DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M•••••••• M••••••••• I• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 132008SEC 801-63666websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 17 filings
SEC status approved since Jan 3, 2005
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
24
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$2.5B as of Mar 31, 2026
Mar 30, 2012$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)18 as of Mar 31, 2026
Mar 28, 201340 then
Private funds24 as of Mar 31, 2026
Mar 30, 20127 then
RAUM +0.6% over the last fiscal year-0.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$104MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.5B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
24reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      33 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•••••••• F••• C••••••••• V••••••• L•••Private Equity Fund$437M62Mar 31, 2022
      M•••••••• C•••••• P••••••• ••••• I•• L•••Private Equity Fund$372M3Dec 24, 2013
      M•• ••••• I• A••• L•••Private Equity Fund$282M3Mar 31, 2015
      M•••••••• C•••••• P••••••• I•• L•••Private Equity Fund$271M50Dec 24, 2013
      M•••••••• C•••••• P•••••••• L•••no longer reportedPrivate Equity Fund$236M93Mar 30, 2012
      M•• I••••••• H••••••• 1• L•no longer reportedPrivate Equity Fund$220M3Mar 31, 2017
      M••••• I••••••••• L•no longer reportedPrivate Equity Fund$192M2Mar 29, 2019
      M•••••••• C•••••• P••••••• C••••• I•• L•••Private Equity Fund$173M24Dec 24, 2013
      M•••••••• C•••••• P••••••• I• C••••••••• L•••Private Equity Fund$118M28Dec 24, 2013
      M•••••••• C•••••• P••••••• T• I•• L•••Private Equity Fund$109M22Dec 24, 2013
      M•• I• ••••••• A••• L•••Private Equity Fund$108M24Dec 24, 2013
      S•••••• I••••••••• L•Private Equity Fund$97.7M2Mar 29, 2019
      M•••••••• C•••••• P••••••• C••••• F•••• L•••no longer reportedPrivate Equity Fund$93.6M43Mar 30, 2012
      M•••••••• W• C••••••••• L•••Private Equity Fund$83.7M26Mar 31, 2023
      M•• I• ••• A••• L•••Private Equity Fund$75.0M22Dec 24, 2013
      W• C••••••••• B• L•no longer reportedPrivate Equity Fund$58.7M15Mar 31, 2017
      M•••••••• N•• H••••••• L••Private Equity Fund$42.0M2Dec 24, 2013
      M•••••••• C•••••• P••••••• I••• L•Private Equity Fund$38.8M7Mar 29, 2019
      M•• ••••• I• A•• O•••••••• L•••Private Equity Fund$31.0M3Mar 31, 2015
      M•••••••• C•••••• P••••••• I•• L••••••••• L•••Private Equity Fund$25.8M7Mar 30, 2020
      M•••••••• C•••••• P••••••• I• E•••••••• F•••• L•••Private Equity Fund$25.7M55Dec 24, 2013
      M•••••••• M•••• H••••••• L••no longer reportedPrivate Equity Fund$17.6M5Mar 30, 2012
      M•• I• ••••••••• L•••Private Equity Fund$12.9M50Dec 24, 2013
      M••••• I••••••••• L•Private Equity Fund$10.3M3Mar 29, 2019
      M•• T• I• ••••••••• L•••Private Equity Fund$9.5M22Dec 24, 2013
      M•••••••• C•••••• P••••••• E•••••••• F•••• L•••no longer reportedPrivate Equity Fund$9.5M30Mar 30, 2012
      M•••••••• C•••••• P••••••• C••••• I••• L•••Private Equity Fund$8.9M4Mar 30, 2020
      M•• I•• ••••••• A••• L•Private Equity Fund$5.4M4Mar 30, 2020
      H•• I••••••••• S••• L••no longer reportedPrivate Equity Fund$4.4M8Mar 30, 2012
      M•••••••• C•••••• P••••••• M• F•••• L•••no longer reportedPrivate Equity Fund$2.1M2Mar 30, 2012
      M•••••••• M•• H•••••••• L•Private Equity Fund$1.3M3Mar 31, 2017
      T•••••• I••••••• H••••••• L••no longer reportedPrivate Equity Fund$178,00013Mar 30, 2012
      M•• I• ••••••• L••••••••• L•••no longer reportedPrivate Equity Fund$024Mar 29, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• K••••••• F•••••• · Partner, Cfo, And Ccocontrol
        since 12/2013 · owns less than 5%
      • H•••••• H•••••• I•• · Chairman And Ceocontrol
        since 12/2013 · owns less than 5%
      • H••••••• M••••••• C•••• · Partnercontrol
        since 12/2013 · owns less than 5%
      • M••••• G••••••• D•••• · Partnercontrol
        since 12/2013 · owns less than 5%
      • H•••••• H•••••• I•• · Managing Membercontrol
        since 12/2013 · owns 25% to 50% of M•••••••• C•••••• I• L••
      Entity owners
      • M•••••••• C•••••• I• L• · Managing Member
        direct · owns 75% or more
      • M•••••••• C•••••• I• L•• · Managing Member
        indirect · owns 75% or more of M•••••••• M••••••••• I• G• L••
      • M•••••••• M••••••••• I• G• L•• · General Partner
