DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•• C•••••• P•••••••
Legal name H•• C••••• M•••••• L•
Latest filing Mar 31, 2026
First filing on the tape Feb 13, 2012 · 29 filings
SEC status approved since Mar 26, 2012
RAUM
$4.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
9 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
6
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$4.5B as of Mar 31, 2026
Feb 27, 2013$8.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 27, 20130 then
Employees (5.A)18 as of Mar 31, 2026
Feb 27, 201362 then
Private funds6 as of Mar 31, 2026
Feb 27, 201310 then
RAUM -9.8% over the last fiscal year-1.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $753MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.2B, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.2B for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•• S•••••• O••••••••• I• L••• | Hedge Fund | $2.4B | 46 | Sep 13, 2016 |
| H•• S•••••• O••••••••• V• L••• | Hedge Fund | $1.6B | 17 | Aug 24, 2022 |
| H•• T••••••• R••••• S••••••••• I• L••• | Hedge Fund | $672M | 2 | Feb 13, 2012 |
| H•• C••••• P••••••• M••••• F••• L•••no longer reported | Hedge Fund | $627M | 15 | Feb 13, 2012 |
| H•• T••••••• R••••• S••••••••• I• M••••• F•••• L•••no longer reported | Hedge Fund | $583M | 1 | Feb 13, 2012 |
| H•• S•••••• O••••••••• V• C••••••••• P••••••• F••• L••• | Hedge Fund | $546M | 17 | Aug 24, 2022 |
| H•• S•••••• O••••••••• I•• L••• | Hedge Fund | $488M | 42 | Feb 26, 2015 |
| H•• R••• E••••• C•• 2••••• L•••no longer reported | Securitized Asset Fund | $434M | 1 | Feb 13, 2012 |
| H•• I•••••••• I• L••• ••• C••••• P••••••• P•••••••••no longer reported | Hedge Fund | $282M | 2 | Feb 13, 2012 |
| H•• I•••••••• I•• L••• ••••••••• P•••••••••no longer reported | Hedge Fund | $178M | 2 | Mar 2, 2017 |
| H•• I•••••••• I•• L••• ••• C••••• P••••••• P•••••••••no longer reported | Hedge Fund | $175M | 2 | Oct 28, 2016 |
| H•• I••••••••• L••• ••••••••• P•••••••••no longer reported | Hedge Fund | $160M | 5 | May 29, 2013 |
| H•• I•••••••• I• L••• ••••••••• P•••••••••no longer reported | Hedge Fund | $75.3M | 2 | Feb 13, 2012 |
| H•• S•••••• O••••••••• I• L••• | Hedge Fund | $38.3M | 36 | Feb 13, 2012 |
| H•• C••• R••• E••••• D••• F••• L•••no longer reported | Hedge Fund | $15.1M | 10 | Feb 27, 2013 |
| H•• S•••••• O••••••••• L•••no longer reported | Hedge Fund | $6.4M | 16 | Feb 13, 2012 |
| H•• I••••••••• L••• ••• C••••• P••••••• P•••••••••no longer reported | Hedge Fund | $0 | 1 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- H••••• S••••••• B••••• · Chief Executive Officercontrolsince 05/2004 · owns less than 5%
- H••••• S••••••• B••••• · Managing Membercontrolsince 05/2004 · owns 75% or more of H•• C••••• M•••••• G• L••
- P•••••••• A••••• · Chief Compliance Officersince 02/2018 · owns less than 5%
- R••• A•••••• B•••••••• · Managing Directorsince 01/2014 · owns less than 5%
- W••••• A••••• Z• · Managing Directorsince 06/2021 · owns less than 5%
Entity owners
- H•• C••••• M•••••• G• L•• · General Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- H•• S••• I• L••bankpooled vehicle sponsorn
- H•• S••• I•• L••bankpooled vehicle sponsorn
- H•• S••• I• L••bankpooled vehicle sponsorn
- H•• S••• V• C••••••••• L••bankpooled vehicle sponsorn
- H•• S••• V• L••bankpooled vehicle sponsorn
- H•• T•• I• H••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY10 employees
- London, United Kingdom3 employees
What changed
consecutive filings, newest first
- Advisory employees · 12 to 9Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $4.7B to $4.2BMar 28, 2025 to Mar 31, 2026
- Employees · 22 to 18Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.0B to $4.5BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $5.0B to $4.5BMar 28, 2025 to Mar 31, 2026
- RAUM · $5.0B to $4.5BMar 28, 2025 to Mar 31, 2026
- Advisory employees · 14 to 12Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $5.2B to $4.7BMar 28, 2024 to Mar 28, 2025
- Employees · 25 to 22Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.7B to $5.0BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $5.7B to $5.0BMar 28, 2024 to Mar 28, 2025
- RAUM · $5.7B to $5.0BMar 28, 2024 to Mar 28, 2025
- Advisory employees · 16 to 14Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $4.0B to $5.2BMar 30, 2023 to Mar 28, 2024
- Employees · 27 to 25Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.7B to $5.7BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $4.7B to $5.7BMar 30, 2023 to Mar 28, 2024
- RAUM · $4.7B to $5.7BMar 30, 2023 to Mar 28, 2024
- Accounts · 15 to 6Aug 24, 2022 to Mar 30, 2023
- Pooled vehicle clients · 15 to 6Aug 24, 2022 to Mar 30, 2023
- Assets in custody · $5.3B to $4.0BAug 24, 2022 to Mar 30, 2023
- Employees · 29 to 27Aug 24, 2022 to Mar 30, 2023
- Private funds · 11 to 6Aug 24, 2022 to Mar 30, 2023
- Discretionary RAUM · $5.7B to $4.7BAug 24, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $5.7B to $4.7BAug 24, 2022 to Mar 30, 2023
- RAUM · $5.7B to $4.7BAug 24, 2022 to Mar 30, 2023
- Private funds · 9 to 11Apr 6, 2022 to Aug 24, 2022
- Advisory employees · 12 to 16Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $5.1B to $5.3BMar 30, 2021 to Mar 30, 2022
- Employees · 26 to 29Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $5.4B to $5.7BMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $5.4B to $5.7BMar 30, 2021 to Mar 30, 2022
- RAUM · $5.4B to $5.7BMar 30, 2021 to Mar 30, 2022
- Accounts · 16 to 15Mar 26, 2020 to Mar 30, 2021
- Advisory employees · 14 to 12Mar 26, 2020 to Mar 30, 2021
- Pooled vehicle clients · 16 to 15Mar 26, 2020 to Mar 30, 2021
- Assets in custody · $4.9B to $5.1BMar 26, 2020 to Mar 30, 2021
- Employees · 29 to 26Mar 26, 2020 to Mar 30, 2021
- Private funds · 10 to 9Mar 26, 2020 to Mar 30, 2021
Signals
1 dated events
- H•• C•••••• P••••••• reported RAUM $8.3B, down 28% from $11.6B (2018-03-29 to 2019-03-22)Mar 22, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 203-569-4000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- ASSET M••••••deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
H•• C•••••• P••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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