DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••••• I••••••••• M••••••••• U• L••
Latest filing May 4, 2026
First filing on the tape Mar 30, 2012 · 20 filings
SEC status approved since Oct 22, 2004
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$11B as of May 4, 2026
Mar 30, 2012$2.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 4, 2026
Mar 30, 20120 then
Employees (5.A)27 as of May 4, 2026
Apr 1, 20135 then
Private funds3 as of May 4, 2026
Mar 30, 20125 then
RAUM -21% over the last fiscal year-4.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $811MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $7.9B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.6B81%
- State and municipal entities$1.2B12%
- Charitable organizations$469M4.5%
- Pension and profit-sharing plans$155M1.5%
- Corporations and businesses$116M1.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.9B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.81 institutional_share=0.18 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••••••• I• G••••• E••••• F••• L•• | Hedge Fund | $8.4B | 530 | Mar 30, 2012 |
| G••••••••• I• G••••• E••••• F•••no longer reported | Hedge Fund | $2.0B | 115 | Mar 30, 2012 |
| G••••••••• I• C•••••• S•••••••• F••• L•no longer reported | Private Equity Fund | $616M | 83 | Mar 30, 2012 |
| G••••••••• I• A••• F••• L• | Hedge Fund | $515M | 115 | Mar 30, 2012 |
| G••••••••• I• A••• F•••no longer reported | Hedge Fund | $67.0M | 28 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• G••••••••• A••••••••• L••••• · Chief Compliance Officer, Chief Operating Officercontrolsince 11/2016 · owns less than 5%
- G•••• A•••••• A••••• · Chairmancontrolsince 08/2004 · owns less than 5%
- L• D••• C••••• M••• · Partner, Head Of US Businesscontrolsince 10/2017 · owns less than 5%
Entity owners
- G••••••••• I••••••••• M••••••••• L•• · Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- G••••••••• I••••••••• M••••••••• L••investment adviserbankpooled vehicle sponsory
- J••• C•••••• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 2 to 3Mar 31, 2026 to May 4, 2026
- Accounts · 16 to 13Mar 28, 2025 to Mar 31, 2026
- Charity clients · 5.0 to unsetMar 28, 2025 to Mar 31, 2026
- Assets in custody · $8.8B to $7.9BMar 28, 2025 to Mar 31, 2026
- Employees · 25 to 27Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $13B to $11BMar 28, 2025 to Mar 31, 2026
- Pension RAUM · $210M to $155MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $9.4B to $8.6BMar 28, 2025 to Mar 31, 2026
- RAUM · $13B to $11BMar 28, 2025 to Mar 31, 2026
- Accounts · 18 to 16Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 8 to 10Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 5 to 4Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $8.9B to $8.8BMar 28, 2024 to Mar 28, 2025
- Employees · 22 to 25Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $15B to $13BMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $253M to $210MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $9.6B to $9.4BMar 28, 2024 to Mar 28, 2025
- RAUM · $15B to $13BMar 28, 2024 to Mar 28, 2025
- Assets in custody · $7.0B to $8.9BMar 31, 2023 to Mar 28, 2024
- Employees · 19 to 22Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $12B to $15BMar 31, 2023 to Mar 28, 2024
- Pension RAUM · $196M to $253MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $7.6B to $9.6BMar 31, 2023 to Mar 28, 2024
- RAUM · $12B to $15BMar 31, 2023 to Mar 28, 2024
- Accounts · 21 to 18Mar 31, 2022 to Mar 31, 2023
- Charity clients · unset to 5.0Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 5Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $9.3B to $7.0BMar 31, 2022 to Mar 31, 2023
- Employees · 22 to 19Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $20B to $12BMar 31, 2022 to Mar 31, 2023
- Pension RAUM · $269M to $196MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $14B to $7.6BMar 31, 2022 to Mar 31, 2023
- RAUM · $20B to $12BMar 31, 2022 to Mar 31, 2023
- Accounts · 18 to 21Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 5 to 8Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 8 to 9Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $7.5B to $9.3BMar 31, 2021 to Mar 31, 2022
- Employees · 15 to 22Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $16B to $20BMar 31, 2021 to Mar 31, 2022
Signals
7 dated events
- G••••••••• I••••••••• M••••••••• U• L•• reported RAUM $15.4B, up 27% from $12.1B (2023-03-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- G••••••••• I••••••••• M••••••••• U• L•• reported RAUM $12.1B, down 41% from $20.4B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- G••••••••• I••••••••• M••••••••• U• L•• reported RAUM $20.4B, up 27% from $16.0B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- G••••••••• I••••••••• M••••••••• U• L•• reported RAUM $13.1B, up 34% from $9.8B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Jean Tamara Arnold (Co-President) no longer on Schedule A of G••••••••• I••••••••• M••••••••• U• L•• (listed 2018-04-03, absent 2019-01-17)Jan 17, 2019 · Control person left · inference
- (Nmn) Lisa Anderson (Chief Operating Officer) no longer on Schedule A of G••••••••• I••••••••• M••••••••• U• L•• (listed 2018-04-03, absent 2019-01-17)Jan 17, 2019 · Control person left · inference
- G••••••••• I••••••••• M••••••••• U• L•• reported RAUM $8.4B, up 25% from $6.7B (2017-09-29 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- G••••••••• I••••••••• M••••••••• U• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/G•••••••••-INVESTMENT-MANAGEMENTreportedpublic record, Form ADV, Sep 19, 2026
- Website
- str2025.generationim.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415 619 3242reportedpublic record, Form ADV, May 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026