DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••••••
Legal name M••••••• A•••• M••••••••• L••••••
Latest filing May 5, 2026
First filing on the tape Mar 27, 2012 · 32 filings
SEC status approved since Sep 9, 2004
RAUM
$39B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
74
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$39B as of May 5, 2026
May 14, 2012$55B then
HNW client RAUM$0 as of May 5, 2026
Jun 27, 2018$0 then
State-registered IARs (5.B.3)0 as of May 5, 2026
Apr 23, 20130 then
Employees (5.A)74 as of May 5, 2026
Apr 23, 201380 then
Private funds8 as of May 5, 2026
May 14, 201210 then
RAUM -4.1% over the last fiscal year-9.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $781MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 49%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B28%
- State and municipal entities$9.8B25%
- Investment companies$8.9B23%
- Charitable organizations$5.4B14%
- Sovereign wealth funds$2.1B5.4%
- Pension and profit-sharing plans$1.4B3.6%
- Insurance companies$232M0.6%
- Corporations and businesses$117M0.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 50reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.51 institutional_share=0.49 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- A•••• W••••••• J•••• · Directorcontrolsince 11/2003 · owns 75% or more
- C•••••• C••••••• R•••••• · Managing Directorcontrolsince 12/2019 · owns less than 5%
- D•••••• J••• M••••• · Managing Directorcontrolsince 12/2019 · owns less than 5%
- H••••••• J•••••• J••• · Retired Non-Executive Shareholdercontrolsince 12/2012 · owns less than 5%
- O•••••• N•••• M••• · Non-Executive Directorcontrolsince 04/2024 · owns less than 5%
- A•••• W••••••• J•••• · Beneficiarycontrolsince 02/1987 · owns 75% or more of T•• W••••••• O••••••• T••••
- H••••••• J•••••• J••• · Beneficiarycontrolsince 10/1986 · owns 75% or more of T•• J••••••••• O••••••• T••••
- B••••••• J••••• R•••••• · Chief Risk And Compliance Officersince 10/2013 · owns less than 5%
- B••••••••• J••••• J••• · Chief Financial Officersince 04/2020 · owns less than 5%
- G••••••••• D•••••• L••• · Non-Executive Directorsince 04/2024 · owns less than 5%
- H••••••• R•••••• C•••••• · Chairsince 08/2023 · owns less than 5%
- H••••••••• C••••• · General Counselsince 08/2021 · owns less than 5%
- T••••• A•••• E••••• · Non-Executive Directorsince 10/2022 · owns less than 5%
Entity owners
- M•••• I••••••••• L•• · Shareholderdirect · owns 10% to 25%
- N••• M••• O••••• · Shareholderindirect · owns 25% to 50% of M•••• I••••••••• L••
- S• K••••••••• H•••••• B••• ••• L•••••• · C•••••••• T••••••indirect · owns F of T•• J••••••••• O••••••• T••••
- T•• J••••••••• O••••••• T•••• · Trustindirect · owns 25% to 50% of M•••• I••••••••• L••
- T•• W••••••• O••••••• T•••• · Trustindirect · owns 25% to 50% of M•••• I••••••••• L••
- V• C•••••••• T•••••• L•••••• · C•••••••• T••••••indirect · owns F of T•• W••••••• O••••••• T••••
Related persons
Schedule D 7.A
- M••••••• A•••• M••••••••• ••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 17 to 16Jan 28, 2026 to May 5, 2026
- Pension plan clients · 10 to 7Jan 28, 2026 to May 5, 2026
- Pooled vehicle clients · 19 to 18Jan 28, 2026 to May 5, 2026
- Employees · 77 to 74Jan 28, 2026 to May 5, 2026
- Discretionary RAUM · $37B to $39BJan 28, 2026 to May 5, 2026
- Pension RAUM · $1.8B to $1.4BJan 28, 2026 to May 5, 2026
- Pooled vehicle RAUM · $12B to $11BJan 28, 2026 to May 5, 2026
- RAUM · $37B to $39BJan 28, 2026 to May 5, 2026
- Accounts · 55 to 50Mar 25, 2025 to May 16, 2025
- Advisory employees · 18 to 17Mar 25, 2025 to May 16, 2025
- Pension plan clients · 13 to 10Mar 25, 2025 to May 16, 2025
- Employees · 80 to 77Mar 25, 2025 to May 16, 2025
- Financial planning clients · unset to Mar 25, 2025 to May 16, 2025
- Private funds · 9 to 8Mar 25, 2025 to May 16, 2025
- Discretionary RAUM · $41B to $37BMar 25, 2025 to May 16, 2025
- Pension RAUM · $2.5B to $1.8BMar 25, 2025 to May 16, 2025
- Pooled vehicle RAUM · $14B to $12BMar 25, 2025 to May 16, 2025
- RAUM · $41B to $37BMar 25, 2025 to May 16, 2025
- HQ state · unset to May 16, 2024 to Mar 25, 2025
- Accounts · 57 to 55May 31, 2023 to May 16, 2024
- Advisory employees · 17 to 18May 31, 2023 to May 16, 2024
- Pension plan clients · 15 to 13May 31, 2023 to May 16, 2024
- Employees · 76 to 80May 31, 2023 to May 16, 2024
- Discretionary RAUM · $41B to $41BMay 31, 2023 to May 16, 2024
- Pension RAUM · $3.5B to $2.5BMay 31, 2023 to May 16, 2024
- Pooled vehicle RAUM · $15B to $14BMay 31, 2023 to May 16, 2024
- RAUM · $41B to $41BMay 31, 2023 to May 16, 2024
- Related adviser · true to falseMay 31, 2023 to May 16, 2024
- Accounts · 69 to 57May 27, 2022 to May 31, 2023
- Advisory employees · 15 to 17May 27, 2022 to May 31, 2023
- Pension plan clients · 20 to 15May 27, 2022 to May 31, 2023
- Pooled vehicle clients · 21 to 19May 27, 2022 to May 31, 2023
- Employees · 85 to 76May 27, 2022 to May 31, 2023
- Discretionary RAUM · $52B to $41BMay 27, 2022 to May 31, 2023
- Pension RAUM · $5.6B to $3.5BMay 27, 2022 to May 31, 2023
- Pooled vehicle RAUM · $19B to $15BMay 27, 2022 to May 31, 2023
- RAUM · $52B to $41BMay 27, 2022 to May 31, 2023
- Accounts · 75 to 69Aug 24, 2021 to May 27, 2022
- Advisory employees · 18 to 15Aug 24, 2021 to May 27, 2022
- Pension plan clients · 24 to 20Aug 24, 2021 to May 27, 2022
Signals
3 dated events
- Marathon-London reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 24, 2021 · Succession (Item 4) · fact
- Marathon-London reported RAUM $57.0B, up 26% from $45.3B (2020-08-24 to 2021-04-30)Apr 30, 2021 · RAUM change · derived
- Marathon-London reported RAUM $45.3B, down 30% from $64.5B (2019-10-11 to 2020-06-25)Jun 25, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/marathon-asset-management-ltdreportedpublic record, Form ADV, Sep 18, 2026
- Website
- thecapitalcycle.co.ukreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 44 20 7497 2211reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026