DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••• F••••••••• L••
Latest filing Mar 3, 2026
First filing on the tape Feb 24, 2012 · 9 filings
SEC status approved since Oct 7, 2024
RAUM
$160M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$160M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$79.8M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$160M as of Mar 3, 2026
Feb 24, 2012$69.5M then
HNW client RAUM$120M as of Mar 3, 2026
Mar 14, 2025$97.3M then
State-registered IARs (5.B.3)2 as of Mar 3, 2026
Feb 24, 20120 then
Employees (5.A)3 as of Mar 3, 2026
Mar 14, 20253 then
Private funds: no history
RAUM +18% over the last fiscal yearIARs 2 to 2offices 1 to 4
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $79.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $485,106derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $160M, 121 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$120M75%
- Individuals$39.1M25%
- Individual clients
- 73reported
- HNW clients
- 48reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 329reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $160M for 121 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••• E••••• S••••Certified Financial Planner | Casselberry, Fl | Sep 17, 2015 | 27 y | 5 |
| S••••• D••• | Casselberry, Fl | Aug 30, 2017 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••• E••••• S•••• from C••••• • A••••••••• I•••Sep 17, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••• R••••• E••••• · Managing Member/Owner/Chief Compliance Officercontrolsince 10/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Casselberry, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Melbourne, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 311 to 329Oct 17, 2025 to Mar 3, 2026
- HNW clients · 43 to 48Oct 17, 2025 to Mar 3, 2026
- Individual clients · 81 to 73Oct 17, 2025 to Mar 3, 2026
- Assets in custody · $135M to $160MOct 17, 2025 to Mar 3, 2026
- Other offices · 1 to 4Oct 17, 2025 to Mar 3, 2026
- Discretionary RAUM · $135M to $160MOct 17, 2025 to Mar 3, 2026
- HNW RAUM · $97.3M to $120MOct 17, 2025 to Mar 3, 2026
- Individual RAUM · $37.5M to $39.1MOct 17, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $0 to $20,957Oct 17, 2025 to Mar 3, 2026
- RAUM · $135M to $160MOct 17, 2025 to Mar 3, 2026
- BD registered reps · 2 to 0Mar 14, 2025 to Oct 17, 2025
- Financial planning clients · 0 to 0Mar 14, 2025 to Oct 17, 2025
- RAUM · $122M to $135MSep 4, 2024 to Mar 14, 2025
- Accounts · 304 to 311Sep 4, 2024 to Mar 14, 2025
- Charity clients · unset to 0.0Sep 4, 2024 to Mar 14, 2025
- Corporate clients · unset to 0.0Sep 4, 2024 to Mar 14, 2025
- HNW clients · 41 to 43Sep 4, 2024 to Mar 14, 2025
- Individual clients · 85 to 81Sep 4, 2024 to Mar 14, 2025
- Pension plan clients · unset to 0.0Sep 4, 2024 to Mar 14, 2025
- Pooled vehicle clients · unset to 0.0Sep 4, 2024 to Mar 14, 2025
- Assets in custody · $4.1M to $135MSep 4, 2024 to Mar 14, 2025
- Discretionary RAUM · $122M to $135MSep 4, 2024 to Mar 14, 2025
- HNW RAUM · $85.7M to $97.3MSep 4, 2024 to Mar 14, 2025
- Individual RAUM · $36.7M to $37.5MSep 4, 2024 to Mar 14, 2025
- Pension RAUM · unset to 0.0Sep 4, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · unset to 0.0Sep 4, 2024 to Mar 14, 2025
- Accounts · 424 to 304Jun 20, 2012 to Sep 4, 2024
- Advisory employees · unset to 2.0Jun 20, 2012 to Sep 4, 2024
- Advisory activities · 3 to 4Jun 20, 2012 to Sep 4, 2024
- BD registered reps · unset to 2.0Jun 20, 2012 to Sep 4, 2024
- HNW clients · unset to 41.0Jun 20, 2012 to Sep 4, 2024
- Individual clients · unset to 85.0Jun 20, 2012 to Sep 4, 2024
- Assets in custody · unset to 4100661.0Jun 20, 2012 to Sep 4, 2024
- Custody of client assets · false to trueJun 20, 2012 to Sep 4, 2024
- Employees · unset to 3.0Jun 20, 2012 to Sep 4, 2024
- Financial planning clients · 101-250 to 0Jun 20, 2012 to Sep 4, 2024
- HQ city · ALTAMONTE SPRINGS to CASSELBERRYJun 20, 2012 to Sep 4, 2024
- State-registered IARs · 0 to 2Jun 20, 2012 to Sep 4, 2024
- Other offices · unset to 1.0Jun 20, 2012 to Sep 4, 2024
- Discretionary RAUM · $65.5M to $122MJun 20, 2012 to Sep 4, 2024
Signals
4 dated events
- Eugene Randy Smith (Managing Member/Owner/Chief Compliance Officer) appeared on Schedule A of F•••••• F••••••••• L••Sep 4, 2024 · Control person joined · fact
- Rain Hughes (Managing Member And Chief Compliance Officer) no longer on Schedule A of F•••••• F••••••••• L•• (listed 2012-06-20, absent 2024-09-04)Sep 4, 2024 · Control person left · inference
- Joseph John Didomenico (Managing Member) no longer on Schedule A of F•••••• F••••••••• L•• (listed 2012-06-20, absent 2024-09-04)Sep 4, 2024 · Control person left · inference
- F•••••• F••••••••• L•• filed its initial SEC registration (Form ADV)Sep 4, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- support@myfairwayfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-672-0111reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 321-724-0727reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- myfairwayfinancial.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 407-628-0850reportedpublic record, Form ADV, Mar 3, 2026
- Team page
- myfairwayfinancial.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026