DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 28, 2012 · 27 filings
SEC status approved since May 20, 2011
RAUM
$5.1B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
43
32 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$5.1B as of Mar 30, 2026
Mar 28, 2012$651M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)43 as of Mar 30, 2026
Apr 1, 201322 then
Private funds5 as of Mar 26, 2019
Mar 28, 20123 then
RAUM +43% over the last fiscal year-2.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 133reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| U••••• M••••••• O••••••••• F••• I•• L•no longer reported | Hedge Fund | $883M | 1 | Mar 29, 2017 |
| F••• 1•no longer reported | Hedge Fund | $364M | 128 | Mar 28, 2012 |
| S••••• H••• M••••••• O••••••••• F•••• L•••no longer reported | Hedge Fund | $195M | 2 | Mar 26, 2019 |
| U••••• M•• O••••••••• F••• I• L•no longer reported | Hedge Fund | $64.3M | 1 | Mar 28, 2018 |
| F••• 5•no longer reported | Private Equity Fund | $52.3M | 2 | Mar 28, 2012 |
| S••••••• M••••••• O••••••••• F••• I•• L•no longer reported | Hedge Fund | $28.5M | 1 | Mar 29, 2017 |
| S••••••• M••••••• O••••••••• F••• I• L•no longer reported | Hedge Fund | $24.5M | 1 | Mar 31, 2014 |
| F••• 4•no longer reported | Private Equity Fund | $11.9M | 1 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- F••••• D•••••• A••••• · Chief Strategy Officer & Secretarycontrolsince 04/2013 · owns less than 5%
- S••••• P••••• L••••• · Chief Financial Officercontrolsince 04/2015 · owns less than 5%
- T•••••• A•••••• M••• · Chief Executive Officer And Chief Investment Officercontrolsince 01/2016 · owns less than 5%
- R•••• B••••• M••••••• · Chairman Of The Executive Committee, Managing Membercontrolsince 12/2013 · owns 75% or more of T•• C••••••••• C••••••••
- H••••• S•••••• Z• · General Counsel And Chief Compliance Officersince 03/2018 · owns less than 5%
Entity owners
- C••••••••• H•••••• C••••••• L•• · Majority Ownerdirect · owns 75% or more
- T•• C••••••••• C•••••••• · Majority Ownerindirect · owns 75% or more of C••••••••• Holding Company
Related persons
Schedule D 7.A
- A•• S••••••• O••••••••• F••• G•• L••y
- C••••••••• R••• E••••• S••••••• •••• L••investment companyn
- S••••• H••• M••••••• O••••••••• F••• G•• L••y
- S••••• H••• M••••••• O••••••••• F••• I• G•• L••y
- U••• I• G•• L••y
- U••••• M•• O••••••••• F••• G•• L••y
- V•••• H••• •••• L••investment companyn
- V•••• H•••• I•••investment companyn
- V•••• I•••••••• A••••• L••real estaten
- V•••• T•••• • A••••••• L••real estaten
- V•••• T•••• • A•••••••• L••real estaten
- V•••• T•••• • L••••••••• L••real estaten
- V•••• T••••• I•••real estaten
- V•••• T••••• L••real estaten
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 30, 2026discretionary share of RAUM of 0% against a peer median of 100% (134 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $5B to $20B (134) · 0.0% percentile
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $3,545,038,824 to $5,081,782,135 (+43.0%) between the annual amendments of 2025-03-21 and 2026-03-30; the peer median change was +9.0% (119 comparable advisers, 92.0th percentile of changes)peers: other advisers, $5B to $20B (119) · 92% percentile
What changed
consecutive filings, newest first
- Accounts · 116 to 133Mar 21, 2025 to Mar 30, 2026
