DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Hoffmann Hermanson

Independent wealth managerDenver, ColoradoCRD 130484SEC 801-131662websiteIAPD
Legal name Hoffmann Hermanson LLC
Latest filing Apr 3, 2026
First filing on the tape Nov 19, 2024 · 5 filings
SEC status approved since Jan 7, 2025
RAUM
$183M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$183M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$91.5M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$183M as of Apr 3, 2026
May 21, 2025$148M then
HNW client RAUM$161M as of Apr 3, 2026
May 21, 2025$132M then
State-registered IARs (5.B.3)2 as of Apr 3, 2026
May 21, 20252 then
Employees (5.A)2 as of Apr 3, 2026
May 21, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 3, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$91.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
100derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$512,605derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
0.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$161M88%
  • Individuals$22.0M12%
Individual clients
129reported
HNW clients
70reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
357reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Glenn Haden HermansonCertified Financial PlannerDenver, CoApr 12, 200428 y1
Jerry John HoffmannDenver, CoNov 19, 200924 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Haden Glenn Hermanson · Managing Member And Chief Compliance Officercontrol
      since 11/2009 · owns 50% to 75%
    • John Jerry Hoffmann · Managing Membercontrol
      since 11/2009 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Denver, Co · principal200
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 356 to 357
      May 21, 2025 to Apr 3, 2026
    • HNW clients · 48 to 70
      May 21, 2025 to Apr 3, 2026
    • Individual clients · 98 to 129
      May 21, 2025 to Apr 3, 2026
    • Discretionary RAUM · $144M to $181M
      May 21, 2025 to Apr 3, 2026
    • HNW RAUM · $132M to $161M
      May 21, 2025 to Apr 3, 2026
    • Individual RAUM · $15.9M to $22.0M
      May 21, 2025 to Apr 3, 2026
    • Non-discretionary RAUM · $3.8M to $2.0M
      May 21, 2025 to Apr 3, 2026
    • RAUM · $148M to $183M
      May 21, 2025 to Apr 3, 2026
    • Financial planning clients · 51-100 to 51-100
      Dec 19, 2024 to May 21, 2025
    Signals
    1 dated events
    • Hoffmann Hermanson filed its initial SEC registration (Form ADV)
      Nov 19, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    HOFFMANNHERMANSON.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    303-946-1810reportedpublic record, Form ADV, Apr 3, 2026
    Contact form
    hoffmannhermanson.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $91.5Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026