DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Riverstone Investment Group LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 20 filings
SEC status approved since Dec 9, 2005
RAUM
$7.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
21
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$7.2B as of Mar 30, 2026
Mar 30, 2012$18B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20131 then
Employees (5.A)27 as of Mar 30, 2026
Mar 27, 201345 then
Private funds21 as of Mar 30, 2026
Mar 30, 201297 then
RAUM -28% over the last fiscal year-24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $345MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.2B, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 21reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.2B for 27 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
139 reported on Schedule D 7.B.(1)
All funds of Riverstone Investment Group LLC
Owners and control persons
Schedule A and B, latest filing
- Fernand Pierre Lapeyre · Foundercontrolsince 06/2005 · owns less than 5%
- Matthew David Leuschen · Foundercontrolsince 06/2005 · owns less than 5%
- John Thomas Smith · Chief Financial Officercontrolsince 11/2023 · owns less than 5%
- Fernand Pierre Lapeyre · Limited Partnercontrolsince 06/2017 · owns 25% to 50% of Riverstone Holdings-D, L.P.
- Fernand Pierre Lapeyre · Membercontrolsince 04/2017 · owns 50% to 75% of Riverstone Management Group, L.L.C.
- Matthew David Leuschen · Limited Partnercontrolsince 06/2017 · owns 25% to 50% of Riverstone Holdings-D, L.P.
- Matthew David Leuschen · Membercontrolsince 04/2017 · owns 50% to 75% of Riverstone Management Group, L.L.C.
- Rose Christina Shalhoub · Chief Compliance Officersince 11/2023 · owns less than 5%
Entity owners
- Riverstone Holdings LLC · Memberdirect · owns 75% or more
- Riverstone / Gower Mgmt Co Holdings, L.P. · Memberindirect · owns 75% or more of Riverstone Holdings LLC
- Riverstone Management Group, L.L.C. · General Partnerindirect · owns F of Riverstone / Gower Mgmt Co Holdings, L.P.
- Riverstone Management Group, L.L.C. · General Partnerindirect · owns F of Riverstone Holdings-D, L.P.
- Riverstone Holdings-D, L.P. · Limited Partnerindirect · owns 75% or more of Riverstone / Gower Mgmt Co Holdings, L.P.
Related persons
Schedule D 7.A
- Carlyle/Riverstone Energy Partners III, L.P.pooled vehicle sponsorn
- Rcp F1 Gp, L.P.bankpooled vehicle sponsorn
- Rcp F2 Gp, L.P.bankpooled vehicle sponsorn
- Rcp II F1 Gp, L.P.bankpooled vehicle sponsorn
- Rcp II F2 Gp, L.P.bankpooled vehicle sponsorn
- Rcp Strategic Credit Partners (A) Gp, L.P.pooled vehicle sponsorn
- Riverstone Bcf Gp, LLCpooled vehicle sponsorn
- Riverstone Bison Rollover Gp, LLCpooled vehicle sponsorn
- Riverstone Ecf Gp, LLCbankpooled vehicle sponsorn
- Riverstone Echo Rollover Gp, LLCbankpooled vehicle sponsorn
- Riverstone Energy Partners V, L.P.pooled vehicle sponsorn
- Riverstone Energy Partners Vi, L.P.bankpooled vehicle sponsorn
- Riverstone Grizzly Gp, LLCbankpooled vehicle sponsorn
- Riverstone Mb Partners (Cayman) L.P.pooled vehicle sponsorn
- Riverstone Nolan Fcv Gp, LLCpooled vehicle sponsorn
- Riverstone Non-Eci Partners Gp (Cayman), L.P.bankpooled vehicle sponsorn
- Riverstone Pattern Energy II Partners, L.P.bankpooled vehicle sponsorn
- Riverstone Pattern Energy III Partners, L.P.bankpooled vehicle sponsorn
- Riverstone Rw II Gp, L.P.pooled vehicle sponsorn
- Riverstone Strategic Cioc Gp, L.P.pooled vehicle sponsorn
- Riverstone Strategic Credit Partners (S), Gp, L.P.pooled vehicle sponsorn
- Riverstone/Carlyle Energy Partners IV, L.P.pooled vehicle sponsorn
- Riverstone/Carlyle Renewable Energy Partners II Wind, L.P.pooled vehicle sponsorn
- Riverstone/Carlyle Renewable Energy Partners II, L.P.pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Col. Polanco, Deleg. Miguel Hidalgo, Mexico4 employees
- Amsterdam, Netherlands1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $10,085,728,389 to $7,244,278,111 (-28.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +13.0% (631 comparable advisers, 3.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 2.5% percentile
