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SEC-registered adviser

A••••• F•• A••••••• L••

Asset manager (funds and pooled vehicles)Orlando, FloridaCRD 135152SEC 801-72450websiteIAPD
Latest filing Aug 20, 2026
First filing on the tape Mar 8, 2012 · 39 filings
SEC status approved since Sep 2, 2011
RAUM
$641M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$641M as of Aug 20, 2026
Mar 8, 2012$6.7M then
HNW client RAUM$538,305 as of Jan 24, 2019
Mar 26, 2018$570,816 then
State-registered IARs (5.B.3)0 as of Aug 20, 2026
Mar 8, 20120 then
Employees (5.A)5 as of Aug 20, 2026
Mar 11, 20134 then
Private funds: no history
RAUM +81% over the last fiscal year+6.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$107MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+143%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$641M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••• Q•••• · Treasurer, Pfocontrol
        since 11/2019 · owns less than 5%
      • C••••• D••••• A••• · Chief Compliance Officer And Anti-Money Laund••••G Officercontrol
        since 11/2019 · owns less than 5%
      • P••••••••• J•••• · Member, Presidentcontrol
        since 08/2016 · owns 10% to 25%
      • S•••• R•••••• J••••• · Membercontrol
        since 12/2023 · owns 5% to 10%
      • I••••• P•••• J••••• · Member
        since 05/2011 · owns 5% to 10%
      • R••••••••• S••••••• R•••••• · Member
        since 05/2011 · owns 5% to 10%
      Entity owners
      • S•••••••• P•••••••• L•• · Member
        direct · owns 50% to 75%
      • G•••• F••••• N•• Y••• P••••••••• · 08/2015
        indirect · owns 75% or more of S•••••••• P•••••••• L••
      • D•••••• W••••• M••••••••• L•• · Member
        direct · owns less than 5% · public reporting company
      Related persons
      Schedule D 7.A
      No related person reported.
      Advisers that list A••••• F•• A••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM up 50 %Change between filings · filing Apr 8, 2025
        RAUM (Item 5.F) moved from $354,372,567 to $861,301,773 (+143.0%) between the annual amendments of 2023-10-31 and 2025-04-08; the peer median change was +8.0% (672 comparable advisers, 97.0th percentile of changes)
        peers: asset managers, $500M to $1B (672) · 97% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 10 to 6
        Jun 2, 2026 to Aug 20, 2026
      • Discretionary RAUM · $643M to $641M
        Jun 2, 2026 to Aug 20, 2026
      • RAUM · $643M to $641M
        Jun 2, 2026 to Aug 20, 2026
      • Discretionary RAUM · $763M to $643M
        Oct 15, 2025 to Jun 2, 2026
      • RAUM · $763M to $643M
        Oct 15, 2025 to Jun 2, 2026
      • Accounts · 11 to 10
        Apr 8, 2025 to Oct 15, 2025
      • BD registered reps · 0 to 1
        Apr 8, 2025 to Oct 15, 2025
      • Business name · F•• A••••••• L•• to A••••• F•• A••••••• L••
        Apr 8, 2025 to Oct 15, 2025
      • Employees · 6 to 5
        Apr 8, 2025 to Oct 15, 2025
      • Financial planning clients · 0 to 0
        Apr 8, 2025 to Oct 15, 2025
      • Discretionary RAUM · $861M to $763M
        Apr 8, 2025 to Oct 15, 2025
      • RAUM · $861M to $763M
        Apr 8, 2025 to Oct 15, 2025
      • Related adviser · false to true
        Apr 8, 2025 to Oct 15, 2025
      • Related broker-dealer · false to true
        Apr 8, 2025 to Oct 15, 2025
      • Accounts · 10 to 11
        Jan 8, 2025 to Apr 8, 2025
      • Employees · 4 to 6
        Jan 8, 2025 to Apr 8, 2025
      • Discretionary RAUM · $796M to $861M
        Jan 8, 2025 to Apr 8, 2025
      • RAUM · $796M to $861M
        Jan 8, 2025 to Apr 8, 2025
      • Advisory employees · 2 to 3
        Oct 30, 2024 to Jan 8, 2025
      • HQ city · NEW Y••• to ORLANDO
        Oct 30, 2024 to Jan 8, 2025
      • HQ state · NY to FL
