DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Prisma
Legal name Prisma Capital Partners LP
Latest filing Oct 3, 2018
First filing on the tape Mar 29, 2012 · 20 filings
RAUM
$8.8B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
54
28 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
21
$6.1B gross assets
History
20 filings and snapshots on the tape
RAUM$8.8B as of Mar 29, 2018
Mar 29, 2012$7.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2018
Apr 1, 20130 then
Employees (5.A)54 as of Mar 29, 2018
Apr 1, 201344 then
Private funds18 as of Mar 29, 2018
Mar 29, 201233 then
RAUM -15% over the last fiscal year-7.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Oct 3, 2018; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $200MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 8.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $6.8B, 40 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.1B91%
- State and municipal entities$608M6.9%
- Pension and profit-sharing plans$158M1.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 44reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.8B for 40 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
43 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Prisma Blue Square Fund Ltdno longer reported | Hedge Fund | $674M | 2 | Mar 29, 2012 |
| Nmsic Horizon Fund, LLCno longer reported | Hedge Fund | $305M | 1 | Apr 1, 2013 |
| Polar Bear Fund LP- Ano longer reported | Hedge Fund | $298M | 2 | Apr 1, 2013 |
| Prisma Codlin Fund LLCno longer reported | Hedge Fund | $277M | 1 | Mar 31, 2017 |
| Prisma Pelican Fund LLCno longer reported | Hedge Fund | $233M | 2 | Apr 1, 2013 |
| Prisma Global Multi-Strategy Fundno longer reported | Hedge Fund | $212M | 1 | Mar 29, 2012 |
| Prisma Select Fof LLCno longer reported | Hedge Fund | $209M | 2 | Mar 29, 2012 |
| Prudence Crandall Fund II, LLC - Class Ano longer reported | Hedge Fund | $177M | 1 | Apr 1, 2013 |
| Prisma Spc Holdings Ltd - Portfolio Jno longer reported | Hedge Fund | $165M | 12 | Mar 29, 2012 |
| Prisma Spc Holdings Ltd - Portfolio Nno longer reported | Hedge Fund | $159M | 11 | Mar 29, 2012 |
| Prisma Columbus Fund LP - Class Ano longer reported | Hedge Fund | $149M | 2 | Apr 1, 2013 |
| Prisma Alpha Eagle Fund Ltdno longer reported | Hedge Fund | $133M | 1 | Apr 1, 2013 |
| Prudence Crandall Fund II, LLC - Class Bno longer reported | Hedge Fund | $132M | 1 | Mar 31, 2014 |
| Prisma Spc Holdings Ltd - Sp Mno longer reported | Hedge Fund | $123M | 10 | Mar 29, 2012 |
| Csc- Prisma-Multi Strategy Fund Ltdno longer reported | Hedge Fund | $104M | 1 | Mar 31, 2015 |
| Polar Bear Fund LP- Bno longer reported | Hedge Fund | $104M | 2 | Mar 31, 2015 |
| Prisma Spc Holdings Ltd - Portfolio Bno longer reported | Hedge Fund | $104M | 7 | Mar 29, 2012 |
| Prisma Spc Holdings Ltd - Portfolio Sno longer reported | Hedge Fund | $90.5M | 9 | Mar 29, 2012 |
| Lexington Ch, LLCno longer reported | Hedge Fund | $89.2M | 1 | Apr 1, 2013 |
| Prisma Tactical Trading Fund LLCno longer reported | Hedge Fund | $87.6M | 3 | Mar 29, 2012 |
| Prisma Spc Holdings Ltd - Portfolio Kno longer reported | Hedge Fund | $80.1M | 12 | Mar 29, 2012 |
| Prisma Genesis Fund Ltdno longer reported | Hedge Fund | $75.3M | 2 | Mar 29, 2012 |
| Prisma Spc Holdings Ltd - Portfolio Pno longer reported | Hedge Fund | $66.9M | 13 | Mar 29, 2012 |
| Prisma Select Fund LLCno longer reported | Hedge Fund | $62.5M | 3 | Mar 29, 2012 |
| Polyphony Fund LLCno longer reported | Hedge Fund | $40.3M | 1 | Apr 1, 2013 |
| Prisma-J Multi-Strategy Fundno longer reported | Hedge Fund | $35.4M | 2 | Apr 1, 2013 |
| Prisma Sp Ag LLC | Hedge Fund | $33.4M | 20 | Oct 3, 2018 |
| Prisma Spc Holdings Ltd - Sp Xno longer reported | Hedge Fund | $32.3M | 5 | Mar 31, 2015 |
| Prisma Spc Holdings Ltd - Sp Eno longer reported | Hedge Fund | $15.1M | 8 | Mar 29, 2012 |
| Prisma Columbus Fund LP- Class Bno longer reported | Hedge Fund | $12.0M | 1 | Mar 31, 2014 |
| Prisma Spc Holdings Ltd - Sp Wno longer reported | Hedge Fund | $10.2M | 2 | Mar 31, 2015 |
