DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••• I••••••••• M••••••••• L••
Latest filing Apr 7, 2026
First filing on the tape Mar 21, 2012 · 22 filings
SEC status approved since Jan 27, 2006
RAUM
$497M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
17%
$82.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$497M as of Apr 7, 2026
Mar 21, 2012$340M then
HNW client RAUM$82.2M as of Apr 7, 2026
Mar 9, 2018$52.4M then
State-registered IARs (5.B.3)0 as of Apr 7, 2026
Mar 21, 20120 then
Employees (5.A)11 as of Apr 7, 2026
Mar 20, 201316 then
Private funds7 as of Apr 7, 2026
Mar 21, 20126 then
RAUM -0.2% over the last fiscal year+3.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $41.1MderivedHNW RAUM over HNW clients
- Average account
- $49.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $414M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$414M83%
- High-net-worth individuals$82.2M17%
- Charitable organizations$1.1M0.2%
- Individual clients
- n/areported
- HNW clients
- 2reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 10reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $414M for 7 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.17 fund_share=0.83 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••••• P•••••• E••••• P•••••••• L• | Other Private Fund | $205M | 12 | Mar 21, 2012 |
| V••••• O••••••••• G••••• E••••• P•••••••• L• | Hedge Fund | $47.6M | 3 | Mar 21, 2012 |
| V••••• S••• V•••••• C•••••• I•• L••• | Venture Capital Fund | $41.2M | 30 | Mar 24, 2021 |
| V••••• H••••• S••••••••• F•••• L• | Hedge Fund | $30.8M | 4 | Mar 21, 2012 |
| V••••• R••• E••••• P••••••• I••• L• | Real Estate Fund | $26.3M | 18 | Mar 20, 2013 |
| V••••• S••• V•••••• C•••••• I•• L• | Venture Capital Fund | $23.0M | 16 | Mar 20, 2024 |
| V••••• O••••••• H••••• S•••••••• F•••• L••no longer reported | Hedge Fund | $22.6M | 2 | Mar 21, 2012 |
| V••••• E••••• A•• R•••••••• P••••••• I••• L••• | Other Private Fund | $20.5M | 21 | Mar 20, 2013 |
| V••••• R••• A••••• F•••• L• | Other Private Fund | $10.1M | 21 | Mar 21, 2012 |
| V••••• R••• A••••• F••• I•• L•no longer reported | Other Private Fund | $0 | 0 | Mar 21, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• J••••• C• · Chief Executive Officercontrolsince 09/2004 · owns less than 5%
- K••• S•••••• R• · Partner, Investment Strategy And Risk Managementcontrolsince 09/2004 · owns less than 5%
- B•••••• J••••• C• · Membercontrolsince 09/2004 · owns 50% to 75% of V••••••••• L••
- K••• S•••••• R• · Membercontrolsince 01/2005 · owns 25% to 50% of V••••••••• L••
- G•••••• K••••• M• · Chief Compliance Officer/Cfosince 08/2008 · owns less than 5%
Entity owners
- V••••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- V••••• P•••••• E••••• P••••••• G•• L••pooled vehicle sponsorn
- V••••• R••• A••••• C••••••• L••pooled vehicle sponsorn
- V••••• S••• V•••••• C•••••• I•• G• L••pooled vehicle sponsorn
- V••••• S••• V••••••• C•••••• I• G•• L••pooled vehicle sponsorn
- V••• I•• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 6Jan 7, 2026 to Mar 3, 2026
- Assets in custody · $427M to $414MJan 7, 2026 to Mar 3, 2026
- Discretionary RAUM · $498M to $497MJan 7, 2026 to Mar 3, 2026
- HNW RAUM · $69.9M to $82.2MJan 7, 2026 to Mar 3, 2026
- Pooled vehicle RAUM · $427M to $414MJan 7, 2026 to Mar 3, 2026
- RAUM · $498M to $497MJan 7, 2026 to Mar 3, 2026
- Accounts · 11 to 10Mar 20, 2024 to Mar 20, 2025
- Advisory employees · 6 to 5Mar 20, 2024 to Mar 20, 2025
- Pooled vehicle clients · 8 to 7Mar 20, 2024 to Mar 20, 2025
- Assets in custody · $404M to $427MMar 20, 2024 to Mar 20, 2025
- Employees · 12 to 11Mar 20, 2024 to Mar 20, 2025
- Financial planning clients · 11-25 to 1-10Mar 20, 2024 to Mar 20, 2025
- Private funds · 8 to 7Mar 20, 2024 to Mar 20, 2025
- Discretionary RAUM · $469M to $498MMar 20, 2024 to Mar 20, 2025
- HNW RAUM · $63.5M to $69.9MMar 20, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $404M to $427MMar 20, 2024 to Mar 20, 2025
- RAUM · $469M to $498MMar 20, 2024 to Mar 20, 2025
- Accounts · 10 to 11Mar 24, 2023 to Mar 20, 2024
- Pooled vehicle clients · 7 to 8Mar 24, 2023 to Mar 20, 2024
- Assets in custody · $392M to $404MMar 24, 2023 to Mar 20, 2024
- Financial planning clients · 1-10 to 11-25Mar 24, 2023 to Mar 20, 2024
- Private funds · 7 to 8Mar 24, 2023 to Mar 20, 2024
- Discretionary RAUM · $452M to $469MMar 24, 2023 to Mar 20, 2024
- HNW RAUM · $58.6M to $63.5MMar 24, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $392M to $404MMar 24, 2023 to Mar 20, 2024
- RAUM · $452M to $469MMar 24, 2023 to Mar 20, 2024
- Accounts · 11 to 10Mar 30, 2022 to Mar 24, 2023
- Advisory employees · 7 to 6Mar 30, 2022 to Mar 24, 2023
- Pooled vehicle clients · 8 to 7Mar 30, 2022 to Mar 24, 2023
- Assets in custody · $413M to $392MMar 30, 2022 to Mar 24, 2023
- Employees · 13 to 12Mar 30, 2022 to Mar 24, 2023
- Financial planning clients · 11-25 to 1-10Mar 30, 2022 to Mar 24, 2023
- Private funds · 8 to 7Mar 30, 2022 to Mar 24, 2023
- Discretionary RAUM · $482M to $452MMar 30, 2022 to Mar 24, 2023
- HNW RAUM · $68.0M to $58.6MMar 30, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $413M to $392MMar 30, 2022 to Mar 24, 2023
- RAUM · $482M to $452MMar 30, 2022 to Mar 24, 2023
- Assets in custody · $368M to $413MMar 24, 2021 to Mar 30, 2022
- Employees · 12 to 13Mar 24, 2021 to Mar 30, 2022
- Discretionary RAUM · $425M to $482MMar 24, 2021 to Mar 30, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- V••••• I••••••••• M••••••••• L•• · Private Equityshared crd · organization
- V••••• I••••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/verdis-investment-management/about/?viereportedpublic record, Form ADV, Sep 19, 2026
- Website
- stillpondllc.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 610-397-1600reportedpublic record, Form ADV, Apr 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
V••••• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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