        Oct 30, 2024 to Jan 8, 2025
      • Legal name · F•• A••••••• L•• to A••••• F•• A••••••• L••
        Oct 30, 2024 to Jan 8, 2025
      • Discretionary RAUM · $706M to $796M
        Oct 30, 2024 to Jan 8, 2025
      • RAUM · $706M to $796M
        Oct 30, 2024 to Jan 8, 2025
      • Advisory employees · 3 to 2
        Apr 17, 2024 to Oct 30, 2024
      • Employees · 5 to 4
        Apr 17, 2024 to Oct 30, 2024
      • Discretionary RAUM · $559M to $706M
        Apr 17, 2024 to Oct 30, 2024
      • RAUM · $559M to $706M
        Apr 17, 2024 to Oct 30, 2024
      • Advisory employees · 5 to 3
        Mar 5, 2024 to Apr 17, 2024
      • Employees · 8 to 5
        Mar 5, 2024 to Apr 17, 2024
      • Discretionary RAUM · $586M to $559M
        Mar 5, 2024 to Apr 17, 2024
      • RAUM · $586M to $559M
        Mar 5, 2024 to Apr 17, 2024
      • Discretionary RAUM · $354M to $586M
        Oct 31, 2023 to Mar 5, 2024
      • RAUM · $354M to $586M
        Oct 31, 2023 to Mar 5, 2024
      • Accounts · 7 to 10
        Nov 29, 2022 to Oct 31, 2023
      • Advisory employees · 3 to 5
        Nov 29, 2022 to Oct 31, 2023
      • Employees · 4 to 8
        Nov 29, 2022 to Oct 31, 2023
      • State-registered IARs · 1 to 0
        Nov 29, 2022 to Oct 31, 2023
      • Discretionary RAUM · $389M to $354M
        Nov 29, 2022 to Oct 31, 2023
      • RAUM · $389M to $354M
        Nov 29, 2022 to Oct 31, 2023
      Signals
      13 dated events
      • A••••• F•• A••••••• L•• reported RAUM $705.7M, up 26% from $558.9M (2024-04-17 to 2024-10-30)
        Oct 30, 2024 · RAUM change · derived
      • A••••• F•• A••••••• L•• reported RAUM $585.6M, up 65% from $354.4M (2023-10-31 to 2024-03-05)
        Mar 5, 2024 · RAUM change · derived
      • Joseph Robert Shea (Member) appeared on Schedule A of A••••• F•• A••••••• L••
        Mar 5, 2024 · Control person joined · fact
      • Joseph Robert Shea (President) no longer on Schedule A of A••••• F•• A••••••• L•• (listed 2022-09-30, absent 2022-11-29)
        Nov 29, 2022 · Control person left · inference
      • A••••• F•• A••••••• L•• reported RAUM $388.9M, down 27% from $529.1M (2022-02-15 to 2022-09-30)
        Sep 30, 2022 · RAUM change · derived
      • A••••• F•• A••••••• L•• reported RAUM $387.7M, up 157% from $150.8M (2020-01-31 to 2021-02-26)
        Feb 26, 2021 · RAUM change · derived
      • Joseph Robert Shea (President) appeared on Schedule A of A••••• F•• A••••••• L••
        Feb 26, 2021 · Control person joined · fact
      • Flanders Janet Johnston (President) no longer on Schedule A of A••••• F•• A••••••• L•• (listed 2020-01-31, absent 2021-02-26)
        Feb 26, 2021 · Control person left · inference
      • Alec Derin Cohen (Chief Compliance Officer And Anti-Money Laundering Officer) appeared on Schedule A of A••••• F•• A••••••• L••
        Nov 6, 2019 · Control person joined · fact
      • Flanders Janet Johnston (President) appeared on Schedule A of A••••• F•• A••••••• L••
        Nov 6, 2019 · Control person joined · fact
      • Q•••• C••• (Treasurer, Pfo) appeared on Schedule A of A••••• F•• A••••••• L••
        Nov 6, 2019 · Control person joined · fact
      • Michael Theodore Theodore (Chief Investment Officer) no longer on Schedule A of A••••• F•• A••••••• L•• (listed 2019-11-01, absent 2019-11-06)
        Nov 6, 2019 · Control person left · inference
      • Paul Jeffrey Lazar (Chief Compliance Officer And Chief Operating Officer) no longer on Schedule A of A••••• F•• A••••••• L•• (listed 2019-11-01, absent 2019-11-06)
        Nov 6, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      abacusfcf.COMreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      212-217-2597reportedpublic record, Form ADV, Aug 20, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026