        indirect · owns 75% or more of M•••••••• C•••••• I• L•
      Related persons
      Schedule D 7.A
      • M•••••••• A•••••••• H••••••••• H••••••• L••
        investment adviserpooled vehicle sponsorn
      • M•••••••• C•••••• P••••••• I• G•• L•••
        investment adviserpooled vehicle sponsorn
      • M•••••••• C•••••• P••••••• I•• G•• L•••
        investment adviserpooled vehicle sponsorn
      • M•••••••• F••• C• G•• L•••
        investment adviserpooled vehicle sponsorn
      Advisers that list M•••••••• M••••••••• I• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 22 to 24
        Apr 29, 2025 to Mar 31, 2026
      • Advisory employees · 13 to 14
        Apr 29, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 22 to 24
        Apr 29, 2025 to Mar 31, 2026
      • Employees · 17 to 18
        Apr 29, 2025 to Mar 31, 2026
      • Private funds · 22 to 24
        Apr 29, 2025 to Mar 31, 2026
      • Discretionary RAUM · $2.5B to $2.5B
        Apr 29, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $2.5B to $2.5B
        Apr 29, 2025 to Mar 31, 2026
      • RAUM · $2.5B to $2.5B
        Apr 29, 2025 to Mar 31, 2026
      • Accounts · 21 to 22
        Mar 28, 2024 to Apr 29, 2025
      • Pooled vehicle clients · 21 to 22
        Mar 28, 2024 to Apr 29, 2025
      • Financial planning clients · unset to
        Mar 28, 2024 to Apr 29, 2025
      • Private funds · 21 to 22
        Mar 28, 2024 to Apr 29, 2025
      • Discretionary RAUM · $2.3B to $2.5B
        Mar 28, 2024 to Apr 29, 2025
      • Pooled vehicle RAUM · $2.3B to $2.5B
        Mar 28, 2024 to Apr 29, 2025
      • RAUM · $2.3B to $2.5B
        Mar 28, 2024 to Apr 29, 2025
      • Accounts · 22 to 21
        Apr 28, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 22 to 21
        Apr 28, 2023 to Mar 28, 2024
      • Private funds · 22 to 21
        Apr 28, 2023 to Mar 28, 2024
      • Discretionary RAUM · $2.5B to $2.3B
        Apr 28, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $2.5B to $2.3B
        Apr 28, 2023 to Mar 28, 2024
      • RAUM · $2.5B to $2.3B
        Apr 28, 2023 to Mar 28, 2024
      • Business name · M•••••••• M••••••••• L•• to M•••••••• M••••••••• I• L••
        Mar 31, 2023 to Apr 28, 2023
      • Legal name · M•••••••• M••••••••• L•• to M•••••••• M••••••••• I• L••
        Mar 31, 2023 to Apr 28, 2023
      • Succession · true to false
        Mar 31, 2023 to Apr 28, 2023
      • Accounts · 28 to 22
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 28 to 22
        Mar 31, 2022 to Mar 31, 2023
      • Private funds · 26 to 22
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $3.3B to $2.5B
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $3.3B to $2.5B
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $3.3B to $2.5B
        Mar 31, 2022 to Mar 31, 2023
      • Succession · false to true
        Mar 31, 2022 to Mar 31, 2023
      • Advisory employees · 15 to 13
        Mar 30, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 30 to 28
        Mar 30, 2021 to Mar 31, 2022
      • Employees · 20 to 17
        Mar 30, 2021 to Mar 31, 2022
      • Discretionary RAUM · $2.3B to $3.3B
        Mar 30, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $2.3B to $3.3B
        Mar 30, 2021 to Mar 31, 2022
      • RAUM · $2.3B to $3.3B
        Mar 30, 2021 to Mar 31, 2022
      • Accounts · 30 to 28
        Mar 30, 2020 to Mar 30, 2021
      • Advisory employees · 16 to 15
        Mar 30, 2020 to Mar 30, 2021
      • Assets in custody · 5586000.0 to unset
        Mar 30, 2020 to Mar 30, 2021
      Signals
      4 dated events
      • M•••••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Mar 31, 2023 · Succession (Item 4) · fact
      • M•••••••• M••••••••• I• L•• reported RAUM $3.3B, up 41% from $2.3B (2021-03-30 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Jonathan Leigh Abramson (Partner) no longer on Schedule A of M•••••••• M••••••••• I• L•• (listed 2019-03-29, absent 2020-03-30)
        Mar 30, 2020 · Control person left · inference
      • Marc Jeffrey Siegal (Partner) no longer on Schedule A of M•••••••• M••••••••• I• L•• (listed 2018-03-29, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/metalmark-capitalreportedpublic record, Form ADV, Sep 18, 2026
      Website
      M••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-823-1900reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026