DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••• C•••••• P•••••••• L•••
Latest filing Mar 24, 2026
First filing on the tape Mar 30, 2012 · 34 filings
SEC status approved since Jun 8, 2005
RAUM
$7.6B
reported, Item 5.F
Discretionary
57%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
17 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$7.6B as of Mar 24, 2026
Mar 30, 2012$7.6B then
HNW client RAUM$0 as of Mar 24, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Apr 1, 20130 then
Employees (5.A)31 as of Mar 24, 2026
Apr 1, 201364 then
Private funds13 as of Mar 24, 2026
Mar 30, 201245 then
RAUM +17% over the last fiscal year+11% a year over threeIARs 1 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $0derivedHNW RAUM over HNW clients
- Average account
- $449MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 57%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.7%derived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $4.3B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.8B98%
- Charitable organizations$54.7M1.9%
- Individual clients
- 0reported
- HNW clients
- 26reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.3B for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.36 institutional_share=0.01 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
51 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•• E•••••••• F•••• L••• | Hedge Fund | $947M | 59 | Mar 30, 2012 |
| S•• A•••• O•••• F•••• L••• | Hedge Fund | $277M | 88 | Mar 30, 2012 |
| S•• D••••••• V•••• P•••• F•••• L••• | Hedge Fund | $199M | 84 | Feb 18, 2022 |
| S•• M•••••• E••••• H•••• F•••• L••• | Hedge Fund | $164M | 60 | Mar 30, 2012 |
| S•• P•••••• C•••••• F••• I••• L••• | Private Equity Fund | $156M | 79 | Jan 2, 2013 |
| S•• M•••••• E••••• L••• F•••• L••• | Hedge Fund | $126M | 60 | Feb 18, 2022 |
| S•• M•••••• A••••••• R••••• F•••• L••• | Hedge Fund | $112M | 61 | Feb 18, 2022 |
| S•• V•••••• F••• I• L••• | Venture Capital Fund | $82.2M | 80 | Aug 5, 2014 |
| S•• L••••• R••• A••••• F•••• L••• | Hedge Fund | $70.5M | 60 | Feb 18, 2022 |
| S•• F•••• I••••• F•••• L••• | Liquidity Fund | $53.4M | 33 | Mar 30, 2012 |
| S•• S••••••• S••••• U••• T••••no longer reported | Hedge Fund | $38.9M | 1 | Mar 30, 2012 |
| S•• E•••••••• ••••••••• F•••• L••• | Hedge Fund | $31.6M | 11 | Mar 30, 2012 |
| S•• P•••••• E••••• F••• I• L••• | Private Equity Fund | $30.2M | 251 | Mar 30, 2012 |
| S•• R••• E••••• F••• I• L••• | Real Estate Fund | $23.6M | 274 | Mar 30, 2012 |
| S•• P•••••• E••••• F••• I•• L••• | Private Equity Fund | $21.7M | 87 | Mar 30, 2012 |
| S•• R••• A••••• F••• I• L••• | Private Equity Fund | $12.7M | 253 | Mar 30, 2012 |
| S•• N•••••• R•••••••• F••• I• L••• | Private Equity Fund | $11.7M | 264 | Mar 30, 2012 |
| S•• R••• A••••• F••• I•• L••• | Private Equity Fund | $11.3M | 82 | Mar 30, 2012 |
| S•• R••• A••••• L••••• S••••••••• F•••• L•••no longer reported | Hedge Fund | $7.8M | 3 | Mar 30, 2012 |
| S•• N•••••• R•••••••• F••• I•• L••• | Private Equity Fund | $7.7M | 82 | Mar 30, 2012 |
| S•• S••••••• S••••• L•••••• U••• T••••no longer reported | Hedge Fund | $7.0M | 2 | Mar 30, 2012 |
| S•• O•••••••• A••••• F••• I• L••• | Private Equity Fund | $3.2M | 264 | Mar 30, 2012 |
| S•• R••• A••••• F••• A• L••• | Private Equity Fund | $2.9M | 8 | Mar 30, 2012 |
| S•• R••• A••••• U••• C••••no longer reported | Private Equity Fund | $2.8M | 1 | Mar 30, 2016 |
| S•• S••••••• L••••••••• T••••no longer reported | Other Private Fund | $1.8M | 471 | Mar 30, 2012 |
| S•• G•••••• T••••••••• A•• I••••••••• F•••• L••• | Hedge Fund | $1.2M | 0 | Mar 29, 2022 |
| S•• E•••••••• • E••••••• F•••• L•••no longer reported | Hedge Fund | $774,507 | 59 | Mar 30, 2012 |
| S•• C••••••••• F••• I• L•••no longer reported | Private Equity Fund | $675,926 | 1,125 | Mar 30, 2012 |