| Prisma Spc Holdings Ltd - Portfolio Tno longer reported | Hedge Fund | $9.3M | 9 | Mar 29, 2012 |
| Prisma Spc Holdings Ltd - Portfolio Cno longer reported | Hedge Fund | $8.4M | 8 | Mar 29, 2012 |
| Prisma Spc Holdings Ltd - Portfolio Uno longer reported | Hedge Fund | $6.7M | 1 | Mar 31, 2015 |
| Prisma Select Fof Ltdno longer reported | Hedge Fund | $4.5M | 1 | Mar 29, 2012 |
| Prisma Select Fund II Ltdno longer reported | Hedge Fund | $4.4M | 18 | Mar 29, 2012 |
| Prisma Spc Holdings Ltd - Portfolio Rno longer reported | Hedge Fund | $2.9M | 8 | Mar 29, 2012 |
| Prisma Spc Holdings Ltd - Portfolio Fno longer reported | Hedge Fund | $2.1M | 8 | Mar 29, 2012 |
| Prisma Triathlon Fund LLC- Class Ano longer reported | Hedge Fund | $1.9M | 1 | Mar 29, 2012 |
| Prisma Spc Holdings Ltd - Portfolio Ino longer reported | Hedge Fund | $1.6M | 6 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- James Vincent Cuticello · Chief Compliance Officercontrolsince 06/2017 · owns less than 5%
- Scott Kenneth Eagle · Chief Financial Officercontrolsince 03/2016 · owns less than 5%
- Conrad Eric Wolfe · Chief Executive Officercontrolsince 08/2018 · owns less than 5%
- Kevin John Brennan · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- Melissa Jane Buchan · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- Marie Anne-Gaelle Carlton · Managercontrolsince 08/2018 · owns F of Paamco Prisma Holdings, LLC
- Joseph Mayer Cherem · Managercontrolsince 08/2018 · owns F of Paamco Prisma Holdings, LLC
- Lindsay William Cornog · Managercontrolsince 08/2018 · owns F of Paamco Prisma Holdings, LLC
- M Ronan Cosgrave · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- James Vincent Cuticello · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- O'Leary Suzanne Donohoe · Managercontrolsince 06/2017 · owns F of Paamco Prisma Holdings, LLC
- Elizaveta Fridman · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- Aaron Misha Graboi · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- Manwell Von Hughes · Managercontrolsince 08/2018 · owns F of Paamco Prisma Holdings, LLC
- Alper Ince · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- Philippe Jorion · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- Yu Mei Kemmy Koh · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- R Henry Kravis · Class A Shareholdercontrolsince 10/2009 · owns 25% to 50% of Kkr Holdings Gp Limited
- Daniel Lawee · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- Patrick James Meehan · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- Charles Scott Nuttall · Managercontrolsince 06/2017 · owns F of Paamco Prisma Holdings, LLC
- Edward Stephen Oxley · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- S Putri Pascualy · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- Fanny Judith Posnikoff · Managercontrolsince 02/2017 · owns F of Pholdings, LLC
- Venkat Girish Reddy · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- Rosenberg George Roberts · Class A Shareholdercontrolsince 10/2009 · owns 25% to 50% of Kkr Holdings Gp Limited
- Matthew Paul Roberts · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- P Scott Warner · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- D Jeffrey Willardson · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
- Coonanayagam Kevin Williams · Managercontrolsince 06/2017 · owns F of Pholdings, LLC
Entity owners
- Prisma Capital Holdings LLC · Limited Partnerdirect · owns 75% or more
- Prisma Gp LLC · General Partnerdirect · owns less than 5%
- Kkr & Co. Inc. · Shareholderindirect · owns 75% or more of Kkr Group Holdings Corp. · public reporting company
- Kkr & Co. L.L.C. · Limited Partnerindirect · owns 25% to 50% of Kkr Management Holdings L.P.
- Kkr Group Holdings Corp. · Shareholderindirect · owns 75% or more of Kkr Management Holdings Corp.
- Kkr Holdings Gp Limited · General Partnerindirect · owns F of Kkr Holdings L.P.
- Kkr Holdings L.P. · Memberindirect · owns 75% or more of Kkr & Co. L.L.C.
- Kkr Management Holdings Corp. · General Partnerindirect · owns 50% to 75% of Kkr Management Holdings L.P.
