DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gs Gamma Advisors, LLC
Latest filing Apr 28, 2026
First filing on the tape Nov 22, 2011 · 28 filings
SEC status approved since Jan 23, 2006
RAUM
$299M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$299M as of Apr 28, 2026
Mar 30, 2012$870M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 28, 2026
Apr 1, 20130 then
Employees (5.A)4 as of Apr 28, 2026
Apr 1, 20135 then
Private funds1 as of Apr 28, 2026
Mar 30, 20121 then
RAUM +42% over the last fiscal year-1.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $299MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $299M, 1 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$299M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $299M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Gs Gamma Master Fund, Ltd. | Hedge Fund | $198M | 11 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Marie Jennifer Selliers · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- George Sykes · Membercontrolsince 06/2010 · owns 50% to 75%
Entity owners
- Consolidated Investment Services, Inc. · Shareholderindirect · owns 75% or more of Sage Assets, Inc.
- Gi Holdco II LLC · Memberindirect · owns 75% or more of Gi Holdco LLC
- Gi Holdco LLC · Memberindirect · owns 75% or more of Guggenheim Partners Investment Management Holdings, LLC
- Gmi Gpimh, LLC · Managing Memberindirect · owns F of Guggenheim Partners Investment Management Holdings, LLC
- Greatbanc Trust Company, Trustee · Trusteeindirect · owns F of Sammons Enterprises, Inc. Esot
- Guggenheim Capital, LLC · Memberindirect · owns 75% or more of Guggenheim Partners, LLC
- Guggenheim Capital, LLC · Shareholderindirect · owns 75% or more of Guggenheim Manager, Inc.
- Guggenheim Manager, Inc. · Memberindirect · owns 75% or more of Gmi Gpimh, LLC
- Guggenheim Partners, LLC · Memberindirect · owns 75% or more of Gi Holdco II LLC
- Sage Assets, Inc. · Memberindirect · owns 25% to 50% of Guggenheim Capital, LLC
- Sammons Corporation · Shareholderindirect · owns 75% or more of Consolidated Investment Services, Inc.
- Sammons Enterprises, Inc. · Shareholderindirect · owns 75% or more of Sammons Corporation
- Sammons Enterprises, Inc. Esot · Shareholderindirect · owns 75% or more of Sammons Enterprises, Inc.
- Guggenheim Partners Investment Management Holdings, LLC · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- Gim Gp, Ltd.pooled vehicle sponsorn
- Gs Gamma Management, LLCbankpooled vehicle sponsorn
- Guggenheim Corporate Funding, LLCinvestment adviserbanknRAUM $11B
- Guggenheim Energy, LLCpooled vehicle sponsorn
- Guggenheim Funds Distributors, LLCbroker-dealerinvestment advisernRAUM $7.8B
- Guggenheim Investmentsinvestment adviserbanknRAUM $4.1B
- Guggenheim Investment Advisors (Europe), Ltd.investment advisern
- Guggenheim Investment Advisors, LLCinvestment adviserbanknRAUM $841M
- Guggenheim Investor Services, LLCbroker-dealern
- Guggenheim Wealth Solutions, LLCinvestment advisernRAUM $371M
- Guggenheim Partners Investment Management, LLCinvestment adviserbankpooled vehicle sponsornRAUM $241B
- Guggenheim Partners Middle East Limitedbroker-dealerinvestment advisern
- Guggenheim Real Estate (Ca), Inc.investment companyn
- Guggenheim Securities Europe Limitedbroker-dealern
- Guggenheim Securities International, Ltd.broker-dealern
- Guggenheim Securities Research Services, LLCinvestment advisern
- Guggenheim Securities, LLCbroker-dealern
- Guggenheim Investmentsinvestment adviserbanknRAUM $8.0B
Advisers that list Gs Gamma Advisors, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $210M to $299MMay 14, 2025 to Mar 30, 2026
- Discretionary RAUM · $210M to $299MMay 14, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $210M to $299MMay 14, 2025 to Mar 30, 2026
- RAUM · $210M to $299MMay 14, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to May 14, 2025
- Assets in custody · $198M to $210MMar 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $198M to $210MMar 25, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $198M to $210MMar 25, 2024 to Mar 28, 2025
- RAUM · $198M to $210MMar 25, 2024 to Mar 28, 2025
- Assets in custody · $309M to $198MJan 19, 2024 to Mar 25, 2024
- Discretionary RAUM · $309M to $198MJan 19, 2024 to Mar 25, 2024
- Pooled vehicle RAUM · $309M to $198MJan 19, 2024 to Mar 25, 2024
- RAUM · $309M to $198MJan 19, 2024 to Mar 25, 2024
- Assets in custody · $220M to $309MNov 3, 2022 to Mar 30, 2023
- Discretionary RAUM · $220M to $309MNov 3, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $220M to $309MNov 3, 2022 to Mar 30, 2023
- RAUM · $220M to $309MNov 3, 2022 to Mar 30, 2023
- Advisory employees · 5 to 4Aug 18, 2021 to Mar 30, 2022
- Assets in custody · $145M to $220MAug 18, 2021 to Mar 30, 2022
- Employees · 5 to 4Aug 18, 2021 to Mar 30, 2022
- Discretionary RAUM · $145M to $220MAug 18, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $145M to $220MAug 18, 2021 to Mar 30, 2022
- RAUM · $145M to $220MAug 18, 2021 to Mar 30, 2022
- Advisory employees · 6 to 5Mar 30, 2020 to Mar 31, 2021
- BD registered reps · 1 to 0Mar 30, 2020 to Mar 31, 2021
- Assets in custody · $168M to $145MMar 30, 2020 to Mar 31, 2021
- Employees · 7 to 5Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $168M to $145MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $168M to $145MMar 30, 2020 to Mar 31, 2021
- RAUM · $168M to $145MMar 30, 2020 to Mar 31, 2021
- Assets in custody · $443M to $168MMar 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $443M to $168MMar 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $443M to $168MMar 29, 2019 to Mar 30, 2020
- RAUM · $443M to $168MMar 29, 2019 to Mar 30, 2020
- Assets in custody · $352M to $443MMar 30, 2018 to Mar 29, 2019
- Discretionary RAUM · $352M to $443MMar 30, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $352M to $443MMar 30, 2018 to Mar 29, 2019
- RAUM · $352M to $443MMar 30, 2018 to Mar 29, 2019
- Pooled vehicle clients · unset to 1.0Mar 31, 2017 to Mar 30, 2018
- Assets in custody · $356M to $352MMar 31, 2017 to Mar 30, 2018
Signals
6 dated events
- Gs Gamma Advisors, Llc reported RAUM $198.0M, down 36% from $309.2M (2024-01-19 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Marie Jennifer Selliers (Chief Compliance Officer) appeared on Schedule A of Gs Gamma Advisors, LlcMar 30, 2023 · Control person joined · fact
- Odessky Maria Rosen (Chief Compliance Officer) no longer on Schedule A of Gs Gamma Advisors, Llc (listed 2022-11-03, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Odessky Maria Rosen (Chief Compliance Officer) appeared on Schedule A of Gs Gamma Advisors, LlcAug 18, 2021 · Control person joined · fact
- Arik Hirschfeld (Chief Compliance Officer) no longer on Schedule A of Gs Gamma Advisors, Llc (listed 2021-03-31, absent 2021-08-18)Aug 18, 2021 · Control person left · inference
- Gs Gamma Advisors, Llc reported RAUM $167.8M, down 62% from $442.8M (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- GSGAMMA.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-381-4169reportedpublic record, Form ADV, Apr 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026