| S•• S••••••• U••• T••••no longer reported | Hedge Fund | $551,369 | 1 | Mar 30, 2012 |
| S••••••• S••••• L•••••• ••••••••• F•••• L••• | Hedge Fund | $521,632 | 0 | Mar 30, 2012 |
| S•• E•••••••• • M••••• F•••• L•••no longer reported | Hedge Fund | $355,064 | 79 | Mar 30, 2012 |
| S•• G••••• C••••• F•••• L•••no longer reported | Hedge Fund | $321,197 | 60 | Mar 30, 2012 |
| S•• S••••••• S••••• L••••••••• T••••no longer reported | Other Private Fund | $241,156 | 298 | Mar 30, 2012 |
| S•• S••••••• ••••••••• F••• S••• L•••no longer reported | Other Private Fund | $159,081 | 0 | Mar 30, 2012 |
| S•• S••••••• ••••••••• F••• • S••••• S••• L•••no longer reported | Other Private Fund | $147,043 | 0 | Mar 30, 2012 |
| S•• S••••••• L••••••••• T•••• I•no longer reported | Other Private Fund | $138,779 | 0 | Mar 30, 2012 |
| S•• S••••••••• F•••••• F•••• L•••no longer reported | Hedge Fund | $93,526 | 233 | Mar 30, 2012 |
| S•• S••••••• ••••••••• F••• • S••••• L••••••• L•••no longer reported | Hedge Fund | $85,118 | 0 | Mar 30, 2012 |
| S•• S••••••• ••••••••• F•••• L•••no longer reported | Hedge Fund | $70,871 | 0 | Mar 30, 2012 |
| S•• A••••••••• ••••••••• F•••• L•••no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• M•••• S••••• · Partnercontrolsince 01/2016 · owns less than 5%
- G•••• A••••• R• · Co-Chief Financial Officercontrolsince 04/2020 · owns less than 5%
- M••••••••• M•••••• · Co-Chief Financial Officercontrolsince 04/2020 · owns less than 5%
- S•••••• J••••••• T••• · Partnercontrolsince 04/2008 · owns 5% to 10%
- S•••••• P••••• S•••• · Chief Executive Officer/Chief Investment Officer/Partnercontrolsince 06/2002 · owns 25% to 50%
- T•••••• K••• A• · Chief Legal Officer/Chief Compliance Officer/Partnercontrolsince 03/2024 · owns less than 5%
- C••••••• S•••••• D• · Trusteecontrolsince 09/1992 · owns F of C•••••• F••••• N••••••••• M•••••• D•••••••• T••••
- S•••••• P••••• S•••• · Managing Membercontrolsince 06/2002 · owns 75% or more of S••••• C•••••• P••••••• G•• L•••••
- J••••••• R••• B•••• · Limited Partnersince 05/2011 · owns 25% to 50%
- S•••••• B••••• P••• · Limited Partnersince 06/2002 · owns less than 5%
- S•••••• C••••••••• E••••• · Limited Partnersince 11/2003 · owns less than 5%
- S•••••• S••••• P•••• · Limited Partnersince 06/2002 · owns 5% to 10%
Entity owners
- S••••• C•••••• P••••••• G•• L••••• · General Partnerdirect · owns less than 5%
- C•••••• F••••• N••••••••• M•••••• D•••••••• T•••• · Limited Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- S•• A••••••••• G•• L••investment adviserbankpooled vehicle sponsorn
- S•• N•••••• R•••••••• G• I• L••investment adviserbankpooled vehicle sponsorn
- S•• N•••••• R•••••••• G• I•• L••investment adviserbankpooled vehicle sponsorn
- S•• O•••••••• A••••• G• I• L••investment adviserbankpooled vehicle sponsorn
- S•• P•••••• C•••••• G• I••• L••investment adviserbankpooled vehicle sponsorn
- S•• P•••••• E••••• G• I• L••investment adviserbankpooled vehicle sponsorn
- S•• P•••••• E••••• G• I•• L••investment adviserbankpooled vehicle sponsorn
- S•• R••• A••••• G• I• L••investment adviserbankpooled vehicle sponsorn
- S•• R••• A••••• G• I•• L••investment adviserbankpooled vehicle sponsorn
- S•• R••• E••••• G• I• L••investment adviserbankpooled vehicle sponsorn
- S•• V•••••• G• I• L••investment adviserpooled vehicle sponsorn
- S••••• C•••••• A••••••••• L•••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 14 to 17Nov 25, 2025 to Mar 24, 2026
- Advisory employees · 16 to 17Nov 25, 2025 to Mar 24, 2026
- HNW clients · 27 to 26Nov 25, 2025 to Mar 24, 2026
- Pooled vehicle clients · 11 to 13Nov 25, 2025 to Mar 24, 2026
- Assets in custody · $3.5B to $4.3BNov 25, 2025 to Mar 24, 2026
- State-registered IARs · 1 to 0Nov 25, 2025 to Mar 24, 2026
- Discretionary RAUM · $3.5B to $4.3BNov 25, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $3.0B to $3.3BNov 25, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $2.4B to $2.8BNov 25, 2025 to Mar 24, 2026
