DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
J• M•••• I••••••••• A••••••• S••••••
Legal name M••••• J••• C•••••••••
Latest filing Mar 13, 2026
First filing on the tape Feb 15, 2012 · 18 filings
SEC status approved since Mar 13, 2007
RAUM
$54.5M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$54.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$54.5M as of Mar 13, 2026
Feb 15, 2012$40.9M then
HNW client RAUM$39.3M as of Mar 13, 2026
Mar 26, 2018$27.7M then
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Feb 15, 20120 then
Employees (5.A)1 as of Mar 13, 2026
Feb 21, 20131 then
Private funds: no history
RAUM +8.9% over the last fiscal year+7.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$39.3M72%
- Individuals$15.2M28%
- Individual clients
- 31reported
- HNW clients
- 20reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 51reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• J•••• C••••••••• · Sole Proprietorcontrolsince 08/1994 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 49 to 51Feb 23, 2025 to Mar 13, 2026
- HNW clients · 14 to 20Feb 23, 2025 to Mar 13, 2026
- Individual clients · 35 to 31Feb 23, 2025 to Mar 13, 2026
- Discretionary RAUM · $49.7M to $54.2MFeb 23, 2025 to Mar 13, 2026
- HNW RAUM · $34.8M to $39.3MFeb 23, 2025 to Mar 13, 2026
- Individual RAUM · $15.2M to $15.2MFeb 23, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $338,000 to $359,400Feb 23, 2025 to Mar 13, 2026
- RAUM · $50.1M to $54.5MFeb 23, 2025 to Mar 13, 2026
- Accounts · 53 to 49Feb 25, 2024 to Feb 23, 2025
- HNW clients · 12 to 14Feb 25, 2024 to Feb 23, 2025
- Individual clients · 41 to 35Feb 25, 2024 to Feb 23, 2025
- Financial planning clients · unset to Feb 25, 2024 to Feb 23, 2025
- Discretionary RAUM · $47.1M to $49.7MFeb 25, 2024 to Feb 23, 2025
- HNW RAUM · $30.7M to $34.8MFeb 25, 2024 to Feb 23, 2025
- Individual RAUM · $16.7M to $15.2MFeb 25, 2024 to Feb 23, 2025
- Non-discretionary RAUM · $325,108 to $338,000Feb 25, 2024 to Feb 23, 2025
- RAUM · $47.4M to $50.1MFeb 25, 2024 to Feb 23, 2025
- HNW clients · 10 to 12Feb 22, 2023 to Feb 25, 2024
- Individual clients · 43 to 41Feb 22, 2023 to Feb 25, 2024
- Discretionary RAUM · $43.9M to $47.1MFeb 22, 2023 to Feb 25, 2024
- HNW RAUM · $27.7M to $30.7MFeb 22, 2023 to Feb 25, 2024
- Individual RAUM · $16.6M to $16.7MFeb 22, 2023 to Feb 25, 2024
- Non-discretionary RAUM · $332,000 to $325,108Feb 22, 2023 to Feb 25, 2024
- RAUM · $44.2M to $47.4MFeb 22, 2023 to Feb 25, 2024
- Accounts · 52 to 53Mar 16, 2022 to Feb 22, 2023
- HNW clients · 9 to 10Mar 16, 2022 to Feb 22, 2023
- Discretionary RAUM · $49.9M to $43.9MMar 16, 2022 to Feb 22, 2023
- HNW RAUM · $30.6M to $27.7MMar 16, 2022 to Feb 22, 2023
- Individual RAUM · $19.7M to $16.6MMar 16, 2022 to Feb 22, 2023
- Non-discretionary RAUM · $380,450 to $332,000Mar 16, 2022 to Feb 22, 2023
- RAUM · $50.3M to $44.2MMar 16, 2022 to Feb 22, 2023
- Accounts · 53 to 52Mar 22, 2021 to Mar 16, 2022
- Business name · J• M•••• I••••••••• A••••••• to J• M•••• I••••••••• A••••••• S••••••Mar 22, 2021 to Mar 16, 2022
- Individual clients · 44 to 43Mar 22, 2021 to Mar 16, 2022
- Financial planning clients · 0 to unsetMar 22, 2021 to Mar 16, 2022
- Discretionary RAUM · $45.2M to $49.9MMar 22, 2021 to Mar 16, 2022
- HNW RAUM · $30.2M to $30.6MMar 22, 2021 to Mar 16, 2022
- Individual RAUM · $15.4M to $19.7MMar 22, 2021 to Mar 16, 2022
- Non-discretionary RAUM · $355,000 to $380,450Mar 22, 2021 to Mar 16, 2022
- RAUM · $45.5M to $50.3MMar 22, 2021 to Mar 16, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 315-734-0703reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026