DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• I••••••••• M••••••••• L••
Latest filing Jun 16, 2026
First filing on the tape Apr 2, 2012 · 34 filings
SEC status approved since Jun 18, 2004
RAUM
$541M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$541M as of Jun 16, 2026
Apr 2, 2012$205M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 16, 2026
Feb 5, 20130 then
Employees (5.A)17 as of Jun 16, 2026
Feb 5, 20139 then
Private funds2 as of Jun 16, 2026
Apr 2, 20122 then
RAUM +11% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $108MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $885,454, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$421M78%
- Investment companies$85.7M16%
- Pension and profit-sharing plans$33.7M6.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $885,454 for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.94 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••••• F••••••• E••••• F••• L• | Other Private Fund | $376M | 18 | Nov 21, 2013 |
| C•• I• H••••••• L••no longer reported | Real Estate Fund | $135M | 1 | Feb 5, 2013 |
| C•••••••• E••••••• O••••••••• F•••• L••• | Other Private Fund | $71.3M | 22 | Jun 19, 2018 |
| C•••••••• E••••••• M••••• A••••••• R••••• M••••• F••• L••no longer reported | Hedge Fund | $52.0M | 2 | Apr 2, 2012 |
| C•••••••• E• S•••• C•• F•••• L•no longer reported | Other Private Fund | $14.1M | 2 | Aug 31, 2017 |
| C•••••••• C•••••••• R••••••• M••••• F••• L••no longer reported | Other Private Fund | $9.1M | 1 | Apr 2, 2012 |
| C•••••••• E••••••• M••••• A••••••• R••••• F••• L••no longer reported | Other Private Fund | $36,000 | 7 | Feb 5, 2013 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• J•••••••• M•••••• · Managing Director, Ciocontrolsince 10/2004 · owns less than 5%
- C•••••• C••••••• T••••••• · Managing Director, Ceo, Ccocontrolsince 11/2004 · owns less than 5%
- B•••••• J•••••••• M•••••• · Shareholdercontrolsince 11/2003 · owns 50% to 75% of C•••••••• I••••••••• C••••••• I•••
- C•••••• C••••••• T••••••• · Shareholdercontrolsince 11/2003 · owns 25% to 50% of C•••••••• I••••••••• C••••••• I•••
Entity owners
- C•••••••• I••••••••• C••••••• I••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- C•••••••• G• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 5Apr 13, 2026 to Jun 16, 2026
- Advisory activities · 3 to 4Apr 13, 2026 to Jun 16, 2026
- Discretionary RAUM · $455M to $541MApr 13, 2026 to Jun 16, 2026
- RAUM · $455M to $541MApr 13, 2026 to Jun 16, 2026
- Related adviser · false to trueApr 13, 2026 to Jun 16, 2026
- Advisory employees · 12 to 13Mar 26, 2026 to Apr 13, 2026
- Employees · 15 to 17Mar 26, 2026 to Apr 13, 2026
- Advisory employees · 4 to 12Apr 30, 2025 to Mar 26, 2026
- Assets in custody · $966,000 to $885,454Apr 30, 2025 to Mar 26, 2026
- Employees · 9 to 15Apr 30, 2025 to Mar 26, 2026
- Discretionary RAUM · $485M to $455MApr 30, 2025 to Mar 26, 2026
- Pension RAUM · $26.5M to $33.7MApr 30, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $458M to $421MApr 30, 2025 to Mar 26, 2026
- RAUM · $485M to $455MApr 30, 2025 to Mar 26, 2026
- Advisory employees · 1 to 4Oct 4, 2024 to Apr 30, 2025
- Assets in custody · $1.1M to $966,000Oct 4, 2024 to Apr 30, 2025
- Employees · 1 to 9Oct 4, 2024 to Apr 30, 2025
- Financial planning clients · 0 to 0Oct 4, 2024 to Apr 30, 2025
- Discretionary RAUM · $472M to $485MOct 4, 2024 to Apr 30, 2025
- Pension RAUM · $25.3M to $26.5MOct 4, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $447M to $458MOct 4, 2024 to Apr 30, 2025
- RAUM · $472M to $485MOct 4, 2024 to Apr 30, 2025
- Advisory employees · 4 to 1Mar 19, 2024 to Apr 17, 2024
- Employees · 8 to 1Mar 19, 2024 to Apr 17, 2024
- Accounts · 2 to 3Jul 21, 2023 to Mar 19, 2024
- Advisory employees · 6 to 4Jul 21, 2023 to Mar 19, 2024
- Pension plan clients · unset to 1.0Jul 21, 2023 to Mar 19, 2024
- Employees · 9 to 8Jul 21, 2023 to Mar 19, 2024
- Discretionary RAUM · $403M to $472MJul 21, 2023 to Mar 19, 2024
- Pension RAUM · unset to 25275519.0Jul 21, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $403M to $447MJul 21, 2023 to Mar 19, 2024
- RAUM · $403M to $472MJul 21, 2023 to Mar 19, 2024
- Accounts · 3 to 2Sep 16, 2022 to Mar 31, 2023
- Assets in custody · $3.6M to $1.1MSep 16, 2022 to Mar 31, 2023
- Discretionary RAUM · $542M to $403MSep 16, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $538M to $403MSep 16, 2022 to Mar 31, 2023
- RAUM · $542M to $403MSep 16, 2022 to Mar 31, 2023
- Advisory employees · 7 to 6Nov 5, 2021 to Mar 30, 2022
- Assets in custody · $7.8M to $3.6MNov 5, 2021 to Mar 30, 2022
- Employees · 10 to 9Nov 5, 2021 to Mar 30, 2022
Signals
2 dated events
- C•••••••• I••••••••• M••••••••• L•• reported RAUM $402.8M, down 26% from $542.1M (2022-09-16 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- C•••••••• I••••••••• M••••••••• L•• reported RAUM $483.7M, down 25% from $646.0M (2020-03-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- C•••••••• I••••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- CONSIMLLC.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 954-315-9380reportedpublic record, Form ADV, Jun 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C•••••••• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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