- RAUM · $6.5B to $7.6BNov 25, 2025 to Mar 24, 2026
- Private funds · 11 to 13Mar 26, 2025 to Nov 25, 2025
- Accounts · 21 to 14Mar 27, 2024 to Mar 26, 2025
- Advisory employees · 14 to 16Mar 27, 2024 to Mar 26, 2025
- HNW clients · 22 to 27Mar 27, 2024 to Mar 26, 2025
- Pooled vehicle clients · 20 to 11Mar 27, 2024 to Mar 26, 2025
- Assets in custody · $3.4B to $3.5BMar 27, 2024 to Mar 26, 2025
- Employees · 27 to 31Mar 27, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 26, 2025
- Private funds · 20 to 11Mar 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $3.4B to $3.5BMar 27, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $2.7B to $3.0BMar 27, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $2.3B to $2.4BMar 27, 2024 to Mar 26, 2025
- RAUM · $6.1B to $6.5BMar 27, 2024 to Mar 26, 2025
- Accounts · 25 to 21Mar 24, 2023 to Mar 27, 2024
- Advisory employees · 9 to 14Mar 24, 2023 to Mar 27, 2024
- Pooled vehicle clients · 22 to 20Mar 24, 2023 to Mar 27, 2024
- Assets in custody · $3.1B to $3.4BMar 24, 2023 to Mar 27, 2024
- Employees · 24 to 27Mar 24, 2023 to Mar 27, 2024
- Private funds · 22 to 20Mar 24, 2023 to Mar 27, 2024
- Discretionary RAUM · $3.1B to $3.4BMar 24, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $2.5B to $2.7BMar 24, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.2B to $2.3BMar 24, 2023 to Mar 27, 2024
- RAUM · $5.6B to $6.1BMar 24, 2023 to Mar 27, 2024
- Advisory employees · 10 to 9Mar 29, 2022 to Mar 24, 2023
- Assets in custody · $3.3B to $3.1BMar 29, 2022 to Mar 24, 2023
- Employees · 25 to 24Mar 29, 2022 to Mar 24, 2023
- Discretionary RAUM · $3.3B to $3.1BMar 29, 2022 to Mar 24, 2023
- Non-discretionary RAUM · $2.7B to $2.5BMar 29, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $2.3B to $2.2BMar 29, 2022 to Mar 24, 2023
- RAUM · $6.0B to $5.6BMar 29, 2022 to Mar 24, 2023
Signals
8 dated events
- Matthew Mcconaghy (Co-Chief Financial Officer) appeared on Schedule A of S••••• C•••••• P•••••••• L•••Mar 27, 2024 · Control person joined · fact
- R Anita Gadd (Co-Chief Financial Officer) appeared on Schedule A of S••••• C•••••• P•••••••• L•••Mar 27, 2024 · Control person joined · fact
- A Kim Tomsen (Chief Legal Officer/Chief Compliance Officer/Partner) appeared on Schedule A of S••••• C•••••• P•••••••• L•••Mar 27, 2024 · Control person joined · fact
- James Michael Dahl (Chief Compliance Officer / Chief Legal Officer) no longer on Schedule A of S••••• C•••••• P•••••••• L••• (listed 2023-03-24, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- A Kim Tomsen (Chief Compliance Officer/General Counsel/Partner/Chief Of Staff) no longer on Schedule A of S••••• C•••••• P•••••••• L••• (listed 2022-02-18, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- James Michael Dahl (Chief Compliance Officer / Chief Legal Officer) appeared on Schedule A of S••••• C•••••• P•••••••• L•••Mar 29, 2022 · Control person joined · fact
- Jr. Ronald Frank Marryott (Partner/Chief Operating Officer/Chief Legal Officer) no longer on Schedule A of S••••• C•••••• P•••••••• L••• (listed 2019-03-31, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- D. Samuel Colella (Trustee) appeared on Schedule A of S••••• C•••••• P•••••••• L•••Mar 31, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- S••••• C•••••• P•••••••• L••• · Independent Sponsorsshared crd · capital_provider
- S••••• C•••••• P•••••••• L••• · Private Equityshared crd · organization
- S••••• C•••••• P•••••••• L••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••://WWW.S•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-233-5000reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
S••••• C•••••• P•••••••• L••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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