DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• C•••••• M••••••••• L•••
Latest filing Aug 10, 2026
First filing on the tape Feb 9, 2012 · 68 filings
SEC status approved since Mar 6, 2012
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
6.6%
$775M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
149
32 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
20
reported on Schedule D
History
68 filings and snapshots on the tape
RAUM$12B as of Aug 10, 2026
Mar 28, 2013$11B then
HNW client RAUM$775M as of Aug 10, 2026
Mar 30, 2021$840M then
State-registered IARs (5.B.3)0 as of Aug 10, 2026
Mar 28, 20130 then
Employees (5.A)149 as of Aug 10, 2026
Mar 28, 2013277 then
Private funds20 as of Aug 10, 2026
Mar 28, 20135 then
RAUM +15% over the last fiscal year+19% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $307MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$10B86%
- High-net-worth individuals$775M6.6%
- Sovereign wealth funds$427M3.7%
- Investment companies$406M3.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 38reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.07 fund_share=0.9 institutional_share=0.04 related_bd=false related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
24 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••••• A••••• F••• 3• L•••••• | Hedge Fund | $1.3B | 3 | Mar 27, 2020 |
| T•• W••••• M••••• F••• L•••••• | Hedge Fund | $1.0B | 161 | Feb 9, 2012 |
| A••••••••• M•••••• T•••••• P•••••••• L•••••• | Hedge Fund | $521M | 12 | Nov 21, 2019 |
| W••••• U•••• F•••• P••no longer reported | Other Private Fund | $421M | 45 | Feb 9, 2012 |
| W••••• G••••• E••••• F•••• A• S•• F••• O• W••••• U•••• I•••no longer reported | Other Private Fund | $419M | 48 | Mar 30, 2016 |
| W••••• R•• G••••• F••• L•no longer reported | Hedge Fund | $243M | 2 | Jul 13, 2016 |
| T•• W••••• E•••••••• F•••no longer reported | Hedge Fund | $222M | 35 | Feb 9, 2012 |
| W••••• S••••••••• U•••••••• M••••••• M••••• F••• L•••••• | Hedge Fund | $197M | 15 | Feb 10, 2021 |
| W••••• C••• M••••••••• P•••••••• S• | Other Private Fund | $172M | 8 | Mar 30, 2022 |
| W••••• D••••••••• M•••• F••• S• | Hedge Fund | $145M | 5 | Aug 23, 2023 |
| W••••• C•••• Q••••••••• M••••• F••• L•••••• | Hedge Fund | $143M | 3 | Jul 13, 2021 |
| W••••• D••••••••• M•••• M••••• F••• L•••••• | Hedge Fund | $120M | 4 | Jul 27, 2012 |
| W••••• C•••• Q••••••••• F••• L•••••• | Hedge Fund | $96.1M | 6 | Nov 29, 2023 |
| W••••• A••••• F••• 2• L•••••• | Hedge Fund | $54.8M | 1 | Nov 21, 2019 |
| W••••• A••••• F••• 4• L•••••• | Hedge Fund | $49.7M | 3 | Mar 28, 2024 |
| W••••• T•••• 2• T•••••• P•••••••• S• | Hedge Fund | $33.5M | 1 | Aug 20, 2024 |
| T•• W••••• M••••• F••• ••••••••• S•• | Hedge Fund | $33.4M | 18 | Jul 24, 2014 |
| C•••••••• S••••••••• F•••no longer reported | Hedge Fund | $21.7M | 0 | Sep 25, 2017 |
| T•• W••••• T•••• M••••• F••• L•••••• | Hedge Fund | $21.0M | 7 | Mar 28, 2019 |
| W••••• A••••••••• M•••••• F••• S• | Hedge Fund | $19.2M | 3 | Mar 30, 2022 |
| W•• F• D••••••••• F•••••• F••• ••• L••• | Hedge Fund | $17.1M | 35 | Feb 28, 2024 |
| W••••• D••••••••• M•••• F••• ••• L••• | Hedge Fund | $13.7M | 5 | Feb 28, 2024 |
| W••••• A••••••••• M•••••• F••• L• | Hedge Fund | $5.3M | 4 | Aug 23, 2023 |
| W••••• D••••••••• I••••••••• M••••• F•••no longer reported | Hedge Fund | $0 | 0 | Nov 25, 2016 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• D••••• W••••• · Directorcontrolsince 02/1997 · owns less than 5%
- J••••• S•••• · Co-Chief Investment Officercontrolsince 06/2020 · owns less than 5%
- R••••••• A••• B••••• A•• · Directorcontrolsince 01/2014 · owns less than 5%
- S•••••••• N•••••••• J•••• · Director, Chief Operating Officercontrolsince 12/2016 · owns less than 5%
- S••••••• C••••••• J•••• · Co-Chief Investment Officercontrolsince 06/2020 · owns less than 5%
- H••••••• D••••• W••••• · Directorcontrolsince 01/2014 · owns 50% to 75% of W••••• G•••• L••••••
- W••••••• A•••• P•••• · Chief Compliance Officersince 10/2017 · owns less than 5%
Entity owners
- W••••• G•••• L•••••• · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- W••••• C•••••• ••••••• L••••••pooled vehicle sponsorn
- W••••• C•••••• A••• L••investment advisern
- W••••• C•••••• A•••••••• P•• L••investment advisern
- W••••• C•••••• M••••••••• L•••••• •••• B••••••investment advisery
- W••••• C•••••• U• L••bankn
