DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 19 filings
SEC status approved since Mar 4, 2005
RAUM
$161M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
14%
$22.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$161M as of Mar 30, 2026
Mar 30, 2012$149M then
HNW client RAUM$22.9M as of Mar 30, 2026
Mar 30, 2018$230,400 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)5 as of Mar 30, 2026
Apr 1, 20138 then
Private funds1 as of Mar 30, 2026
Mar 30, 20121 then
RAUM -0.8% over the last fiscal year+0.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.6MderivedHNW RAUM over HNW clients
- Average account
- $26.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +200%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $123M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$123M76%
- High-net-worth individuals$22.9M14%
- Charitable organizations$14.9M9.3%
- Pension and profit-sharing plans$151,7310.1%
- Individual clients
- 0reported
- HNW clients
- 3reported
- Pension plan clients
- 1reported
- Charitable clients
- 1reported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $123M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.14 fund_share=0.76 institutional_share=0.09 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• G••••• P••••••• I• L• | Hedge Fund | $143M | 85 | Mar 30, 2012 |
| G••••• I•••••••• D•••••••• F•••• L•no longer reported | Hedge Fund | $1.3M | 2 | Apr 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- C•••• A•••••• J••• · Chief Compliance Officer And Chief Financial Officercontrolsince 07/2008 · owns less than 5%
- H••••••• P•••• V••••• · Managing Directorcontrolsince 01/2005 · owns less than 5%
- M•••••• M••••••• M••• · Managing Directorcontrolsince 01/2005 · owns less than 5%
- C•••• A•••••• J••• · Managing Membercontrolsince 07/2008 · owns F of G•••••• L••
- H••••••• P•••• V••••• · Managing Membercontrolsince 07/2008 · owns 25% to 50% of G•••••• L••
- M•••••• M••••••• M••• · Managing Membercontrolsince 11/2008 · owns 25% to 50% of G•••••• L••
Entity owners
- G•••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- A••••• J• C•••insurancey
- G••••• C•••••• H•••••••• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 4 to 6Mar 28, 2025 to Mar 30, 2026
- HNW clients · 1 to 3Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $132M to $123MMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $162M to $161MMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $16.6M to $22.9MMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $403,625 to $151,731Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $132M to $123MMar 28, 2025 to Mar 30, 2026
- RAUM · $162M to $161MMar 28, 2025 to Mar 30, 2026
- Accounts · 3 to 4Mar 29, 2024 to Mar 28, 2025
- Charity clients · 0 to 1Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $143M to $132MMar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $159M to $162MMar 29, 2024 to Mar 28, 2025
- HNW RAUM · $15.7M to $16.6MMar 29, 2024 to Mar 28, 2025
- Pension RAUM · $368,017 to $403,625Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $143M to $132MMar 29, 2024 to Mar 28, 2025
- RAUM · $159M to $162MMar 29, 2024 to Mar 28, 2025
- Accounts · 6 to 3Mar 31, 2023 to Mar 29, 2024
- Individual clients · 1 to 0Mar 31, 2023 to Mar 29, 2024
- Pension plan clients · 3 to 1Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $140M to $143MMar 31, 2023 to Mar 29, 2024
- Other offices · 0 to 1Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $158M to $159MMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $14.7M to $15.7MMar 31, 2023 to Mar 29, 2024
- Individual RAUM · 81024.0 to unsetMar 31, 2023 to Mar 29, 2024
- Pension RAUM · $3.4M to $368,017Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $140M to $143MMar 31, 2023 to Mar 29, 2024
- RAUM · $158M to $159MMar 31, 2023 to Mar 29, 2024
- Accounts · 5 to 6Mar 30, 2022 to Mar 31, 2023
- HNW clients · 0 to 1Mar 30, 2022 to Mar 31, 2023
- Assets in custody · $153M to $140MMar 30, 2022 to Mar 31, 2023
- Employees · 6 to 5Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $158M to $158MMar 30, 2022 to Mar 31, 2023
- HNW RAUM · unset to 14696547.0Mar 30, 2022 to Mar 31, 2023
- Individual RAUM · $556,700 to $81,024Mar 30, 2022 to Mar 31, 2023
- Pension RAUM · $4.5M to $3.4MMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $153M to $140MMar 30, 2022 to Mar 31, 2023
- RAUM · $158M to $158MMar 30, 2022 to Mar 31, 2023
- Accounts · 4 to 5Mar 31, 2021 to Mar 30, 2022
- Individual clients · 0 to 1Mar 31, 2021 to Mar 30, 2022
Signals
1 dated events
- Heath Richard Proctor (Member) no longer on Schedule A of G••••• C•••••• M••••••••• L•• (listed 2022-03-30, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- G•••••LLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (941) 556 5333reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026