DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Finer Wealth Management, Inc.
Latest filing Jul 2, 2026
First filing on the tape Mar 17, 2012 · 12 filings
SEC status approved since Jul 20, 2021
RAUM
$306M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$294M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$102M
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$306M as of Jul 2, 2026
Mar 17, 2012$34.6M then
HNW client RAUM$243M as of Jul 2, 2026
Mar 28, 2022$115M then
State-registered IARs (5.B.3)2 as of Jul 2, 2026
Mar 28, 20222 then
Employees (5.A)7 as of Jul 2, 2026
Mar 28, 20227 then
Private funds: no history
RAUM +22% over the last fiscal year+23% a year over threeIARs 2 to 2offices 3 to 4
Practice profile
derived from the filing of Jul 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $102MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 71derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $393,519derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$243M79%
- Individuals$50.5M17%
- Corporations and businesses$8.0M2.6%
- Charitable organizations$4.2M1.4%
- Individual clients
- 135reported
- HNW clients
- 78reported
- Pension plan clients
- n/areported
- Charitable clients
- 7reported
- Accounts
- 777reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Scott FinerCertified Financial Planner | Salem, Ma | Jan 6, 2005 | 31 y | 0 |
| Gary Michael Coon | Salem, Ma | Feb 8, 2012 | 14 y | 0 |
| Gina Marie Gentilini | Salem, Ma | Aug 3, 2026 | 23 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- David L Henry to Dhk Financial Advisors IncNov 20, 2023 · Other
Joined, latest
- David L Henry from MML Investors Services, LLCFeb 15, 2023 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Gary Coon · Chief Compliance Officer/Senior Client Service Advisorcontrolsince 09/2014 · owns less than 5%
- Scott Michael Finer · President/Chief Executive Officer/Chief Investment Officercontrolsince 12/1996 · owns 75% or more
- George Stephen Anastos · Non-Executivesince 01/2000 · owns 10% to 25%
Related persons
Schedule D 7.A
- Finer Financial & Tax, Inc.insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salem, Ma · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Naples, FL2 employees
- Scottsdale, AZ1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Other offices · 3 to 4Mar 26, 2026 to Jul 2, 2026
- Accounts · 763 to 777Jan 5, 2026 to Mar 26, 2026
- Charity clients · unset to 7.0Jan 5, 2026 to Mar 26, 2026
- Corporate clients · 23 to 57Jan 5, 2026 to Mar 26, 2026
- HNW clients · 66 to 78Jan 5, 2026 to Mar 26, 2026
- Individual clients · 178 to 135Jan 5, 2026 to Mar 26, 2026
- Employees · 5 to 7Jan 5, 2026 to Mar 26, 2026
- Discretionary RAUM · $250M to $306MJan 5, 2026 to Mar 26, 2026
- HNW RAUM · $186M to $243MJan 5, 2026 to Mar 26, 2026
- Individual RAUM · $50.4M to $50.5MJan 5, 2026 to Mar 26, 2026
- RAUM · $250M to $306MJan 5, 2026 to Mar 26, 2026
- Accounts · 750 to 763Mar 27, 2024 to Mar 27, 2025
- Charity clients · 5.0 to unsetMar 27, 2024 to Mar 27, 2025
- Corporate clients · 22 to 23Mar 27, 2024 to Mar 27, 2025
- HNW clients · 49 to 66Mar 27, 2024 to Mar 27, 2025
- Employees · 8 to 5Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · 11-25 to 26-50Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $210M to $250MMar 27, 2024 to Mar 27, 2025
- HNW RAUM · $134M to $186MMar 27, 2024 to Mar 27, 2025
- Individual RAUM · $61.4M to $50.4MMar 27, 2024 to Mar 27, 2025
- RAUM · $210M to $250MMar 27, 2024 to Mar 27, 2025
- Accounts · 572 to 750Mar 29, 2023 to Mar 27, 2024
- Advisory employees · 3 to 2Mar 29, 2023 to Mar 27, 2024
- Corporate clients · 18 to 22Mar 29, 2023 to Mar 27, 2024
- HNW clients · 45 to 49Mar 29, 2023 to Mar 27, 2024
- Individual clients · 194 to 178Mar 29, 2023 to Mar 27, 2024
- Employees · 9 to 8Mar 29, 2023 to Mar 27, 2024
- Insurance-licensed employees · 1 to 0Mar 29, 2023 to Mar 27, 2024
- State-registered IARs · 3 to 2Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $166M to $210MMar 29, 2023 to Mar 27, 2024
- HNW RAUM · $101M to $134MMar 29, 2023 to Mar 27, 2024
- Individual RAUM · $53.7M to $61.4MMar 29, 2023 to Mar 27, 2024
- RAUM · $166M to $210MMar 29, 2023 to Mar 27, 2024
- Accounts · 614 to 572Mar 28, 2022 to Mar 29, 2023
- Advisory employees · 2 to 3Mar 28, 2022 to Mar 29, 2023
- Corporate clients · 15 to 18Mar 28, 2022 to Mar 29, 2023
- HNW clients · 53 to 45Mar 28, 2022 to Mar 29, 2023
- Individual clients · 152 to 194Mar 28, 2022 to Mar 29, 2023
- Employees · 7 to 9Mar 28, 2022 to Mar 29, 2023
- Insurance-licensed employees · 0 to 1Mar 28, 2022 to Mar 29, 2023
Signals
3 dated events
- David L Henry left Finer Wealth Management, Inc. for Dhk Financial Advisors Inc (registered 2023-02-15)Nov 20, 2023 · Advisor changed firm · fact
- Finer Wealth Management, Inc. filed its initial SEC registration (Form ADV)Jun 16, 2021 · First SEC registration · fact
- Michael Gary Coon (Chief Compliance Officer/Senior Client Service Advisor) appeared on Schedule A of Finer Wealth Management, Inc.Jun 16, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/finer-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- finertaxes.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 978-740-1011reportedpublic record, Form ADV, Jul 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $102Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026