DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N••••••• R•••• C•••••• M••••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Feb 13, 2012 · 25 filings
SEC status approved since Feb 22, 2012
RAUM
$553M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$553M as of Mar 31, 2026
Mar 25, 2013$233M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 25, 20131 then
Employees (5.A)6 as of Mar 31, 2026
Mar 25, 20135 then
Private funds2 as of Mar 31, 2026
Mar 25, 20137 then
RAUM +39% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $79.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $453M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$453M82%
- Corporations and businesses$99.3M18%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $453M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.82 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N••••••• R•••• C•••••• •••• L••• | Hedge Fund | $312M | 77 | Feb 13, 2012 |
| N•• P••••••• I• L• | Hedge Fund | $67.9M | 5 | Mar 29, 2019 |
| B••••• D•••••• P•••••••• L•••no longer reported | Hedge Fund | $25.1M | 26 | Feb 13, 2012 |
| B••••• D•••••• P••••••• S••• L•••no longer reported | Other Private Fund | $25.1M | 78 | Nov 17, 2015 |
| N•• S••• C••••••• L•no longer reported | Hedge Fund | $19.4M | 30 | Mar 29, 2021 |
| B• P••••••• I• L•••no longer reported | Hedge Fund | $18.6M | 25 | Feb 13, 2012 |
| B• P••••••• V•• S••• L•••no longer reported | Hedge Fund | $11.8M | 2 | Mar 31, 2014 |
| B• P••••••• V•• L•••no longer reported | Hedge Fund | $7.1M | 22 | Jun 27, 2013 |
| B• P••••••• V• S••• L•••no longer reported | Hedge Fund | $6.9M | 2 | Jun 27, 2013 |
| B• P••••••• V••• L•••no longer reported | Hedge Fund | $4.7M | 24 | Mar 31, 2014 |
| B• P••••••• I•• L•••no longer reported | Hedge Fund | $3.7M | 16 | Feb 13, 2012 |
| B• P••••••• I•• L•••no longer reported | Hedge Fund | $2.9M | 10 | Feb 13, 2012 |
| B• P••••••• I••• L•••no longer reported | Hedge Fund | $879,631 | 6 | Feb 13, 2012 |
| B• P••••••• V• L•••no longer reported | Hedge Fund | $237,750 | 18 | May 23, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• R••••••• B••••••• · Chief Operating Officer & Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- D••••••• M••••••• A••• · Class A Limited Partnercontrolsince 01/2010 · owns 75% or more
- D••••••• M••••••• A••• · Class A Membercontrolsince 12/2009 · owns 75% or more of B• A•••••••• L••
Entity owners
- B• A•••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B• A•••••••• L••y
- N••••••• R•••• C•••••• O••••••• M••••••••• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 31, 2026bank affiliate (Item 7.A.6): no on the filing of 2025-03-28, yes on the filing of 2026-03-31peers: asset managers, $500M to $1B (784)
What changed
consecutive filings, newest first
- Accounts · 6 to 7Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 4Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $327M to $453MMar 28, 2025 to Mar 31, 2026
- Private funds · 1 to 2Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $398M to $553MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $327M to $453MMar 28, 2025 to Mar 31, 2026
- RAUM · $398M to $553MMar 28, 2025 to Mar 31, 2026
- Related bank · false to trueMar 28, 2025 to Mar 31, 2026
- Corporate clients · 4.0 to unsetMar 29, 2024 to Mar 28, 2025
- Assets in custody · $312M to $327MMar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- State-registered IARs · 1 to 0Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $380M to $398MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $312M to $327MMar 29, 2024 to Mar 28, 2025
- RAUM · $380M to $398MMar 29, 2024 to Mar 28, 2025
- Corporate clients · 3 to 4Mar 12, 2024 to Mar 29, 2024
- Pooled vehicle clients · 3 to 2Mar 12, 2024 to Mar 29, 2024
- Assets in custody · $324M to $312MMar 12, 2024 to Mar 29, 2024
- Employees · 5 to 6Mar 12, 2024 to Mar 29, 2024
- Private funds · 2 to 1Mar 12, 2024 to Mar 29, 2024
- Discretionary RAUM · $381M to $380MMar 12, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $325M to $312MMar 12, 2024 to Mar 29, 2024
- RAUM · $381M to $380MMar 12, 2024 to Mar 29, 2024
- Corporate clients · 2 to 3Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 3Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $391M to $324MMar 30, 2022 to Mar 31, 2023
- Private funds · 3 to 2Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $446M to $381MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $392M to $325MMar 30, 2022 to Mar 31, 2023
- RAUM · $446M to $381MMar 30, 2022 to Mar 31, 2023
- Corporate clients · 3 to 2Dec 10, 2021 to Mar 30, 2022
- Pooled vehicle clients · 3 to 4Dec 10, 2021 to Mar 30, 2022
- Assets in custody · $290M to $391MDec 10, 2021 to Mar 30, 2022
- Discretionary RAUM · $353M to $446MDec 10, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $291M to $392MDec 10, 2021 to Mar 30, 2022
- RAUM · $353M to $446MDec 10, 2021 to Mar 30, 2022
- Assets in custody · $186M to $290MMar 30, 2020 to Mar 29, 2021
- Private funds · 2 to 3Mar 30, 2020 to Mar 29, 2021
- Discretionary RAUM · $226M to $353MMar 30, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $187M to $291MMar 30, 2020 to Mar 29, 2021
Signals
4 dated events
- N••••••• R•••• C•••••• M••••••••• L••• reported RAUM $552.8M, up 39% from $398.1M (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Benjamin Richard Billig (Chief Operating Officer & Chief Compliance Officer) appeared on Schedule A of N••••••• R•••• C•••••• M••••••••• L•••Mar 12, 2024 · Control person joined · fact
- N••••••• R•••• C•••••• M••••••••• L••• reported RAUM $353.3M, up 56% from $225.8M (2020-03-30 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- N••••••• R•••• C•••••• M••••••••• L••• reported RAUM $211.3M, up 98% from $106.7M (2017-03-31 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/northern-right-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- N•••••••R••••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (203) 883-9441reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026