- Employees · 44 to 43Mar 21, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $3.5B to $5.1BMar 21, 2025 to Mar 30, 2026
- RAUM · $3.5B to $5.1BMar 21, 2025 to Mar 30, 2026
- RAUM · $4.1B to $3.5BMar 15, 2024 to Mar 21, 2025
- Advisory employees · 31 to 32Mar 15, 2024 to Mar 21, 2025
- Assets in custody · $779,128 to $0Mar 15, 2024 to Mar 21, 2025
- Custody of client assets · true to falseMar 15, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 15, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $4.1B to $3.5BMar 15, 2024 to Mar 21, 2025
- Accounts · 80 to 116Mar 29, 2023 to Mar 15, 2024
- Other offices · 2 to 0Mar 29, 2023 to Mar 15, 2024
- Non-discretionary RAUM · $5.5B to $4.1BMar 29, 2023 to Mar 15, 2024
- RAUM · $5.5B to $4.1BMar 29, 2023 to Mar 15, 2024
- Accounts · 69 to 80Mar 22, 2022 to Mar 29, 2023
- Advisory employees · 32 to 31Mar 22, 2022 to Mar 29, 2023
- Assets in custody · $216,867 to $779,128Mar 22, 2022 to Mar 29, 2023
- Discretionary RAUM · $12.6M to $0Mar 22, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $6.8B to $5.5BMar 22, 2022 to Mar 29, 2023
- RAUM · $6.8B to $5.5BMar 22, 2022 to Mar 29, 2023
- Accounts · 46 to 69Mar 25, 2021 to Mar 22, 2022
- Advisory employees · 25 to 32Mar 25, 2021 to Mar 22, 2022
- Assets in custody · $2,691 to $216,867Mar 25, 2021 to Mar 22, 2022
- Employees · 37 to 44Mar 25, 2021 to Mar 22, 2022
- Discretionary RAUM · $13.1M to $12.6MMar 25, 2021 to Mar 22, 2022
- Non-discretionary RAUM · $4.9B to $6.8BMar 25, 2021 to Mar 22, 2022
- RAUM · $4.9B to $6.8BMar 25, 2021 to Mar 22, 2022
- Accounts · 44 to 46Mar 27, 2020 to Mar 25, 2021
- Advisory employees · 24 to 25Mar 27, 2020 to Mar 25, 2021
- Assets in custody · $40,243 to $2,691Mar 27, 2020 to Mar 25, 2021
- Employees · 35 to 37Mar 27, 2020 to Mar 25, 2021
- Discretionary RAUM · $18.6M to $13.1MMar 27, 2020 to Mar 25, 2021
- Non-discretionary RAUM · $3.7B to $4.9BMar 27, 2020 to Mar 25, 2021
- RAUM · $3.7B to $4.9BMar 27, 2020 to Mar 25, 2021
- Accounts · 41 to 44Jun 26, 2019 to Mar 27, 2020
- Advisory employees · 23 to 24Jun 26, 2019 to Mar 27, 2020
- Pooled vehicle clients · unset to 0.0Jun 26, 2019 to Mar 27, 2020
- Assets in custody · $1.5B to $40,243Jun 26, 2019 to Mar 27, 2020
- Employees · 32 to 35Jun 26, 2019 to Mar 27, 2020
- Other offices · 3 to 2Jun 26, 2019 to Mar 27, 2020
Signals
5 dated events
- C••••••••• C•••••• M••••••••• L•• reported RAUM $5.1B, up 43% from $3.5B (2025-03-21 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- C••••••••• C•••••• M••••••••• L•• reported RAUM $6.8B, up 39% from $4.9B (2021-03-25 to 2022-03-22)Mar 22, 2022 · RAUM change · derived
- C••••••••• C•••••• M••••••••• L•• reported RAUM $4.9B, up 31% from $3.7B (2020-03-27 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- C••••••••• C•••••• M••••••••• L•• reported RAUM $3.7B, up 46% from $2.5B (2019-06-26 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- C••••••••• C•••••• M••••••••• L•• reported RAUM $2.5B, up 37% from $1.8B (2017-08-29 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- C••••••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/carrington-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C•••••••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-661-6186reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026