What changed
consecutive filings, newest first
- Accounts · 26 to 21Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 23 to 12Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 27 to 21Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $10B to $7.2BMar 28, 2025 to Mar 30, 2026
- Employees · 35 to 27Mar 28, 2025 to Mar 30, 2026
- Private funds · 33 to 21Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $10B to $7.2BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $10B to $7.2BMar 28, 2025 to Mar 30, 2026
- RAUM · $10B to $7.2BMar 28, 2025 to Mar 30, 2026
- Accounts · 32 to 26Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 32 to 27Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $13B to $10BMar 28, 2024 to Mar 28, 2025
- Employees · 41 to 35Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Private funds · 32 to 33Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $13B to $10BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $13B to $10BMar 28, 2024 to Mar 28, 2025
- RAUM · $13B to $10BMar 28, 2024 to Mar 28, 2025
- Accounts · 28 to 32Nov 28, 2023 to Mar 28, 2024
- Advisory employees · 37 to 23Nov 28, 2023 to Mar 28, 2024
- Advisory activities · 2 to 1Nov 28, 2023 to Mar 28, 2024
- BD registered reps · 9 to 0Nov 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 28 to 32Nov 28, 2023 to Mar 28, 2024
- Assets in custody · $17B to $13BNov 28, 2023 to Mar 28, 2024
- Employees · 43 to 41Nov 28, 2023 to Mar 28, 2024
- Other offices · 3 to 2Nov 28, 2023 to Mar 28, 2024
- Private funds · 28 to 32Nov 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $17B to $13BNov 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $17B to $13BNov 28, 2023 to Mar 28, 2024
- RAUM · $17B to $13BNov 28, 2023 to Mar 28, 2024
- Related adviser · true to falseNov 28, 2023 to Mar 28, 2024
- Related bank · false to trueNov 28, 2023 to Mar 28, 2024
- Related broker-dealer · true to falseNov 28, 2023 to Mar 28, 2024
- Accounts · 34 to 28Jan 17, 2023 to Mar 29, 2023
- Advisory employees · 36 to 37Jan 17, 2023 to Mar 29, 2023
- BD registered reps · 13 to 9Jan 17, 2023 to Mar 29, 2023
- Pooled vehicle clients · 34 to 28Jan 17, 2023 to Mar 29, 2023
- Assets in custody · $17B to $17BJan 17, 2023 to Mar 29, 2023
- State-registered IARs · 1 to 0Jan 17, 2023 to Mar 29, 2023
- Private funds · 34 to 28Jan 17, 2023 to Mar 29, 2023
Signals
7 dated events
- Riverstone Investment Group Llc reported RAUM $7.2B, down 28% from $10.1B (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Peter Haskopoulos (Outside Chief Financial Officer) no longer on Schedule A of Riverstone Investment Group Llc (listed 2023-03-29, absent 2023-11-28)Nov 28, 2023 · Control person left · inference
- Edward Christian Mathiesen (Chief Compliance Officer) no longer on Schedule A of Riverstone Investment Group Llc (listed 2023-03-29, absent 2023-11-28)Nov 28, 2023 · Control person left · inference
- John Thomas Smith (Chief Financial Officer) appeared on Schedule A of Riverstone Investment Group LlcNov 28, 2023 · Control person joined · fact
- Edward Christian Mathiesen (Chief Compliance Officer) appeared on Schedule A of Riverstone Investment Group LlcJan 17, 2023 · Control person joined · fact
- Surber Stephen Coats (General Counsel) no longer on Schedule A of Riverstone Investment Group Llc (listed 2021-03-30, absent 2022-02-22)Feb 22, 2022 · Control person left · inference
- Riverstone Investment Group Llc reported RAUM $17.0B, down 27% from $23.4B (2019-05-23 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Riverstone Investment Group LLC · Independent Sponsorsshared crd · capital_provider
- Riverstone Investment Group LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/riverstoneholdingsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- rshm.mxreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-993-0076reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026