DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
JP Wealth Management, Inc.
Latest filing Mar 30, 2026
First filing on the tape Mar 27, 2012 · 23 filings
SEC status approved since Jun 24, 2004
RAUM
$274M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$270M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$137M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$274M as of Mar 30, 2026
Mar 27, 2012$145M then
HNW client RAUM$270M as of Mar 30, 2026
Mar 23, 2018$162M then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 27, 20120 then
Employees (5.A)2 as of Mar 30, 2026
Mar 21, 20135 then
Private funds: no history
RAUM +8.6% over the last fiscal year+6.4% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $137MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Custody
- $166M, 70 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$270M99%
- Pension and profit-sharing plans$3.8M1.4%
- Individual clients
- n/areported
- HNW clients
- 71reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 263reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $166M for 70 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Francis CareyCertified Financial Planner | Mt. Pleasant, Sc | Jan 11, 2006 | 32 y | 0 |
| Suzette Barrineau CarrierCertified Financial Planner | Mt. Pleasant, Sc | Jan 3, 2012 | 37 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Suzette Barrineau Carrier from Battery Wealth Management, Inc.Jan 3, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Francis John Carey · President / Chief Compliance Officercontrolsince 05/2004 · owns 25% to 50%
- Mark Perlson · Vice President And Director Of Financial Servicescontrolsince 05/2004 · owns 50% to 75%
Related persons
Schedule D 7.A
- Perlson, Llpinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mt Pleasant, Sc | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 262 to 263Mar 17, 2025 to Mar 30, 2026
- HNW clients · 73 to 71Mar 17, 2025 to Mar 30, 2026
- Pension plan clients · 5.0 to unsetMar 17, 2025 to Mar 30, 2026
- Assets in custody · $155M to $166MMar 17, 2025 to Mar 30, 2026
- Discretionary RAUM · $252M to $274MMar 17, 2025 to Mar 30, 2026
- HNW RAUM · $245M to $270MMar 17, 2025 to Mar 30, 2026
- Pension RAUM · $7.3M to $3.8MMar 17, 2025 to Mar 30, 2026
- RAUM · $252M to $274MMar 17, 2025 to Mar 30, 2026
- Accounts · 226 to 262Mar 11, 2024 to Mar 17, 2025
- HNW clients · 69 to 73Mar 11, 2024 to Mar 17, 2025
- Pension plan clients · 6 to 5Mar 11, 2024 to Mar 17, 2025
- Assets in custody · $154M to $155MMar 11, 2024 to Mar 17, 2025
- Financial planning clients · 51-100 to 51-100Mar 11, 2024 to Mar 17, 2025
- Discretionary RAUM · $216M to $252MMar 11, 2024 to Mar 17, 2025
- HNW RAUM · $212M to $245MMar 11, 2024 to Mar 17, 2025
- Pension RAUM · $4.7M to $7.3MMar 11, 2024 to Mar 17, 2025
- RAUM · $216M to $252MMar 11, 2024 to Mar 17, 2025
- Accounts · 233 to 226Sep 19, 2023 to Mar 11, 2024
- HNW clients · 73 to 69Sep 19, 2023 to Mar 11, 2024
- Pension plan clients · 7 to 6Sep 19, 2023 to Mar 11, 2024
- Assets in custody · $154M to $154MSep 19, 2023 to Mar 11, 2024
- Discretionary RAUM · $227M to $216MSep 19, 2023 to Mar 11, 2024
- HNW RAUM · $223M to $212MSep 19, 2023 to Mar 11, 2024
- Pension RAUM · $4.3M to $4.7MSep 19, 2023 to Mar 11, 2024
- RAUM · $227M to $216MSep 19, 2023 to Mar 11, 2024
- Accounts · 232 to 233Jul 18, 2022 to Mar 29, 2023
- HNW clients · 74 to 73Jul 18, 2022 to Mar 29, 2023
- Pension plan clients · 8 to 7Jul 18, 2022 to Mar 29, 2023
- Assets in custody · $156M to $154MJul 18, 2022 to Mar 29, 2023
- Discretionary RAUM · $234M to $227MJul 18, 2022 to Mar 29, 2023
- HNW RAUM · $230M to $223MJul 18, 2022 to Mar 29, 2023
- Pension RAUM · $3.8M to $4.3MJul 18, 2022 to Mar 29, 2023
- RAUM · $234M to $227MJul 18, 2022 to Mar 29, 2023
- Other offices · 4 to 3Mar 24, 2022 to Jul 18, 2022
- Accounts · 271 to 232Mar 25, 2021 to Mar 24, 2022
- HNW clients · 78 to 74Mar 25, 2021 to Mar 24, 2022
- Assets in custody · $186M to $156MMar 25, 2021 to Mar 24, 2022
- State-registered IARs · 0 to 1Mar 25, 2021 to Mar 24, 2022
- Other offices · 1 to 4Mar 25, 2021 to Mar 24, 2022
- Discretionary RAUM · $300M to $234MMar 25, 2021 to Mar 24, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- JPWM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 866-562-6969reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $137Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026