DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
T••••••• A•••• M••••••••• L••
Latest filing Mar 31, 2021
First filing on the tape Mar 30, 2012 · 15 filings
RAUM
$73.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
$75.2M gross assets
History
15 filings and snapshots on the tape
RAUM$73.5M as of Mar 31, 2021
Mar 30, 2012$444M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2021
Apr 1, 20130 then
Employees (5.A)6 as of Mar 31, 2021
Apr 1, 201316 then
Private funds4 as of Mar 31, 2021
Mar 30, 20126 then
RAUM +54% over the last fiscal year-3.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2021; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $18.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +54%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $69.1M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$73.5M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $69.1M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••••• T••• F•••• L•no longer reported | Hedge Fund | $92.6M | 27 | Mar 30, 2012 |
| T••••••• R••••••••• F•••• L•• | Hedge Fund | $75.5M | 17 | Mar 30, 2020 |
| T••••••• W•••••• F•••• L••no longer reported | Hedge Fund | $6.1M | 3 | Mar 30, 2012 |
| T••••••• I••••• A•• C••••• O••••••••• P••••••••• L• | Hedge Fund | $3.9M | 32 | Mar 30, 2012 |
| T••• I••••••••• V•••••• V•••• L• | Hedge Fund | $2.2M | 8 | Mar 31, 2017 |
| T••••••• F••• O• F•••• I•• L•••no longer reported | Hedge Fund | $228,000 | 3 | Mar 30, 2012 |
| T••••••• F••• O• F••••• L••• | Hedge Fund | $50,000 | 10 | Mar 30, 2012 |
| T••• I••••••••• V•••••• I•• L•no longer reported | Hedge Fund | $35,000 | 4 | Apr 1, 2013 |
| T••••••• L•••••• F•••• L•no longer reported | Hedge Fund | $24,000 | 47 | Mar 30, 2012 |
| T••• I••••••••• V•••••• V•• L•no longer reported | Hedge Fund | $23,000 | 18 | Mar 30, 2016 |
| T••• I••••••••• V•••••• V• L•no longer reported | Hedge Fund | $19,000 | 8 | Mar 30, 2016 |
| T••• I••••••••• V•••••• I•• L•no longer reported | Hedge Fund | $19,000 | 11 | Mar 31, 2015 |
| T••• I••••••••• V•••••• X• L• | Hedge Fund | $16,000 | 13 | Mar 31, 2018 |
| T••• I••••••••• V•••••• V••• L• | Hedge Fund | $14,000 | 5 | Mar 31, 2017 |
| T••• I••••••••• V•••••• I••• L• | Hedge Fund | $13,000 | 3 | Mar 31, 2014 |
| T••• I••••••••• V•••••• I• L•no longer reported | Hedge Fund | $12,635 | 10 | Apr 1, 2013 |
Owners and control persons
Schedule A and B, latest filing
- L•••••• N•••••• D•••• · Chairman/Chief Investment Officercontrolsince 02/2002 · owns less than 5%
- S•••••••• S••••••• S•••• · Chief Compliance Officercontrolsince 01/2013 · owns less than 5%
- L•••••• E••••••••• B••••• · Trusteecontrolsince 04/1998 · owns F of L••••• F••••• 1••• I••••••••• T••••
- L•••••• P•••• J••••• · Trusteecontrolsince 09/2003 · owns F of L••••• F••••• 1••• I••••••••• T••••
Entity owners
- L••••• F••••• 1••• I••••••••• T•••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- T••••••• R••••••••• G•• L••pooled vehicle sponsorn
- T••• G•• L••pooled vehicle sponsorn
Advisers that list T••••••• A•••• M••••••••• L•• as a related person
- 167528 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 4Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 8 to 4Mar 30, 2020 to Mar 31, 2021
- Assets in custody · $42.7M to $69.1MMar 30, 2020 to Mar 31, 2021
- Private funds · 7 to 4Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $47.7M to $73.5MMar 30, 2020 to Mar 31, 2021
- Non-discretionary RAUM · $135,000 to $0Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $47.8M to $73.5MMar 30, 2020 to Mar 31, 2021
- RAUM · $47.8M to $73.5MMar 30, 2020 to Mar 31, 2021
- Related adviser · true to falseMar 30, 2020 to Mar 31, 2021
- Related bank · true to falseMar 30, 2020 to Mar 31, 2021
- Advisory employees · 4 to 3Mar 31, 2019 to Mar 30, 2020
- Advisory activities · 2 to 1Mar 31, 2019 to Mar 30, 2020
- BD registered reps · 1 to 0Mar 31, 2019 to Mar 30, 2020
- Assets in custody · $34.2M to $42.7MMar 31, 2019 to Mar 30, 2020
- Employees · 7 to 6Mar 31, 2019 to Mar 30, 2020
- HQ city · NEW YORK to unsetMar 31, 2019 to Mar 30, 2020
- HQ state · NY to unsetMar 31, 2019 to Mar 30, 2020
- Other offices · 2 to 0Mar 31, 2019 to Mar 30, 2020
- Discretionary RAUM · $56.6M to $47.7MMar 31, 2019 to Mar 30, 2020
- Non-discretionary RAUM · $293,000 to $135,000Mar 31, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $56.9M to $47.8MMar 31, 2019 to Mar 30, 2020
- RAUM · $56.9M to $47.8MMar 31, 2019 to Mar 30, 2020
- Advisory employees · 8 to 4Mar 31, 2018 to Mar 31, 2019
- BD registered reps · 0 to 1Mar 31, 2018 to Mar 31, 2019
- Pooled vehicle clients · 12 to 8Mar 31, 2018 to Mar 31, 2019
- Assets in custody · $47.9M to $34.2MMar 31, 2018 to Mar 31, 2019
- Employees · 12 to 7Mar 31, 2018 to Mar 31, 2019
- Private funds · 10 to 7Mar 31, 2018 to Mar 31, 2019
- Discretionary RAUM · $76.9M to $56.6MMar 31, 2018 to Mar 31, 2019
- Non-discretionary RAUM · $3.9M to $293,000Mar 31, 2018 to Mar 31, 2019
- Pooled vehicle RAUM · $80.7M to $56.9MMar 31, 2018 to Mar 31, 2019
- RAUM · $80.7M to $56.9MMar 31, 2018 to Mar 31, 2019
- Accounts · 24 to 8Mar 31, 2017 to Mar 31, 2018
- Pooled vehicle clients · unset to 12.0Mar 31, 2017 to Mar 31, 2018
- Assets in custody · $57.2M to $47.9MMar 31, 2017 to Mar 31, 2018
- Other offices · unset to 2.0Mar 31, 2017 to Mar 31, 2018
- Discretionary RAUM · $86.9M to $76.9MMar 31, 2017 to Mar 31, 2018
- Non-discretionary RAUM · $60.2M to $3.9MMar 31, 2017 to Mar 31, 2018
- Pooled vehicle RAUM · unset to 80701000.0Mar 31, 2017 to Mar 31, 2018
- RAUM · $147M to $80.7MMar 31, 2017 to Mar 31, 2018
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/terrapin-asset-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- T•••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026