DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
V•••••• I••••••••• P•••••••
Legal name V•••••• V••••••• M••••••••• L••
Latest filing Mar 29, 2021
First filing on the tape Jun 26, 2014 · 5 filings
RAUM
$138M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
41
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
$138M gross assets
History
5 filings and snapshots on the tape
RAUM$138M as of Mar 29, 2021
Jun 26, 2014$688M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2021
Jun 26, 20140 then
Employees (5.A)41 as of Mar 29, 2021
Jun 26, 201417 then
Private funds3 as of Mar 29, 2021
Jun 26, 201418 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 29, 2021; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $46.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $138M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$138M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $138M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V•••••• V•••••• P••••••• I•• ••••••• L•no longer reported | Private Equity Fund | $125M | 60 | Mar 30, 2012 |
| V•••••• V•••••• P••••••• I• ••••••• L•no longer reported | Other Private Fund | $91.9M | 32 | Mar 30, 2012 |
| V•••••• V•••••• P••••••• I• ••••••• P••••••• L•no longer reported | Other Private Fund | $5.3M | 11 | Mar 31, 2014 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• S•••••• N•• · Directorcontrolsince 04/2002 · owns less than 5%
- F•••• A•••• H••••• · Share Holder, Ceo, Directorcontrolsince 04/2002 · owns 10% to 25%
- B••••••• H••••• M•••• · Share Holdercontrolsince 03/2006 · owns 75% or more of H•••• M•••••••• S••••••• ••••• L••
- D•••••• A••• · Shareholdercontrolsince 01/2016 · owns 25% to 50% of A.S. D••••• Management Ltd
- D•••••• S•••••• N•• · Shareholdercontrolsince 02/2007 · owns 75% or more of Y•• D••••• ••••• L••
- D•••••• S•••••• N•• · Share Holdercontrolsince 07/2000 · owns 50% to 75% of A••• D••••• M•••••••• L••
- F•••• A•••• H••••• · Share Holdercontrolsince 08/1997 · owns 50% to 75% of Al F••• Holdings Ltd
- F••••• F•••• L•••••• N•• · Share Holdercontrolsince 08/1997 · owns 50% to 75% of Al F••• Holdings Ltd
- B•• Z•••• A•••• N•• · General Counselsince 11/2017 · owns less than 5%
- B••••••• M••••••• N•• · Chief Operations Officersince 03/2016 · owns less than 5%
- F••••• F•••• L•••••• N•• · Share Holdersince 04/2002 · owns 10% to 25%
- O•••••••• R••••• N•• · Chief Compliance Officersince 02/2017 · owns less than 5%
Entity owners
- A••• D••••• M•••••••• L•• · Share Holderdirect · owns 25% to 50%
- H•••• M•••••••• S••••••• ••••• L•• · Share Holderindirect · owns 25% to 50% of A•• 3• L•••••• P•••••••••
- Y•••• D••••• M•••••••• S••••••• ••••• L••• · Share Holderindirect · owns 25% to 50% of Y•• D••••• ••••• L••
- Y•• D••••• ••••• L•• · Shareholderindirect · owns 75% or more of Y•••• D••••• M•••••••• S••••••• ••••• L•••
- A• F••• H••••••• L•• · Share Holderdirect · owns 10% to 25%
- A•• 3• L•••••• P••••••••• · Share Holderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- D• A••••••••• G• ••••••• L•••investment advisern
- D• P••••••• 2• C•••••• ••••••••• 2••• L•••investment advisern
- P••••• M••••••••• I•• 2••• L•••investment advisern
- V••• 3• C•••••• ••••••••• L•••investment advisern
- V•••••• I••••••••• P•••••••investment advisernRAUM $456M
- V•••••• I••••••••• A••••••• 5• L••investment advisern
- V•••••• I••••••••• A••••••• L••investment advisern
- V•••••• I••••••••• P•••••••investment advisernRAUM $618M
- V•••••• M••••••••• 2••• L•••investment advisern
- V•••••• I••••••••• P•••••••investment advisernRAUM $5.5B
- V•••• C••••• F••• M••••••••• 2••• L•••investment advisern
- V•••• F•••••• M••••••••• L•••investment advisern
- V•••• G••••• M••••••••• F••• 2• L•••investment advisern
- V•••• P••••••• 4• M••••••••• L•••investment advisern
- V•••• P••••••• 5• M••••••••• L•••••• P•••••••••investment advisern
- V•••• P• M••••••••• C•••••• L•••investment advisern
- V•••• V••••••• M••••••••• ••••• L•••••• P•••••••••investment advisern
- V•••• V••••••• V••• M••••••••• 2• L•••investment advisern
- V•••• V••••••• V••• M••••••••• 3• L•••investment advisern
- V•••• V••••••• V••• M••••••••• 4• L•••investment advisern
Advisers that list V•••••• I••••••••• P••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 13 to 12Aug 18, 2020 to Mar 29, 2021
- Assets in custody · $104M to $138MAug 18, 2020 to Mar 29, 2021
- Employees · 28 to 41Aug 18, 2020 to Mar 29, 2021
- Discretionary RAUM · $104M to $138MAug 18, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $104M to $138MAug 18, 2020 to Mar 29, 2021
- RAUM · $104M to $138MAug 18, 2020 to Mar 29, 2021
- Private funds · 6 to 3Mar 19, 2020 to Jun 2, 2020
- Accounts · 18 to 3Jun 26, 2014 to Mar 19, 2020
- Advisory employees · 10 to 13Jun 26, 2014 to Mar 19, 2020
- Business name · V•••••• V••••••• to V•••••• I••••••••• P•••••••Jun 26, 2014 to Mar 19, 2020
- Pooled vehicle clients · unset to 3.0Jun 26, 2014 to Mar 19, 2020
- Assets in custody · $688M to $104MJun 26, 2014 to Mar 19, 2020
- Employees · 17 to 28Jun 26, 2014 to Mar 19, 2020
- Other offices · unset to 0.0Jun 26, 2014 to Mar 19, 2020
- Private funds · 18 to 6Jun 26, 2014 to Mar 19, 2020
- Discretionary RAUM · $688M to $104MJun 26, 2014 to Mar 19, 2020
- Pooled vehicle RAUM · unset to 104204253.0Jun 26, 2014 to Mar 19, 2020
- RAUM · $688M to $104MJun 26, 2014 to Mar 19, 2020
Signals
5 dated events
- V•••••• I••••••••• P••••••• reported RAUM $104.2M, down 85% from $687.8M (2014-06-26 to 2020-03-19)Mar 19, 2020 · RAUM change · derived
- Shmuel Amit Frenkel (Share Holder) no longer on Schedule A of V•••••• I••••••••• P••••••• (listed 2014-06-26, absent 2020-03-19)Mar 19, 2020 · Control person left · inference
- Yael Yanai Frenkel (Share Holder) no longer on Schedule A of V•••••• I••••••••• P••••••• (listed 2014-06-26, absent 2020-03-19)Mar 19, 2020 · Control person left · inference
- Anat Dovrat (Shareholder) appeared on Schedule A of V•••••• I••••••••• P•••••••Mar 19, 2020 · Control person joined · fact
- V•••••• I••••••••• P••••••• filed its initial SEC registration (Form ADV)Mar 19, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- V•••••• I••••••••• P••••••• · Private Equityshared crd · organization
- V•••••• I••••••••• P••••••• · Venture Capitalshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026