DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E• • G• A•••••••• L••
Latest filing Jan 13, 2026
First filing on the tape Mar 29, 2012 · 23 filings
SEC status approved since May 2, 2014
RAUM
$707M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$659M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$177M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$707M as of Jan 13, 2026
Mar 29, 2012$60.0M then
HNW client RAUM$628M as of Jan 13, 2026
Mar 29, 2018$225M then
State-registered IARs (5.B.3)4 as of Jan 13, 2026
Mar 29, 20120 then
Employees (5.A)4 as of Jan 13, 2026
Mar 26, 20153 then
Private funds: no history
RAUM +16% over the last fiscal year+15% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jan 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $177MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 88derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $855,866derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$628M89%
- Individuals$31.1M4.4%
- Corporations and businesses$30.7M4.3%
- Charitable organizations$17.6M2.5%
- Individual clients
- 184reported
- HNW clients
- 168reported
- Pension plan clients
- n/areported
- Charitable clients
- 9reported
- Accounts
- 826reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• E•••• E••••• | H••••••, Tx | Jul 26, 2004 | 22 y | 0 |
| A••• G• G•••••• | H••••••, Tx | Oct 25, 2006 | 19 y | 0 |
| S••• Z• O••• | H••••••, Tx | Sep 18, 2012 | 14 y | 1 |
| J•••••• D••••••••• | H••••••, Tx | Apr 2, 2018 | 34 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• K••• M•••••• to H•••••• G••••• I••••••••• L••Jul 8, 2011 · Other
- A•••••• J••• G•••••• to M••••• S•••••• • C•• L••Jul 6, 2007 · Other
Joined, latest
- J•••••• D••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 2, 2018 · Wirehouse to independent RIA
- S••• Z• O••• from W•••••• • R•••Sep 18, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E•••••• M•••• E•••• · Limited Partner/Ceocontrolsince 10/2012 · owns 50% to 75%
- G••••••• A•••• G• · Limited Partner/Chief Compliance Officercontrolsince 10/2012 · owns 25% to 50%
Entity owners
- E•• A••••••• I• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| H••••••, Tx · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 797 to 826Mar 19, 2025 to Jan 13, 2026
- Business name · E• • G• A•••••••• L• to E• • G• A•••••••• L••Mar 19, 2025 to Jan 13, 2026
- Charity clients · 5 to 9Mar 19, 2025 to Jan 13, 2026
- HNW clients · 129 to 168Mar 19, 2025 to Jan 13, 2026
- Individual clients · 214 to 184Mar 19, 2025 to Jan 13, 2026
- Legal name · E• • G• A•••••••• L• to E• • G• A•••••••• L••Mar 19, 2025 to Jan 13, 2026
- Organization form · Limited Partnership to Limited Liability CompanyMar 19, 2025 to Jan 13, 2026
- Discretionary RAUM · $608M to $707MMar 19, 2025 to Jan 13, 2026
- HNW RAUM · $520M to $628MMar 19, 2025 to Jan 13, 2026
- Individual RAUM · $46.2M to $31.1MMar 19, 2025 to Jan 13, 2026
- RAUM · $608M to $707MMar 19, 2025 to Jan 13, 2026
- Succession · false to trueMar 19, 2025 to Jan 13, 2026
- Accounts · 733 to 797Mar 8, 2024 to Mar 19, 2025
- Charity clients · 4 to 5Mar 8, 2024 to Mar 19, 2025
- Corporate clients · 6 to 9Mar 8, 2024 to Mar 19, 2025
- HNW clients · 118 to 129Mar 8, 2024 to Mar 19, 2025
- Individual clients · 190 to 214Mar 8, 2024 to Mar 19, 2025
- Pension plan clients · 14.0 to unsetMar 8, 2024 to Mar 19, 2025
- Financial planning clients · unset to Mar 8, 2024 to Mar 19, 2025
- Discretionary RAUM · $505M to $608MMar 8, 2024 to Mar 19, 2025
- HNW RAUM · $410M to $520MMar 8, 2024 to Mar 19, 2025
- Individual RAUM · $58.5M to $46.2MMar 8, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $13.9M to $0Mar 8, 2024 to Mar 19, 2025
- Pension RAUM · 17048212.0 to unsetMar 8, 2024 to Mar 19, 2025
- RAUM · $519M to $608MMar 8, 2024 to Mar 19, 2025
- Accounts · 671 to 733Apr 28, 2023 to Mar 8, 2024
- Corporate clients · 3 to 6Apr 28, 2023 to Mar 8, 2024
- HNW clients · 107 to 118Apr 28, 2023 to Mar 8, 2024
- Individual clients · 179 to 190Apr 28, 2023 to Mar 8, 2024
- Pension plan clients · 11 to 14Apr 28, 2023 to Mar 8, 2024
- Discretionary RAUM · $467M to $505MApr 28, 2023 to Mar 8, 2024
- HNW RAUM · $380M to $410MApr 28, 2023 to Mar 8, 2024
- Individual RAUM · $41.3M to $58.5MApr 28, 2023 to Mar 8, 2024
- Non-discretionary RAUM · $0 to $13.9MApr 28, 2023 to Mar 8, 2024
- Pension RAUM · $13.6M to $17.0MApr 28, 2023 to Mar 8, 2024
- RAUM · $467M to $519MApr 28, 2023 to Mar 8, 2024
- Accounts · 661 to 671Mar 21, 2022 to Mar 30, 2023
- Charity clients · unset to 4.0Mar 21, 2022 to Mar 30, 2023
- Corporate clients · unset to 3.0Mar 21, 2022 to Mar 30, 2023
- Pension plan clients · 15 to 11Mar 21, 2022 to Mar 30, 2023
Signals
2 dated events
- E• • G• A•••••••• L•• reported succeeding to the business of E• • G• A•••••••• L• (Form ADV Item 4)Jan 13, 2026 · Succession (Item 4) · fact
- E• • G• A•••••••• L• filed its initial SEC registration (Form ADV)Apr 28, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 713-880-2464reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.e•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-880-5819reportedpublic record, Form ADV, Jan 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $177Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026