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Former SEC-registered adviser

C••••• S••••• H••••••••• S•••••• I••••••••• S•••

Former SEC-registered adviserSao Paulo, CRD 130528SEC 801-62782IAPD
Legal name C••••• S••••• H••••••••• S••••••• I••••••••• S•••
Latest filing Mar 27, 2017
First filing on the tape Nov 18, 2011 · 22 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$0 as of Mar 27, 2017
Mar 30, 2012$2.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2017
Mar 27, 20134 then
Employees (5.A)4 as of Mar 27, 2017
Mar 27, 20138 then
Private funds13 as of Mar 30, 2015
Mar 30, 201212 then
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•••• H• F•••• L••no longer reportedHedge Fund$418M80Mar 30, 2012
      P•••••••• S••• F•••• L••no longer reportedHedge Fund$54.7M3Mar 30, 2012
      C••• F•• B•• F•••• L••no longer reportedHedge Fund$13.5M0Mar 30, 2012
      C••• F•• U•• F•••• L••no longer reportedHedge Fund$4.8M0Mar 30, 2012
      C••• A••••• F••• L••no longer reportedHedge Fund$4.2M0Mar 30, 2012
      C••• U••••• L••• B••• M••••• F•••• L••no longer reportedHedge Fund$00Nov 26, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • L•••• T••••••• Z•••••• B•••• · Directorcontrol
        since 05/2012 · owns less than 5%
      • P••••• M••••• · Chief Compliance Officer
        since 03/2014 · owns less than 5%
      Entity owners
      • B•••• D• I••••••••• C••••• S••••• ••••••• S••• · Sole Member
        direct · owns 75% or more
      • C••••• S••••• A• ••••• B•••• · Sole Shareholder
        indirect · owns 75% or more of B•••• D• I••••••••• C••••• S••••• ••••••• S••• · public reporting company
      • C••••• S••••• G•••• A• · Sole Shareholder
        indirect · owns 75% or more of C••••• S••••• A• ••••• B••••
      Related persons
      Schedule D 7.A
      • C••••• S••••• A•
        broker-dealerinvestment adviserpooled vehicle sponsory
      • C••••• S••••• H••••••••• A•••• M••••••••• S••
        investment advisern
      • C••••• S••••• H••••••••• C•••••••• D• V•••••• S••
        broker-dealercustodiann
      Advisers that list C••••• S••••• H••••••••• S•••••• I••••••••• S••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 7 to 4
        Nov 8, 2016 to Mar 27, 2017
      • Employees · 7 to 4
        Nov 8, 2016 to Mar 27, 2017
      • Accounts · 17 to 0
        Aug 12, 2015 to Mar 30, 2016
      • Advisory employees · 6 to 7
        Aug 12, 2015 to Mar 30, 2016
      • Advisory activities · 4 to 2
        Aug 12, 2015 to Mar 30, 2016
      • Employees · 9 to 7
        Aug 12, 2015 to Mar 30, 2016
      • Financial planning clients · unset to 0
        Aug 12, 2015 to Mar 30, 2016
      • Private funds · 3 to unset
        Aug 12, 2015 to Mar 30, 2016
      • Discretionary RAUM · $8.1B to $0
        Aug 12, 2015 to Mar 30, 2016
      • RAUM · $8.1B to $0
        Aug 12, 2015 to Mar 30, 2016
      • Private funds · 13 to 3
        Mar 30, 2015 to Aug 12, 2015
      • Advisory employees · 7 to 6
        Feb 6, 2015 to Mar 30, 2015
      • Employees · 10 to 9
        Feb 6, 2015 to Mar 30, 2015
      • Discretionary RAUM · $8.8B to $8.1B
        Feb 6, 2015 to Mar 30, 2015
      • RAUM · $8.8B to $8.1B
        Feb 6, 2015 to Mar 30, 2015
      • Accounts · 22 to 17
        Nov 26, 2013 to Mar 21, 2014
      • Advisory employees · 4 to 7
        Nov 26, 2013 to Mar 21, 2014
      • Advisory activities · 3 to 4
        Nov 26, 2013 to Mar 21, 2014
      • Employees · 8 to 10
        Nov 26, 2013 to Mar 21, 2014
      • State-registered IARs · 4 to 0
        Nov 26, 2013 to Mar 21, 2014
      • Private funds · 14 to 13
        Nov 26, 2013 to Mar 21, 2014
      • Discretionary RAUM · $6.2B to $8.8B
        Nov 26, 2013 to Mar 21, 2014
      • RAUM · $6.2B to $8.8B
        Nov 26, 2013 to Mar 21, 2014
      • Private funds · 13 to 14
        Jul 18, 2013 to Nov 26, 2013
      • Accounts · 19 to 22
        Oct 3, 2012 to Mar 27, 2013
      • Advisory employees · unset to 4.0
        Oct 3, 2012 to Mar 27, 2013
      • Employees · unset to 8.0
        Oct 3, 2012 to Mar 27, 2013
      • State-registered IARs · unset to 4.0
        Oct 3, 2012 to Mar 27, 2013
      • Discretionary RAUM · $2.5B to $6.2B
        Oct 3, 2012 to Mar 27, 2013
      • RAUM · $2.5B to $6.2B
        Oct 3, 2012 to Mar 27, 2013
      • Private funds · 12 to 13
        Mar 30, 2012 to Jul 10, 2012
      • Accounts · 26 to 19
        Nov 18, 2011 to Mar 30, 2012
      • Advisory activities · 2 to 3
        Nov 18, 2011 to Mar 30, 2012
      • Assets in custody · 2400000000.0 to unset
        Nov 18, 2011 to Mar 30, 2012
      • Custody of client assets · true to false
        Nov 18, 2011 to Mar 30, 2012
      • Insurance-licensed employees · unset to 0.0
        Nov 18, 2011 to Mar 30, 2012
      • Private funds · unset to 12
        Nov 18, 2011 to Mar 30, 2012
      • Discretionary RAUM · $2.4B to $2.5B
        Nov 18, 2011 to Mar 30, 2012
      • RAUM · $2.4B to $2.5B
        Nov 18, 2011 to Mar 30, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026