DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Telemus Wealth Advisors, LLC

Former SEC-registered adviserSouthfield, MichiganCRD 134114SEC 801-64748IAPD
Latest filing Apr 1, 2013
First filing on the tape Mar 29, 2012 · 4 filings
RAUM
$705M
reported, Item 5.F
Discretionary
8.6%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$705M as of Apr 1, 2013
Mar 29, 2012$452M then
HNW client RAUM: no history
State-registered IARs (5.B.3): 4
Employees (5.A): 8
Private funds: no history
RAUM +56% over the last fiscal year
Practice profile
derived from the filing of Apr 1, 2013; every figure names its basis
RAUM per advisor
$176MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
8.6%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+56%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
308reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Carl Eric Oppenheim · Chief Operating Officer / Chief Compliance Officercontrol
      since 10/2009 · owns less than 5%
    • James Robert Schlagheck · Chief Financial Officer / Controllercontrol
      since 01/2013 · owns less than 5%
    • Matthew Lyle Wolberg · Presidentcontrol
      since 11/2005 · owns less than 5%
    • Louis Gary Ran · Chairman/Member, Board Of Memberscontrol
      since 11/2005 · owns 25% to 50% of Telemus Capital Partners
    Entity owners
    • Telemus Capital Partners, LLC · Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    Advisers that list Telemus Wealth Advisors, LLC as a related person
    Offices
    Schedule D 1.F, the 25 largest
    • Ann Arbor, MI
    What changed
    consecutive filings, newest first
    • Accounts · 248 to 308
      Jan 18, 2013 to Apr 1, 2013
    • Advisory employees · 5 to 6
      Jan 18, 2013 to Apr 1, 2013
    • BD registered reps · 8 to 0
      Jan 18, 2013 to Apr 1, 2013
    • Insurance-licensed employees · 6 to 5
      Jan 18, 2013 to Apr 1, 2013
    • Financial planning clients · 1-10 to 26-50
      Jan 18, 2013 to Apr 1, 2013
    • State-registered IARs · 6 to 4
      Jan 18, 2013 to Apr 1, 2013
    • Discretionary RAUM · $0 to $60.8M
      Jan 18, 2013 to Apr 1, 2013
    • Non-discretionary RAUM · $452M to $644M
      Jan 18, 2013 to Apr 1, 2013
    • RAUM · $452M to $705M
      Jan 18, 2013 to Apr 1, 2013
    • Related broker-dealer · true to false
      Jan 2, 2013 to Jan 18, 2013
    • Advisory employees · unset to 5.0
      Mar 29, 2012 to Jan 2, 2013
    • BD registered reps · unset to 8.0
      Mar 29, 2012 to Jan 2, 2013
    • Employees · unset to 8.0
      Mar 29, 2012 to Jan 2, 2013
    • State-registered IARs · unset to 6.0
      Mar 29, 2012 to Jan 2, 2013
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026