- Kkr Management Holdings L.P. · Manager; Memberindirect · owns 75% or more of Kkr Topaz LLC
- Kkr Topaz LLC · Memberindirect · owns 25% to 50% of Paamco Prisma Holdings, LLC
- Paamco Prisma Holdings, LLC · Memberindirect · owns 75% or more of Prisma Capital Holdings LLC
- Pholdings, LLC · Memberindirect · owns 50% to 75% of Paamco Prisma Holdings, LLC
Related persons
Schedule D 7.A
- Paamco Colombia S.A.S.investment advisern
- Paamco Miren Portfoy Yonetimi A.S.investment advisern
- Paamco Prisma, LLCinvestment adviserbankpooled vehicle sponsornRAUM $14B
- Pacific Alternative Asset Management Company Asia Pte. Ltd.investment advisern
- Pacific Alternative Asset Management Company Europe Llpinvestment advisern
- Pacific Alternative Asset Management Company Mexico, S.C.investment advisern
- Prisma Associates Gp LPbankpooled vehicle sponsory
- Prisma Capital Partners LLCbankpooled vehicle sponsory
- Prisma Gp LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 18 to 21Aug 9, 2018 to Oct 3, 2018
- Business name · PAAMCO PRISMA to PRISMAMar 29, 2018 to Aug 9, 2018
- Accounts · 47 to 44Jun 6, 2017 to Mar 29, 2018
- Advisory employees · 30 to 28Jun 6, 2017 to Mar 29, 2018
- BD registered reps · 10 to 0Jun 6, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 38.0Jun 6, 2017 to Mar 29, 2018
- Assets in custody · $7.9B to $6.8BJun 6, 2017 to Mar 29, 2018
- Employees · 58 to 54Jun 6, 2017 to Mar 29, 2018
- Other offices · unset to 1.0Jun 6, 2017 to Mar 29, 2018
- Private funds · 32 to 18Jun 6, 2017 to Mar 29, 2018
- Discretionary RAUM · $8.5B to $8.2BJun 6, 2017 to Mar 29, 2018
- Non-discretionary RAUM · $1.8B to $608MJun 6, 2017 to Mar 29, 2018
- Pension RAUM · unset to 158100489.0Jun 6, 2017 to Mar 29, 2018
- Pooled vehicle RAUM · unset to 8054448962.0Jun 6, 2017 to Mar 29, 2018
- RAUM · $10B to $8.8BJun 6, 2017 to Mar 29, 2018
- Business name · KKR PRISMA to PAAMCO PRISMAJun 5, 2017 to Jun 6, 2017
- Private funds · 33 to 32Mar 31, 2017 to Jun 5, 2017
- Related broker-dealer · true to falseMar 31, 2017 to Jun 5, 2017
- Accounts · 43 to 47Mar 30, 2016 to Mar 31, 2017
- Advisory employees · 32 to 30Mar 30, 2016 to Mar 31, 2017
- Advisory activities · 4 to 3Mar 30, 2016 to Mar 31, 2017
- Assets in custody · $8.7B to $7.9BMar 30, 2016 to Mar 31, 2017
- Employees · 65 to 58Mar 30, 2016 to Mar 31, 2017
- Private funds · 29 to 33Mar 30, 2016 to Mar 31, 2017
- Discretionary RAUM · $9.1B to $8.5BMar 30, 2016 to Mar 31, 2017
- Non-discretionary RAUM · $1.7B to $1.8BMar 30, 2016 to Mar 31, 2017
- RAUM · $11B to $10BMar 30, 2016 to Mar 31, 2017
- Accounts · 49 to 43Feb 17, 2016 to Mar 30, 2016
- Advisory employees · 35 to 32Feb 17, 2016 to Mar 30, 2016
- BD registered reps · 8 to 10Feb 17, 2016 to Mar 30, 2016
- Assets in custody · $9.0B to $8.7BFeb 17, 2016 to Mar 30, 2016
- Employees · 64 to 65Feb 17, 2016 to Mar 30, 2016
- Private funds · 36 to 29Feb 17, 2016 to Mar 30, 2016
- Discretionary RAUM · $10B to $9.1BFeb 17, 2016 to Mar 30, 2016
- Non-discretionary RAUM · $1.0B to $1.7BFeb 17, 2016 to Mar 30, 2016
- RAUM · $11B to $11BFeb 17, 2016 to Mar 30, 2016
- Private funds · 35 to 36Jun 29, 2015 to Feb 17, 2016
- Accounts · 47 to 49Mar 31, 2014 to Mar 31, 2015
- Advisory employees · 30 to 35Mar 31, 2014 to Mar 31, 2015
- Advisory activities · 3 to 4Mar 31, 2014 to Mar 31, 2015
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026