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T•• W•••••• A•••• C•••••••••

Independent wealth managerSEC-registered· Fort Collins, Coloradowebsite

Independent wealth manager, based in Fort Collins, Colorado, reporting $204M of regulatory assets across 7 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-04-23 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $204M
Advisors: 7
Net advisor flow, 12 months: 0 (0 in, 0 out)
RAUM change, last fiscal year: +10%
Private clients: 99% of RAUM, $202M

Advisors (7)Advisor movement Where the RAUM sits

As of 2026-04-23 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

3 published business contact points are on record, each with its source.
Contact points 3

Every filed figure, and the identifiersCRD 133147 · SEC 801-121683 · 14 filingsShow

CRD 133147SEC 801-121683First filing on the tape Jun 4, 2021, latest Apr 23, 2026SEC status approved since Jul 2, 2021IAPD

RAUM

$204M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

99%

$202M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$29.2M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

14 filings and snapshots on the tape

RAUM$204M as of Apr 23, 2026

Mar 19, 2022$171M then

HNW client RAUM$152M as of Apr 23, 2026

Mar 19, 2022$109M then

State-registered IARs (5.B.3)7 as of Apr 23, 2026

Mar 19, 20227 then

Employees (5.A)12 as of Apr 23, 2026

Mar 19, 20228 then

Private funds: no history

RAUM +10% over the last fiscal year+12% a year over threeIARs 7 to 7

Practice profile

derived from the filing of Apr 23, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $29.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 32derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.3MderivedHNW RAUM over HNW clients
Average account: $325,022derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.7derivedItem 5.A over advisors
Advisors per office: 3.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +10%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -0.9%derived
Compensation: percentage of assets, hourlyreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Custody: $110M, 188 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$152M75%
Individuals$49.7M24%
Corporations and businesses$2.2M1.1%
Charitable organizations$91,9990.0%

Individual clients: 161reported
HNW clients: 65reported
Pension plan clients: n/areported
Charitable clients: 1reported
Accounts: 629reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $110M for 188 clientsreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

7 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J•••• C•••• C•••••••	Fort Collins, Co	Jan 10, 2005	25 y	1
M•••••• M• G••••	Long Beach, Ca	May 1, 2012	14 y	0
L•••• L• G•••••••	Long Beach, Ca	Feb 4, 2014	18 y	1
M••••• B•••••• C•••••••	Fort Collins, Co	Feb 7, 2014	25 y	1
J•••• P•••• M••••	Long Beach, Ca	Sep 6, 2018	28 y	0
A••••• M•••••••	Long Beach, Ca	Dec 16, 2020	13 y	0
J•••• A••• M•••••••	Fort Collins, Co	Dec 24, 2020	13 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

M••••• B•••••• C••••••• from F•••••••• G••••
Feb 7, 2014 · Other
L•••• L• G••••••• from A•••••• A••••••• S•••••••
Feb 4, 2014 · Other
J•••• C•••• C••••••• from F•••••••• G••••
Jan 10, 2005 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C•••••••• J••••• C•••• · President/Chief Compliance Officercontrol
since 08/2022 · owns 75% or more

Related persons

Schedule D 7.A

C••••••• C•••• I•••
insurancey

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Fort Collins, Co · principal	7	0	0
Long Beach, Ca	5	0	0

Offices

Schedule D 1.F, the 25 largest

Long Beach, CA2 employees

What changed

consecutive filings, newest first

Accounts · 603 to 629
Mar 27, 2025 to Mar 3, 2026
Corporate clients · 11 to 12
Mar 27, 2025 to Mar 3, 2026
HNW clients · 63 to 65
Mar 27, 2025 to Mar 3, 2026
Individual clients · 165 to 161
Mar 27, 2025 to Mar 3, 2026
Assets in custody · $96.0M to $110M
Mar 27, 2025 to Mar 3, 2026
Employees · 11 to 12
Mar 27, 2025 to Mar 3, 2026
Discretionary RAUM · $185M to $204M
Mar 27, 2025 to Mar 3, 2026
HNW RAUM · $134M to $152M
Mar 27, 2025 to Mar 3, 2026
Individual RAUM · $49.4M to $49.7M
Mar 27, 2025 to Mar 3, 2026
RAUM · $185M to $204M
Mar 27, 2025 to Mar 3, 2026
Accounts · 669 to 603
Jul 12, 2024 to Mar 27, 2025
Corporate clients · 4 to 11
Jul 12, 2024 to Mar 27, 2025
HNW clients · 62 to 63
Jul 12, 2024 to Mar 27, 2025
Individual clients · 158 to 165
Jul 12, 2024 to Mar 27, 2025
Assets in custody · $87.1M to $96.0M
Jul 12, 2024 to Mar 27, 2025
Employees · 8 to 11
Jul 12, 2024 to Mar 27, 2025
Financial planning clients · 0 to 0
Jul 12, 2024 to Mar 27, 2025
Discretionary RAUM · $170M to $185M
Jul 12, 2024 to Mar 27, 2025
HNW RAUM · $128M to $134M
Jul 12, 2024 to Mar 27, 2025
Individual RAUM · $41.1M to $49.4M
Jul 12, 2024 to Mar 27, 2025
RAUM · $170M to $185M
Jul 12, 2024 to Mar 27, 2025
HQ city · unset to FORT COLLINS
Mar 21, 2024 to Jul 12, 2024
HQ state · unset to CO
Mar 21, 2024 to Jul 12, 2024
Other offices · 2 to 1
Mar 21, 2024 to Jul 12, 2024
Accounts · 642 to 669
Oct 12, 2023 to Mar 21, 2024
Advisory employees · 3 to 2
Oct 12, 2023 to Mar 21, 2024
HNW clients · 46 to 62
Oct 12, 2023 to Mar 21, 2024
Individual clients · 171 to 158
Oct 12, 2023 to Mar 21, 2024
Assets in custody · $64.1M to $87.1M
Oct 12, 2023 to Mar 21, 2024
Other offices · 1 to 2
Oct 12, 2023 to Mar 21, 2024
Discretionary RAUM · $147M to $170M
Oct 12, 2023 to Mar 21, 2024
HNW RAUM · $101M to $128M
Oct 12, 2023 to Mar 21, 2024
Individual RAUM · $45.0M to $41.1M
Oct 12, 2023 to Mar 21, 2024
RAUM · $147M to $170M
Oct 12, 2023 to Mar 21, 2024
Accounts · 596 to 642
Nov 3, 2022 to Mar 31, 2023
Advisory employees · 2 to 3
Nov 3, 2022 to Mar 31, 2023
Corporate clients · 3 to 4
Nov 3, 2022 to Mar 31, 2023
HNW clients · 38 to 46
Nov 3, 2022 to Mar 31, 2023
Individual clients · 165 to 171
Nov 3, 2022 to Mar 31, 2023
Assets in custody · $154M to $64.1M
Nov 3, 2022 to Mar 31, 2023

Signals

2 dated events

••• Locked
Oct 20, 2022 · Succession (Item 4) · fact
••• Locked
Jun 4, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Apr 23, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Apr 23, 2026
Contact form: ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $29.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026