DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Upstate Advisors Group
Legal name Jsd & Associates , Inc
Latest filing Mar 24, 2026
First filing on the tape Mar 24, 2026 · 1 filings
RAUM
$21.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- $10.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $5.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- unknownreportedItem 5.G
- Custody
- $20.8M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$20.8M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $20.8M for 2 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Giovanni Bonaventura Vitale | North Syracuse, Ny | Jun 14, 2024 | 27 y | 2 |
| David Vinciguerra | North Syracuse, Ny | Jun 14, 2024 | 36 y | 3 |
Advisor movement
Left, latest
- Giovanni Bonaventura Vitale to Osaic Wealth, Inc.Dec 31, 2024 · Other
- David Vinciguerra to Osaic Wealth, Inc.Dec 31, 2024 · Other
Joined, latest
- Giovanni Bonaventura Vitale from Securities America Advisors, Inc.Aug 16, 2021 · Affiliated broker-dealer or bank to a state-registered adviser
- David Vinciguerra from Securities America Advisors, Inc.Jul 27, 2021 · Affiliated broker-dealer or bank to a state-registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Osaic Wealth, Inc.Dec 31, 2024 · North Syracuse, Ny
- 2 joined from Securities America Advisors, Inc.Jun 14, 2024 · North Syracuse, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| North Syracuse, Ny · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
4 dated events
- Giovanni Bonaventura Vitale left Upstate Advisors Group for Osaic Wealth, Inc. (registered 2024-06-14)Dec 31, 2024 · Advisor changed firm · fact
- David Vinciguerra left Upstate Advisors Group for Osaic Wealth, Inc. (registered 2024-06-14)Dec 31, 2024 · Advisor changed firm · fact
- 2 advisors left Upstate Advisors Group (North Syracuse, NY) for Osaic Wealth, Inc. on the same dayDec 31, 2024 · Team lift-out · derived
- 2 advisors left Securities America Advisors, Inc. (North Syracuse, NY) for Upstate Advisors Group on the same dayJun 14, 2024 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 315-422-1200reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026