Officercontrolsince 01/2015 · owns less than 5%
- S••••••••• E•••• M•••••• · Managing Directorcontrolsince 09/2016 · owns less than 5%
- G••••••••• W••••••• K•• M•••• · Managing Membercontrolsince 12/2002 · owns 75% or more of N•••••••• H••••••• B• L••
- G••••••••• W••••••• K•• M•••• · Managing Membercontrolsince 12/1999 · owns 75% or more of N•••••••• C•••••• M••••••••• L•• ••••••
Entity owners
- N•••••••• C•••••• M••••••••• L•• •••••• · Sole Memberdirect · owns 75% or more
- N•••••••• H••••••• B• L•• · Sole Memberindirect · owns 75% or more of N•••••••• C•••••• M••••••••• L•• ••••••
Related persons
Schedule D 7.A
No related person reported.
Advisers that list N•••••••• M•••• M•••••••• L•• as a related person
- 107882 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $244M to $260MFeb 13, 2025 to Feb 2, 2026
- Discretionary RAUM · $244M to $260MFeb 13, 2025 to Feb 2, 2026
- Pooled vehicle RAUM · $244M to $260MFeb 13, 2025 to Feb 2, 2026
- RAUM · $244M to $260MFeb 13, 2025 to Feb 2, 2026
- Advisory employees · 4 to 2Jan 3, 2025 to Feb 13, 2025
- Assets in custody · $265M to $244MJan 3, 2025 to Feb 13, 2025
- Financial planning clients · 0 to 0Jan 3, 2025 to Feb 13, 2025
- Discretionary RAUM · $265M to $244MJan 3, 2025 to Feb 13, 2025
- Pooled vehicle RAUM · $265M to $244MJan 3, 2025 to Feb 13, 2025
- RAUM · $265M to $244MJan 3, 2025 to Feb 13, 2025
- Advisory employees · 5 to 4Jun 1, 2023 to Feb 13, 2024
- Assets in custody · $279M to $265MJun 1, 2023 to Feb 13, 2024
- Employees · 6 to 5Jun 1, 2023 to Feb 13, 2024
- Discretionary RAUM · $279M to $265MJun 1, 2023 to Feb 13, 2024
- Pooled vehicle RAUM · $279M to $265MJun 1, 2023 to Feb 13, 2024
- RAUM · $279M to $265MJun 1, 2023 to Feb 13, 2024
- Assets in custody · $356M to $279MSep 15, 2022 to Feb 17, 2023
- Discretionary RAUM · $359M to $279MSep 15, 2022 to Feb 17, 2023
- Pooled vehicle RAUM · $359M to $279MSep 15, 2022 to Feb 17, 2023
- RAUM · $359M to $279MSep 15, 2022 to Feb 17, 2023
- Assets in custody · $357M to $356MAug 19, 2021 to Mar 1, 2022
- Discretionary RAUM · $324M to $359MAug 19, 2021 to Mar 1, 2022
- Pooled vehicle RAUM · $324M to $359MAug 19, 2021 to Mar 1, 2022
- RAUM · $324M to $359MAug 19, 2021 to Mar 1, 2022
- Assets in custody · $325M to $357MFeb 18, 2020 to Feb 11, 2021
- Employees · 7 to 6Feb 18, 2020 to Feb 11, 2021
- Discretionary RAUM · $294M to $324MFeb 18, 2020 to Feb 11, 2021
- HNW RAUM · 0.0 to unsetFeb 18, 2020 to Feb 11, 2021
- Individual RAUM · 0.0 to unsetFeb 18, 2020 to Feb 11, 2021
- Pension RAUM · 0.0 to unsetFeb 18, 2020 to Feb 11, 2021
- Pooled vehicle RAUM · $294M to $324MFeb 18, 2020 to Feb 11, 2021
- RAUM · $294M to $324MFeb 18, 2020 to Feb 11, 2021
- Assets in custody · $274M to $325MJan 17, 2020 to Feb 18, 2020
- Employees · 6 to 7Jan 17, 2020 to Feb 18, 2020
- Discretionary RAUM · $274M to $294MJan 17, 2020 to Feb 18, 2020
- Pooled vehicle RAUM · $274M to $294MJan 17, 2020 to Feb 18, 2020
- RAUM · $274M to $294MJan 17, 2020 to Feb 18, 2020
- Assets in custody · $273M to $274MMar 14, 2018 to Feb 13, 2019
- Discretionary RAUM · $273M to $274MMar 14, 2018 to Feb 13, 2019
- Pooled vehicle RAUM · $273M to $274MMar 14, 2018 to Feb 13, 2019
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- N••••••••FUNDS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 248-723-9286reportedpublic record, Form ADV, Feb 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026