- W••••• F••• M••••••••• I•••••• D••investment adviserbankn
- W••••• G• S••••••• ••••••• L••pooled vehicle sponsorn
- W••••• I••••••••• M••••••••• ••••••••• C•• •••investment adviserbankn
Advisers that list W••••• C•••••• M••••••••• L••• as a related person
- 171924 n
Offices
Schedule D 1.F, the 25 largest
- Henley On Thames, United Kingdom6 employees
What changed
consecutive filings, newest first
- Other offices · 1 to 0Mar 27, 2026 to Jul 14, 2026
- Private funds · 19 to 20Mar 27, 2026 to Jul 14, 2026
- Accounts · 36 to 38Jan 2, 2026 to Mar 27, 2026
- Advisory employees · 35 to 32Jan 2, 2026 to Mar 27, 2026
- Employees · 146 to 149Jan 2, 2026 to Mar 27, 2026
- Private funds · 18 to 19Jan 2, 2026 to Mar 27, 2026
- Discretionary RAUM · $10B to $12BJan 2, 2026 to Mar 27, 2026
- HNW RAUM · $695M to $775MJan 2, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $8.7B to $10BJan 2, 2026 to Mar 27, 2026
- RAUM · $10B to $12BJan 2, 2026 to Mar 27, 2026
- Financial planning clients · unset to Jun 18, 2025 to Jul 3, 2025
- Accounts · 27 to 36Aug 20, 2024 to Mar 31, 2025
- Advisory employees · 32 to 35Aug 20, 2024 to Mar 31, 2025
- Pooled vehicle clients · 21 to 32Aug 20, 2024 to Mar 31, 2025
- Employees · 142 to 146Aug 20, 2024 to Mar 31, 2025
- HQ state · unset to Aug 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $7.8B to $10BAug 20, 2024 to Mar 31, 2025
- HNW RAUM · $671M to $695MAug 20, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $4.5B to $8.7BAug 20, 2024 to Mar 31, 2025
- RAUM · $7.8B to $10BAug 20, 2024 to Mar 31, 2025
- Private funds · 17 to 18Mar 28, 2024 to Aug 20, 2024
- Accounts · 23 to 27Feb 28, 2024 to Mar 28, 2024
- Advisory employees · 29 to 32Feb 28, 2024 to Mar 28, 2024
- Advisory activities · 3 to 4Feb 28, 2024 to Mar 28, 2024
- HNW clients · 1.0 to unsetFeb 28, 2024 to Mar 28, 2024
- Employees · 146 to 142Feb 28, 2024 to Mar 28, 2024
- Private funds · 16 to 17Feb 28, 2024 to Mar 28, 2024
- Discretionary RAUM · $7.0B to $7.8BFeb 28, 2024 to Mar 28, 2024
- HNW RAUM · $628M to $671MFeb 28, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $6.1B to $4.5BFeb 28, 2024 to Mar 28, 2024
- RAUM · $7.0B to $7.8BFeb 28, 2024 to Mar 28, 2024
- Private funds · 14 to 16Jan 16, 2024 to Feb 28, 2024
- Private funds · 13 to 14Aug 23, 2023 to Nov 29, 2023
- Private funds · 11 to 13Aug 1, 2023 to Aug 23, 2023
- Accounts · 20 to 23Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 20 to 29Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 16 to 21Mar 30, 2022 to Mar 31, 2023
- Employees · 127 to 146Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $6.0B to $7.0BMar 30, 2022 to Mar 31, 2023
- HNW RAUM · $641M to $628MMar 30, 2022 to Mar 31, 2023
Signals
9 dated events
- W••••• C•••••• M••••••••• L••• reported RAUM $10.1B, up 29% from $7.8B (2024-08-20 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Neil Christopher Maynard (Chief Financial Officer) no longer on Schedule A of W••••• C•••••• M••••••••• L••• (listed 2021-03-30, absent 2021-05-04)May 4, 2021 · Control person left · inference
- W••••• C•••••• M••••••••• L••• reported RAUM $5.6B, down 71% from $19.2B (2021-02-10 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Joerg Schmitz Carsten (Co-Chief Investment Officer) appeared on Schedule A of W••••• C•••••• M••••••••• L•••Jun 2, 2020 · Control person joined · fact
- Simon Judes (Co-Chief Investment Officer) appeared on Schedule A of W••••• C•••••• M••••••••• L•••Jun 2, 2020 · Control person joined · fact
- D•••• J••••••• D••• (Co-Chief Investment Officer) no longer on Schedule A of W••••• C•••••• M••••••••• L••• (listed 2020-03-27, absent 2020-06-02)Jun 2, 2020 · Control person left · inference
- Neil Christopher Maynard (Chief Financial Officer) appeared on Schedule A of W••••• C•••••• M••••••••• L•••Nov 21, 2019 · Control person joined · fact
- Joe T•••••• D•••••••• (Chief Financial Officer) no longer on Schedule A of W••••• C•••••• M••••••••• L••• (listed 2019-08-07, absent 2019-11-21)Nov 21, 2019 · Control person left · inference
- J•••• Andrew Moss (Director) no longer on Schedule A of W••••• C•••••• M••••••••• L••• (listed 2019-03-28, absent 2019-05-01)May 1, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wintonreportedpublic record, Form ADV, Sep 19, 2026
- Website
- winton.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 44-20-8576-5800reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026