DFX Intelligence
RIA Intelligence
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SEC-registered adviser
W••••• • B•••••• C•••••• M••••••••• L••
Latest filing Jun 19, 2026
First filing on the tape Mar 8, 2012 · 24 filings
SEC status approved since Jul 8, 2015
RAUM
$280M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$265M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$140M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$280M as of Jun 19, 2026
Mar 8, 2012$83.4M then
HNW client RAUM$238M as of Jun 19, 2026
Jan 25, 2018$43.6M then
State-registered IARs (5.B.3)2 as of Jun 19, 2026
Mar 8, 20120 then
Employees (5.A)2 as of Jun 19, 2026
Feb 3, 20162 then
Private funds: no history
RAUM +6.0% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jun 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $140MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $600,362derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $62.8M, 43 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$238M85%
- Individuals$27.2M9.7%
- Pension and profit-sharing plans$14.0M5.0%
- Charitable organizations$1.7M0.6%
- Individual clients
- 67reported
- HNW clients
- 66reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 467reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $62.8M for 43 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• B•••• B••••••Certified Financial Planner | Orinda, Ca | Feb 16, 2005 | 30 y | 1 |
| B••••••• D••••• W••••• | Fairfax, Ca | Jan 5, 2026 | 25 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B••••••• D••••• W••••• from S•• C•••••• M••••••••• I•••Jan 5, 2026 · Other
- J•••• B•••• B•••••• from S•• C•••••• M••••••••• I•••Feb 16, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• J••••• B•••• · Managing Member/Chief Compliance Officercontrolsince 01/2005 · owns 50% to 75%
- W•••••• B•••••••• D••••• · Portfolio Managercontrolsince 01/2005 · owns less than 5%
- W•••••• B•••••••• D••••• · Shareholdercontrolsince 09/2019 · owns 75% or more of B•• W••••• I••••••••• I•••
Entity owners
- B•• W••••• I••••••••• I••• · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Fairfax, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 476 to 467Mar 18, 2025 to Mar 2, 2026
- Individual clients · 69 to 67Mar 18, 2025 to Mar 2, 2026
- Assets in custody · $52.4M to $62.8MMar 18, 2025 to Mar 2, 2026
- Discretionary RAUM · $264M to $280MMar 18, 2025 to Mar 2, 2026
- HNW RAUM · $226M to $238MMar 18, 2025 to Mar 2, 2026
- Individual RAUM · $25.8M to $27.2MMar 18, 2025 to Mar 2, 2026
- Pension RAUM · $12.7M to $14.0MMar 18, 2025 to Mar 2, 2026
- RAUM · $264M to $280MMar 18, 2025 to Mar 2, 2026
- Accounts · 452 to 476Mar 11, 2024 to Mar 18, 2025
- HNW clients · 60 to 66Mar 11, 2024 to Mar 18, 2025
- Individual clients · 68 to 69Mar 11, 2024 to Mar 18, 2025
- Assets in custody · $45.1M to $52.4MMar 11, 2024 to Mar 18, 2025
- Financial planning clients · 11-25 to 11-25Mar 11, 2024 to Mar 18, 2025
- HQ city · unset to Mar 11, 2024 to Mar 18, 2025
- HQ state · unset to Mar 11, 2024 to Mar 18, 2025
- Discretionary RAUM · $231M to $264MMar 11, 2024 to Mar 18, 2025
- HNW RAUM · $194M to $226MMar 11, 2024 to Mar 18, 2025
- Individual RAUM · $26.4M to $25.8MMar 11, 2024 to Mar 18, 2025
- Pension RAUM · $10.3M to $12.7MMar 11, 2024 to Mar 18, 2025
- RAUM · $231M to $264MMar 11, 2024 to Mar 18, 2025
- Accounts · 446 to 452Mar 9, 2023 to Feb 28, 2024
- HNW clients · 56 to 60Mar 9, 2023 to Feb 28, 2024
- Individual clients · 72 to 68Mar 9, 2023 to Feb 28, 2024
- Assets in custody · $24.8M to $45.1MMar 9, 2023 to Feb 28, 2024
- Discretionary RAUM · $191M to $231MMar 9, 2023 to Feb 28, 2024
- HNW RAUM · $156M to $194MMar 9, 2023 to Feb 28, 2024
- Individual RAUM · $26.1M to $26.4MMar 9, 2023 to Feb 28, 2024
- Pension RAUM · $8.2M to $10.3MMar 9, 2023 to Feb 28, 2024
- RAUM · $191M to $231MMar 9, 2023 to Feb 28, 2024
- Accounts · 425 to 446Feb 2, 2022 to Mar 9, 2023
- HNW clients · 55 to 56Feb 2, 2022 to Mar 9, 2023
- Individual clients · 74 to 72Feb 2, 2022 to Mar 9, 2023
- Assets in custody · $25.5M to $24.8MFeb 2, 2022 to Mar 9, 2023
- Discretionary RAUM · $205M to $191MFeb 2, 2022 to Mar 9, 2023
- HNW RAUM · $168M to $156MFeb 2, 2022 to Mar 9, 2023
- Individual RAUM · $28.2M to $26.1MFeb 2, 2022 to Mar 9, 2023
- Pension RAUM · $9.6M to $8.2MFeb 2, 2022 to Mar 9, 2023
- RAUM · $205M to $191MFeb 2, 2022 to Mar 9, 2023
- Accounts · 415 to 425Jan 26, 2021 to Feb 2, 2022
- HNW clients · 53 to 55Jan 26, 2021 to Feb 2, 2022
Signals
1 dated events
- W••••• • B•••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c••••••@w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-381-8610reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- W•••••B••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (800) 381-8610reportedpublic record, Form ADV, Jun 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $140Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026